United States v. Weatherspoon

44 M.J. 211, 1996 CAAF LEXIS 27, 1996 WL 425589
CourtCourt of Appeals for the Armed Forces
DecidedJuly 30, 1996
DocketNo. 94-1026; CMR No. 9200303
StatusPublished
Cited by1 cases

This text of 44 M.J. 211 (United States v. Weatherspoon) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Weatherspoon, 44 M.J. 211, 1996 CAAF LEXIS 27, 1996 WL 425589 (Ark. 1996).

Opinions

Opinion of the Court

COX, Chief Judge:

Contrary to his pleas, appellant was convicted by a general court-martial at Fort Hood, Texas, of premeditated murder and breaking restriction, in violation of Articles 118 and 134, Uniform Code of Military Justice, 10 USC §§ 918 and 934, respectively. Thereafter, the members sentenced appellant to a dishonorable discharge, life imprisonment, and total forfeitures. The convening authority approved the sentence but suspended all confinement in excess of 50 years for 1 year. In an unpublished opinion, the Court of Military Review1 affirmed.

This, appeal asks us to define the dimensions of an accused’s right to have court members articulate their recommendation of clemency to the convening authority. We are asked to do so in the context of an issue questioning the correctness of the military judge’s instructions to the members that, if they wanted to make such a recommendation at the time of announcing the sentence, three-fourths of them must vote to do so. 42 MJ 415 (1995).

[212]*212I

Nine minutes after court had closed so that the members could deliberate on their sentence, they returned to ask: “The question is, must we impose confinement for life or must we merely vote for life?” The following colloquy ensued:

MJ: Well, you must vote for a sentence that includes confinement for life. You have no choice with respect to that____ [T]he court cannot reach a sentence unless seven [of the nine] members concur and that must include confinement for life. Now, you have no choice with respect to that. You may do this. You may, after imposing a sentence which includes confinement for life, collectively, or after the trial, individually, recommend to the convening authority that the confinement be reduced to another number, whatever it is. You can recommend clemency with respect to the confinement. Well, actually you can always recommend clemency, but you can’t do it — I don’t want to confuse you. Let me talk about confinement and everything I say applies to confinement. The bottom line is, you must vote for a sentence which includes confinement for life. You can, as a court, collectively or individually, recommend clemency with respect to that length of confinement.
PRES: And how would we record that?
MJ: You may announce that the court recommends that the convening authority only approve — after you announce the sentence you can also say, “The court recommends that the convening authority approve a certain amount of years.” I assume that’s what you’re thinking about. Or you could, individually after the trial either approach the convening authority, approach the defense counsel, approach the SJA, to record your individual views. That’s permissible in this case because of the mandatory nature of the sentence.
PRES: If we have four people that decide that they recommend clemency, how do we record that, or do we?
MJ: You may do it together and send a Utter to the convening authority, approach him individually, approach the Staff Judge Advocate, approach the defense counsel, any number of ways.
PRES: I’m still not clear. If four people, after we — during deliberations, four people say, I’ll recommend clemency. Do we come back to you and record that in this document [holds up Appellate Exhibit XLVIII — (sentence worksheet) ] or is that done outside of this courtroom on another time and place?
MJ: If less than seven [of the nine] members of the court are recommending clemency, or at least seven can agree on the degree of clemency, you can write a letter to the convening authority, you can write a letter to the SJA, you can talk to the defense counsel, call him up and talk to him. You can talk to the trial counsel, through any number of ways like that. You can put it in writing, together the four of you. You can meet in your office this afternoon and talk about it, or anything like that. You know, any way that you would — could get a message through to the convening authority.

(Emphasis added.) Defense counsel stated he had no objection to this instruction.

In due course, the members returned with the sentence indicated earlier, without a recommendation for clemency. The sentence worksheet reflects the following handwritten notation: “Court has chosen not to address clemency because less than seven members wanted to.” App.Ex. XLVIII. It is apparent that the words “only 4 members” were written in, and then stricken out after “because,” and replaced by the current language. After trial, three of the members, in fact, did write the convening authority to recommend clemency, and a fourth wrote to recommend against clemency.

II

In considering whether the above-quoted instructions were plainly erroneous, see United States v. Toro, 37 MJ 313 (CMA 1993), cert. denied, 510 U.S. 1091, 114 S.Ct. 919, 127 [213]*213L.Ed.2d 213 (1994); United States v. Fisher, 21 MJ 327 (CMA 1986), we note that the granted issue logically presents three questions: First, does an accused have any right to a collective recommendation by the members for clemency, to be announced contemporaneously with the sentence? Second, if so, what vote is required for such a collective recommendation? Finally, in light of answers to these questions, is there a “reasonable likelihood” that the members applied these instructions in an impermissible and prejudicial manner? See generally Estelle v. McGuire, 502 U.S. 62, 112 S.Ct. 475, 116 L.Ed.2d 385 (1991). Our standard of review is de novo. See S. Childress & M. Davis, Standards of Review § 2.13 (1992).

From this Court’s earliest days, we recognized that a court-martial does not have the power to adjudge a suspended sentence. United States v. Marshall, 2 USCMA 342, 8 CMR 142 (1953). Nonetheless, “[i]t has long been the practice in the military service for courts-martial to make recommendations of clemency to reviewing authorities.” United States v. Doherty, 5 USCMA 287, 291, 17 CMR 287, 291 (1954). This Court even has commented that “it is a practice which must be encouraged” in light of the court-martial’s legal inability, itself, to suspend any or all of a sentence. Id.

Although not entirely clear, it appears that the legal basis for this early-recognized right of a court-martial to recommend clemency might have been the following language found in paragraph 766 (4), Manual for Courts-Martial, United States, 1951:

For the information of the convening authority — but not as a part of the sentence itself — the court may formulate for inclusion in the record a brief statement of the reasons for the sentence.

See United States v. Turner, 14 USCMA 435, 439, 34 CMR 215, 219 (1964). See generally Art. 36(a), UCMJ, 10 USC § 836(a) (authority of the President to promulgate rules of procedure). It is also possible that the legal basis might have been paragraph 11a of the 1951 Manual.

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Bluebook (online)
44 M.J. 211, 1996 CAAF LEXIS 27, 1996 WL 425589, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-weatherspoon-armfor-1996.