United States v. William Rogers

86 F.4th 259
CourtCourt of Appeals for the Sixth Circuit
DecidedNovember 6, 2023
Docket22-5837
StatusPublished
Cited by3 cases

This text of 86 F.4th 259 (United States v. William Rogers) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. William Rogers, 86 F.4th 259 (6th Cir. 2023).

Opinion

RECOMMENDED FOR PUBLICATION Pursuant to Sixth Circuit I.O.P. 32.1(b) File Name: 23a0242p.06

UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT

┐ UNITED STATES OF AMERICA, │ Plaintiff-Appellee, │ > No. 22-5837 │ v. │ │ WILLIAM C. ROGERS, │ Defendant-Appellant. │ ┘

Appeal from the United States District Court for the Eastern District of Kentucky at London. No. 6:22-cr-00005-1—Robert E. Wier, District Judge.

Argued: October 25, 2023

Decided and Filed: November 6, 2023

Before: McKEAGUE, READLER, and DAVIS, Circuit Judges. _________________

COUNSEL

ARGUED: Timothy Rodriguez, BRADLEY ARANT BOULT CUMMINGS LLP, Nashville, Tennessee, for Appellant. John Patrick Grant, UNITED STATES ATTORNEY’S OFFICE, Lexington, Kentucky, for Appellee. ON BRIEF: Timothy Rodriguez, BRADLEY ARANT BOULT CUMMINGS LLP, Nashville, Tennessee, for Appellant. John Patrick Grant, Charles P. Wisdom, Jr., UNITED STATES ATTORNEY’S OFFICE, Lexington, Kentucky, for Appellee. _________________

OPINION _________________

CHAD A. READLER, Circuit Judge. William Rogers has a history of drug offenses. He challenges the way that history was treated in calculating his most recent criminal sentence. No. 22-5837 United States v. Rogers Page 2

Six years ago, Rogers was caught in a motel room with methamphetamine. A year later, he was found in possession of the same drug during a traffic stop. For these two incidents, Rogers was indicted for violating Kentucky drug trafficking laws, eventually receiving separate, concurrent sentences for each offense. More recently, Rogers pleaded guilty to possessing methamphetamine with the intent to distribute the drug in violation of federal law. Based on Rogers’s two prior offenses, the district court classified Rogers as a career offender, which raised his sentencing range and, with it, his ultimate sentence.

Rogers believes that his earlier offenses should be treated as a single prior sentence, rendering the career offender enhancement inapplicable. On this point, all agree that, in the Guidelines context, prior offenses separated by an “intervening arrest” result in distinct sentences for purposes of career offender status. See U.S.S.G. §§ 4A1.2(a)(2), 4B1.2(c). And because Rogers was arrested (as the term is used in the Guidelines) after the motel incident but before the traffic stop, we affirm.

I.

In January 2017, officers arrived at a motel to investigate a drug trafficking tip. They discovered William Rogers sitting in one of the rooms with the door open. The room reeked of marijuana. Upon request, Rogers surrendered to the officers a small bag containing various drugs, including methamphetamine. Rogers was later taken into custody.

But he did not remain so confined. Under Kentucky law, a defendant in custody for “longer than 60 days” “without being indicted” can be released. See Ky. R. Crim. P. 5.22(3). And that apparently is what happened to Rogers. Although the evidence in the record is scant, we know Rogers was released after being taken into custody, seemingly due to a failure to indict.

Here, we take note of a feature in Kentucky law: a failure to indict does not “prevent any charge against such defendant from being submitted to another grand jury.” See Ky. R. Crim. P. 5.22(4). Put another way, Kentucky allows a grand jury to indict a defendant belatedly even if a prosecutor failed to obtain an indictment in the wake of the purportedly criminal incident. See, e.g., Hampton v. Commonwealth, No. 2019-CA-000813-MR, 2020 WL 598260, at *2 (Ky. Ct. App. Feb. 7, 2020) (relying on Ky. R. Crim. P. 5.22(4) to reject challenge to a 2010 indictment No. 22-5837 United States v. Rogers Page 3

for conduct that occurred in 2007, notwithstanding a 2008 order of dismissal by a grand jury). In line with that rule, a grand jury indicted Rogers in February 2018 for his 2017 Kentucky offense, trafficking in two grams or more of methamphetamine. But Rogers was not in police custody when the indictment was issued—he had been released several months earlier.

His freedom, however, did not last. A month after Rogers’s indictment, officers encountered him once again. This time, Rogers was riding in the front seat of a vehicle that was pulled over for a minor traffic violation. As the stop unfolded, officers realized that Rogers had an active warrant for his arrest for failing to appear following the February 2018 indictment. A search of the car unearthed several incriminating items, including a bag of methamphetamine under Rogers’s seat. Rogers’s fellow passengers pointed the finger at him, and officers arrested Rogers. He ultimately pleaded guilty to two state felony drug trafficking offenses (one from the 2017 motel incident, the other from the 2018 traffic stop). Rogers was sentenced on the same day to concurrent prison terms for the two drug felonies. He was released in November 2020.

Fast forward a year. Officers once again found Rogers in possession of methamphetamine, which Rogers admitted he was attempting to sell. This time, the incident caught the attention of federal authorities. Following a federal indictment, Rogers pleaded guilty to possessing with the intent to distribute methamphetamine in violation of 21 U.S.C. § 841(a). Before sentencing, the probation office recommended that Rogers’s earlier crimes—the January 2017 and March 2018 offenses—warranted application of the career offender enhancement, which applies to certain defendants with “at least two prior felony convictions of . . . a controlled substance offense.” See U.S.S.G. § 4B1.1(a). In Rogers’s case, the enhancement raised his base offense level from 34 to 37, meaning that after a three-level reduction for acceptance of responsibility, he faced a Guidelines range of 262 to 327 months.

Rogers objected to the enhancement. To his mind, the two drug offenses did not count as distinct prior felony convictions for enhancement purposes because they were not “separated by an intervening arrest,” an express requirement in the Guidelines. See U.S.S.G. §§ 4A1.2(a)(2), 4B1.2(c). The district court disagreed, applied the career offender enhancement, and imposed a below-Guidelines sentence of 240 months of imprisonment. Rogers’s appeal followed. No. 22-5837 United States v. Rogers Page 4

II.

Rogers renews his contention that his two state drug offenses should not have triggered the career offender designation. Whether an offense counts as a prior conviction for determining career offender status under U.S.S.G. § 4B1.1 is a question of law we review de novo. United States v. Hill, 982 F.3d 441, 443 (6th Cir. 2020).

A. At bottom, Rogers’s case centers on two terms of art used in the Guidelines. One is “prior sentence of imprisonment.” The other is “intervening arrest.” These terms operate in tandem.

Begin with some fundamentals of the Guidelines. A defendant’s criminal history category (which, together with the defendant’s underlying offense level, defines the applicable Guidelines range) turns in part on whether the defendant has had a “prior sentence of imprisonment.” See U.S.S.G. § 4A1.1. More prior sentences mean a higher criminal history category and, with it, a higher Guidelines range. See id. And if at least two of those prior sentences are tied to certain “prior felony convictions”—either “a crime of violence” or “a controlled substance offense”—they raise the specter of a career offender enhancement. See id. §§ 4B1.1(a), 4B1.2(c).

A nuance in the Guidelines’ terminology arises here. For a “prior sentence of imprisonment” to count for purposes of the career offender enhancement, the sentence must be tied to a “prior felony conviction[].” Id. § 4B1.2(c) (citing § 4A1.1(a), (b), or (c)).

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Bluebook (online)
86 F.4th 259, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-william-rogers-ca6-2023.