United States v. Whitby

896 F. Supp. 898, 1995 U.S. Dist. LEXIS 11900, 1995 WL 488338
CourtDistrict Court, W.D. Wisconsin
DecidedAugust 10, 1995
Docket3:92-cr-00069
StatusPublished
Cited by1 cases

This text of 896 F. Supp. 898 (United States v. Whitby) is published on Counsel Stack Legal Research, covering District Court, W.D. Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Whitby, 896 F. Supp. 898, 1995 U.S. Dist. LEXIS 11900, 1995 WL 488338 (W.D. Wis. 1995).

Opinion

896 F.Supp. 898 (1995)

UNITED STATES of America, Plaintiff,
v.
Carl WHITBY, Defendant.

Nos. 92-CR-0069-C-03, 92-C-0194-C and 95-C-0171-C.

United States District Court, W.D. Wisconsin.

August 10, 1995.

*899 *900 Jeffrey Anderson, Steven O'Connor, Asst. U.S. Atty., Madison, WI, for U.S.

Carl V. Whitby, Leavenworth, KS, pro se.

OPINION and ORDER

CRABB, Chief Judge.

Defendant Carl Whitby has moved for an order vacating his sentence for possession with intent to distribute cocaine in violation of 21 U.S.C. § 841(a)(1) on the ground that it was imposed illegally. Although defendant asserts several bases for relief, his primary argument is that his criminal prosecution should have been barred under the double jeopardy clause of the Fifth Amendment in light of the government's prior institution of a parallel civil drug forfeiture action against his personal and real property based on the same conduct. Defendant also contends that his double jeopardy rights were violated when this court relied on his 1989 state drug conviction in declaring him a career offender under § 4B1.1 of the sentencing guidelines because the same conviction had already been used once before by a state court to enhance the sentence he received for a 1990 sexual assault conviction. In addition to these double jeopardy challenges, defendant contends that the government failed to satisfy the procedural requirements of 21 U.S.C. § 851(a)(1) in seeking an enhanced sentence based on his prior drug conviction. Finally, defendant asserts that his lawyer's failure to object to his career offender designation on double jeopardy grounds and failure to raise the alleged § 851(a)(1) procedural deficiencies on direct appeal constituted ineffective assistance of counsel.

For the purpose of deciding this motion, I find the following facts from the record.

RECORD FACTS

On March 6, 1992, the government filed a complaint in rem under 21 U.S.C. § 881(a)(6) and (7) against various bank and brokerage accounts, promissory notes, securities, and real property. On May 6, 1992, defendant was charged in nine counts of an eighteen count indictment. Counsel was appointed to represent him at government expense. Although a copy of the forfeiture complaint and warrant was served on defendant sometime around June 29, 1992, and on defendant's wife and notice was published in two newspapers, defendant did not file a claim in the proceeding and it was closed by entry of default judgment in favor of the government on October 5, 1992.

In the meantime, on July 24, 1992, the government filed a notice of its intent to seek an enhanced sentence against defendant on the basis of a prior drug conviction. On August 12, 1992, defendant entered a plea of guilty to count thirteen of the indictment, which charged him with possession with intent to distribute cocaine. He was sentenced on November 4, 1992, to a term of 210 months, after having been found to be a career offender under § 4B1.1 of the sentencing guidelines because he was more than eighteen years old and had two prior felony convictions for a controlled substance offense or a crime of violence.

*901 OPINION

A threshold question must be addressed before reaching the merits of defendant's motion. Defendant styled his pleading as a petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2241 and strenuously objects to any characterization of his motion as one brought under 28 U.S.C. § 2255, although he fails to make clear what his objections are. If defendant is concerned that the issues he raises cannot be heard on such a motion, he is mistaken. In any event, it is immaterial whether he believes a § 2255 motion is inadequate for his purposes because it is the only avenue he has for attacking his federal sentence and the underlying conviction. Waletzki v. Keohane, 13 F.3d 1079, 1080 (7th Cir.1994) ("[A] prisoner who challenges his federal conviction or sentence cannot use the federal habeas corpus statute at all but instead must proceed under 28 U.S.C. § 2255."). Because defendant's challenge goes to the legality of his sentence, I construe it as a motion brought pursuant to 28 U.S.C. § 2255.

Section 2255 motions provide a method by which federal prisoners can challenge their sentences, but they are not a substitute for direct appeal. Doe v. United States, 51 F.3d 693, 698 (7th Cir.), petition for cert. filed, July 3, 1995 (No. 95-5095). The movant must show cause for his failure to raise the challenge on direct appeal and actual prejudice he would incur if he is denied an opportunity to be heard on the challenge. United States v. Frady, 456 U.S. 152, 167-68, 102 S.Ct. 1584, 1594-95, 71 L.Ed.2d 816 (1982); see also Kelly v. United States, 29 F.3d 1107, 1112 (7th Cir.1994). Defendant has not addressed this question, perhaps because he thinks he can avoid it by having his challenge heard as a petition for a writ of habeas corpus. The defendant's failure to address cause and prejudice is a sufficient reason to deny his motion, but even if defendant could show that his attorney's ineffectiveness was the cause of his failure to appeal the matters he is now raising, he could not prevail on this § 2255 motion because he cannot show actual prejudice. See Frady, 456 U.S. at 168, 102 S.Ct. at 1594-95.

The Fifth Amendment double jeopardy clause protects against being prosecuted for the same offense after an acquittal; being prosecuted for the same offense after a conviction; and being subjected to multiple punishments for the same offense. United States v. Halper, 490 U.S. 435, 440, 109 S.Ct. 1892, 1897, 104 L.Ed.2d 487 (1989); Garrity v. Fiedler, 41 F.3d 1150, 1152 (7th Cir.1994), cert. denied, ___ U.S. ___, 115 S.Ct. 1420, 131 L.Ed.2d 303 (1995). Recent decisions of the United States Supreme Court indicate that a forfeiture proceeding can constitute punishment within the meaning of the Fifth Amendment, even if the proceeding is labeled as civil. See Austin v. United States, ___ U.S. ___, ___, 113 S.Ct. 2801, 2812, 125 L.Ed.2d 488 (1993) (forfeiture actions under 21 U.S.C. § 881(a)(4) and (a)(7) are punitive rather than wholly remedial); United States v. Halper, 490 U.S. at 447-48, 109 S.Ct. at 1901-02 (some civil penalties may constitute punishment for double jeopardy purposes).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Martin
930 F. Supp. 314 (N.D. Illinois, 1996)

Cite This Page — Counsel Stack

Bluebook (online)
896 F. Supp. 898, 1995 U.S. Dist. LEXIS 11900, 1995 WL 488338, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-whitby-wiwd-1995.