United States v. Westley

Court of Appeals for the Second Circuit·Decided October 20, 2021·No. 19-3746-cr(L)·Unpublished

Opinion

19-3746-cr(L)

United States v. Westley

UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT

SUMMARY ORDER

RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION ASUMMARY ORDER@). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.

At a stated term of the United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 20th day of October, two thousand twenty-one.

PRESENT:

JOHN M. WALKER, JR.,

JOSEPH F. BIANCO,

STEVEN J. MENASHI,

Circuit Judges.

United States of America, Appellee,

v. 19-3746-cr(L), 19-3826-cr(CON),

20-163-cr(CON),

20-779-cr(CON)

Milton Westley, AKA Reese, Clifford Brodie, AKA Cliff G, Sedale Pervis, AKA Scope, Dejuan Ward, AKA Hot Boi,

Defendants-Appellants,

Michael Belle, AKA MB, Michael Via, AKA Mike Live,

Defendants. ∗

∗ The Clerk of Court is respectfully directed to amend the caption as set forth above.

FOR APPELLEE: JOCELYN COURTNEY KAOUTZANIS (Marc H.

Silverman, on the brief), Assistant United States Attorneys, for Leonard C. Boyle, Acting United States Attorney for the District of Connecticut, New Haven, CT.

FOR DEFENDANT-APPELLANT MILTON WESTLEY: STEVEN Y. YUROWITZ, Newman & Greenberg LLP, New York, NY.

FOR DEFENDANT-APPELLANT CLIFFORD BRODIE: ROBERT J. BOYLE, Law Office of Robert J. Boyle, New York, NY.

FOR DEFENDANT-APPELLANT SEDALE PERVIS: W. THEODORE KOCH III, Koch, Garg & Brown, Niantic, CT.

FOR DEFENDANT-APPELLANT DEJUAN WARD: JON L. SCHOENHORN, Jon L. Schoenhorn & Associates, LLC, Hartford, CT.

Appeal from judgments of the United States District Court for the District of Connecticut (Shea, J.).

UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that the judgments of conviction entered on November 1, 2019 against Milton Westley, on November 7, 2019 against Clifford Brodie, on January 14, 2020 against Sedale Pervis, and on March 2, 2020 against Dejuan Ward are AFFIRMED.

Milton Westley, Clifford Brodie, Sedale Pervis, and Dejuan Ward (collectively, “defendants”) 1 appeal from their respective judgments of conviction, after the entry of guilty pleas, arising out of their participation in the racketeering activity of the Goodrich Street Boys (“GSB”),

1 The other defendants in the underlying case—Michael Belle and Michael Via—are not parties to the instant appeal.

a violent gang responsible for drug trafficking and numerous shootings in New Haven, Connecticut. Each defendant pled guilty to Count One of the Indictment—conspiracy to engage in a pattern of racketeering activity in violation of 18 U.S.C. § 1962(d).

The district court sentenced each of the defendants to terms of imprisonment above their respective advisory ranges pursuant to the United States Sentencing Guidelines: Westley to 156 months’ imprisonment, Brodie to 168 months’ imprisonment, Pervis to 144 months’ imprisonment, and Ward to 97 months’ imprisonment. Westley, Brodie, and Pervis admitted to the drug trafficking conspiracy predicate racketeering act, as well as to a second predicate racketeering act involving at least one of the alleged shootings that constituted an attempted murder in furtherance of the GSB racketeering conspiracy. Ward admitted to three predicate racketeering acts: drug trafficking conspiracy, Hobbs Act robbery conspiracy, and obstruction of justice. On appeal, the defendants challenge their respective sentences on several different grounds.

We assume the parties’ familiarity with the underlying facts and prior record of proceedings, to which we refer only as necessary to explain our decision to affirm.

I. The Westley Appeal The sole challenge brought by Westley on appeal relates to his contention that the government breached the plea agreement during his sentencing proceeding. In particular, Westley asserts that the government breached the plea agreement by arguing—in response to the district court’s inquiry—that the base offense level under the United States Sentencing Guidelines for his participation in the shooting of Marquis Freeman should be calculated at level 33 because it was committed with malice and premeditation, rather than the level 27 that had been stipulated to by

the parties in the plea agreement. See U.S.S.G. § 2A2.1. After the district court raised this issue sua sponte at sentencing, the government explained that, although level 33 should have applied based upon the facts, the government agreed to the lower offense level of 27 in the plea agreement because of mitigating factors that applied to Westley’s particular case.

In evaluating whether the government breached a plea agreement, “[w]e review interpretations of [the] plea agreement[] de novo and in accordance with principles of contract law.” United States v. Wilson, 920 F.3d 155, 162 (2d Cir. 2019) (internal quotation marks omitted). “[W]e construe plea agreements strictly against the government and do not hesitate to scrutinize the government’s conduct to ensure that it comports with the highest standard of fairness.” United States v. Vaval, 404 F.3d 144, 152 (2d Cir. 2005) (internal quotation marks omitted). Where, as here, the appellant did not raise the argument below, we examine the alleged breach under plain error review. United States v. Taylor, 961 F.3d 68, 81 (2d Cir. 2020). “To establish plain error, a defendant must demonstrate: (1) error, (2) that is plain, and (3) that affects substantial rights.” United States v. Bleau, 930 F.3d 35, 39 (2d Cir. 2019) (per curiam) (internal quotation marks omitted).

Even assuming arguendo that Westley could establish a breach of the plea agreement based upon the government’s response to the district court’s inquiry at sentencing, we find no plain error because Westley was not harmed by the alleged breach. See United States v. Habbas, 527 F.3d 266, 270–71 (2d Cir. 2008); see also Puckett v. United States, 556 U.S. 129, 142 n.4 (2009) (requiring a defendant to show a breach actually affected his sentence). It is abundantly clear from the record that, notwithstanding the government’s response to the inquiry regarding the potential application of the higher offense level of 33 to the facts, the district court did not apply the higher

level, but rather adhered to the level 27 that was stipulated to by the parties in the plea agreement. For example, in calculating the Guidelines range at sentencing, the district court explicitly stated the following with respect to the attempted murder: “[T]he base offense level is 27 under Section 2A2.1(a)(2), although as I will discuss later, it would appear to me that there’s a basis for imposing a higher offense level of 33 here. But I’m not going to do that. I’ll talk about that later. I’m going to adopt the parties’ stipulation that it’s 27.” Gov’t App’x at 594. Later, the district court further stated, “Again, I adopted the guidelines range that the parties have stipulated to.” Id. at 618. Moreover, at the conclusion of the sentencing, the district court reiterated, “Ultimately, I adopted the parties’ guidelines calculation. I did not adopt the first-degree murder—or first-degree attempt of [level] 33. I reached this sentence through an upward variance for the reasons I’ve indicated.” Id. at 640–41. Thus, even if the government breached the agreement by suggesting that the higher level should have been applied based upon the facts, that alleged breach did not affect Westley’s substantial rights because the district court adhered to level 27, which was stipulated to by the parties.

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