United States v. Williams

510 F.3d 416, 2007 U.S. App. LEXIS 30076, 2007 WL 4563668
Court of Appeals for the Third Circuit·Decided December 31, 2007·No. 05-4153·Published·Cited by 64 cases

Opinions

OPINION OF THE COURT

SLOVITER, Circuit Judge.

This appeal raises an issue that we have not previously decided: what , standard should be applied when analyzing a claim that a defendant has breached a plea agreement.

I.

Oyton Williams, who was charged by the United States with knowingly and intentionally possessing with intent to distribute fifty grams or more of cocaine base in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(A) and 18 U.S.C. § 2, pled guilty pursuant to a written plea agreement. The plea agreement stated, inter alia, that neither party would argue for an upward or downward departure not specified in [418]*418the agreement. According to the Pre-Sentence Report (“PSR”) prepared by the United States Probation Office, Williams’ United States Sentencing Guidelines (“U.S.S.G.” or “Guidelines”) range for the offense of conviction was 168-210 months imprisonment. At sentencing, Williams’ counsel argued for downward departures. The Court granted the request and imposed a sentence of 120 months imprisonment. The government appeals Williams’ sentence, arguing that his requests for downward departures breached his promises set forth in the plea agreement.

A.

Procedural Background

On April 23, 2004, following surveillance and receipt of information provided by a confidential informant, federal and state officers approached Williams in Newark, New Jersey, as he was parking his automobile. As the law enforcement officers prepared to search Williams, he told them that he had cocaine stored inside his vehicle. Following appraisal of his Miranda rights, Williams gave the officers consent to search not only the vehicle but also his home, telling them that they would find cocaine and a gun in a locked bedroom closet. Officers recovered a quantity of cocaine from the car and, on searching his home, found a large quantity of cocaine, a .32 caliber handgun, additional ammunition and assorted drug packaging material from a locked closet in the children’s room. A laboratory report concluded that 306.49 grams of cocaine base were recovered from Williams.

Williams waived his right to indictment, and the United States filed an information against him in the United States District Court for the District of New Jersey. On March 22, 2005, Williams executed a written plea agreement with the government. He agreed that he would enter a guilty plea to a one-count information charging him with possession with intent to distribute fifty grams or more of cocaine base, in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(A). The government agreed not to bring further criminal charges in connection with the instant offense (thereby foreclosing potential charges relating to his possession of a firearm in connection with a drug trafficking crime, possession of a firearm by a convicted felon, and his previous felony conviction) that could have increased Williams’ statutory minimum from ten years for the one-count information to twenty-five years.1

Schedule A of the plea agreement set forth the parties’ agreement and a proposed calculation of Williams’ sentence under the Guidelines. Paragraph 1 stated:

This Office and Williams recognize that the United States Sentencing Guidelines are not binding upon the Court. This Office and Williams nevertheless agree to the stipulations set forth herein, and agree that the Court should sentence [419]*419Williams within the Guidelines range that results from the total Guidelines offense level set forth below. This Office and Williams further agree that neither party will argue for the imposition of a sentence outside the Guidelines range that results from the agreed total Guidelines offense level.

App. at 30 (emphasis added). Paragraph 2 stipulated that the applicable Guidelines Manual was that which took effect on November 5, 2003.

The parties then stipulated that because the amount of cocaine base involved in Williams’ offense was 306.49 grams, his base offense level would be 34 under U.S.S.G. § 2D1.1(c)(3). Second, they stipulated that the two-level increase under U.S.S.G. § 2D1.1(b)(1) applied because Williams possessed the above-noted firearm in connection with the offense. Third, they agreed that a three-level reduction under U.S.S.G. § 3E1.1 applied because Williams had accepted responsibility. Thus, the plea agreement set forth that Williams’ “agreed total Guidelines offense level” was 33.

Williams and the government then agreed “not to seek or argue for any upward or downward departure or any upward or downward adjustment not set forth herein. The parties further agree that a sentence within the Guidelines range that results from the agreed total Guidelines offense level of 33 is reasonable.” App. at 31.

Williams pled guilty on April 13, 2005. The Court advised him as it took the plea that “until a presentence report is completed, it is impossible for either the Court or your attorney to know precisely what sentence range will be prescribed by the guidelines[.]” App. at 52.

The PSR calculated Williams’ total offense level to be at 33, just as the plea agreement had calculated. It also concluded that Williams had a criminal history category of III, based upon a 1992 drug conviction in county court at age twenty-two, a 1995 charge in Newark municipal court on resisting arrest that resulted in a suspended sentence, and a 2003 charge in Newark municipal court that also resulted in a suspended sentence. Those three offenses gave him two points each, resulting in six points total, which produced a criminal history category of III.

Under the Sentencing Guidelines then in effect, a criminal history category of III, combined with the total offense level of 33, resulted in a guideline range of 168-210 months imprisonment. The Probation Office identified no factors warranting departure from the Guideline range. Williams filed no objections to the PSR.

B.

Sentencing

Williams’ sentencing was scheduled for August 2, 2005. On July 26, 2005, his counsel filed Williams’ sentencing memorandum. Although Williams stated he did not dispute the suggested offense level of 33, he argued that he should be treated like a category II offender, rather than a category III offender. He asserted that U.S.S.G. § 4A1.3 supported downward departures for overrepresentation of criminal history and argued that his 1992 conviction, which occurred when he was twenty-two, was over a decade old, and that the two subsequent convictions were “relatively minor.”

In addition, although Williams conceded that the Guideline range was 168 to 210 months imprisonment, he requested the District Court to depart downwardly from that range pursuant to U.S.S.G. Chapter 5.2 To justify this departure, he pointed to [420]*420the following factors: his serious illness with diabetes; the fact that his wife was also charged in connection with the offense; that he was a married father who supported three children; and that he was from a broken home and lacked guidance as a child.

Finally, in Williams’ sentencing memorandum he argued for a variance under Booker

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United States v. Williams, 510 F.3d 416, 2007 U.S. App. LEXIS 30076, 2007 WL 4563668 (3d Cir. 2007).

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