United States v. Washington

135 F.3d 618, 98 Daily Journal DAR 1087, 28 Envtl. L. Rep. (Envtl. Law Inst.) 20619, 98 Cal. Daily Op. Serv. 717, 1998 U.S. App. LEXIS 1109
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 28, 1998
DocketNos. 96-35014, 96-35082, 96-35142, 96-35196, 96-35200 and 96-35223
StatusPublished
Cited by2 cases

This text of 135 F.3d 618 (United States v. Washington) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Washington, 135 F.3d 618, 98 Daily Journal DAR 1087, 28 Envtl. L. Rep. (Envtl. Law Inst.) 20619, 98 Cal. Daily Op. Serv. 717, 1998 U.S. App. LEXIS 1109 (9th Cir. 1998).

Opinions

Opinion by Judge TROTT; Concurrence by Judge BEEZER.

TROTT, Circuit Judge:

I. OVERVIEW

The State of Washington, groups of private tideland property owners (“Private Owners”), and commercial shellfish growers (“Growers”) (collectively, “Appellants”) appeal the district court’s judgment following two bench trials in an action brought by numerous Indian Tribes1 (the “Tribes”) and the United States (on the Tribes’ behalf) seeking a declaration of rights to shellfish under the Stevens Treaties (“Treaties”). The United States and the Tribes cross-appeal the district court’s order implementing the Tribes’ rights.

In 1855, the United States negotiated five Treaties with the Tribes in the Western Washington Territory. The Tribes ceded their aboriginal lands to the United States for settlement, receiving in exchange exclusive title to defined lands, free medical care, schools, occupational training, and annuity payments. The Treaties also reserved to the Tribes the “right of taking fish, at all usual and accustomed grounds and stations ... in common with all citizens of the Territory.... ” In a series of decisions beginning in 1974, federal courts, including the Ninth Circuit and the Supreme Court, held that this treaty language entitles the Tribes to take fifty percent of the salmon and other free-swimming fish in the waters controlled by Washington State. The Tribes’ rights to shellfish under the Treaties, however, are limited by the following proviso (the “Shellfish Proviso”): “Provided, however, That they shall not take shellfish from any beds staked or cultivated by citizens.”

This case concerns the nature and extent of the Tribes’ shellfishing rights under the Treaties. The district court concluded in a thoughtful and well-reasoned opinion that the term “fish,” as used in the Stevens Treaties, includes shellfish.. The court then concluded that the Tribes have a right to take one half of the harvestable shellfish of every species found anywhere within their usual and accustomed fishing areas, except as expressly limited by the Shellfish Proviso. The court interpreted the Shellfish Proviso “only to exclude Indians from artificial, or planted shellfish beds; [the parties to the Treaties] neither contemplated nor desired that the Indians would be excluded from natural shellfish beds.” United States v. Washington, 873 F.Supp. 1422, 1441 (W.D.Wash. 1994). The court’s conclusions substantially reflect the position of the Tribes and of the United States, which the court found to be “overwhelmingly” supported by the historical evidence of the intent of the signatory parties to the Treaties.

After its decision interpreting the Treaties, the district court held a second trial to determine a plan for implementing the Tribes’ shellfishing rights (“Implementation Plan”). Employing principles of equity, the court refined its definition of “cultivated” under the Proviso and precluded the Tribes from harvesting shellfish on most of the commercial Growers’ property. In addition, the court placed time, place, and manner restrictions on the Tribes’ ability to harvest from privately-owned land. Finally, the court devised a system for the appointment and removal of Special Masters to resolve disputes arising from the Implementation Plan. These consolidated appeals followed.

We have jurisdiction under 28 U.S.C. § 1291, and we affirm in part and reverse in part.

II. HISTORICAL BACKGROUND

A. The Stevens Treaties

The record contains extensive persuasive evidence concerning the Tribes’ reliance on fish and shellfish for commercial, subsistence, and ceremonial purposes. Fishing was “not much less necessary to the existence of the Indians than the atmosphere they breathed.” United States v. Winans, 198 U.S. 371, 381, [627]*62725 S.Ct. 662, 664, 49 L.Ed. 1089 (1905). The United States Treaty negotiators, under the leadership of Governor Isaac Stevens, were well aware of the Tribes’ use and reliance on a wide variety of fish, including shellfish. “The United States’ primary purpose [in entering the Treaties] was to extinguish the Indians’ title to the lands in Western Washington, thereby clearing the way for settlement by Europeans.” United States v. Washington, 873 F.Supp. 1422, 1436 (W.D.Wash.1994) [hereinafter “Shellfish 1 ”]. Because of the Tribes’ extensive reliance on fish, however, “[t]he United States was aware that ... it was clearly necessary to preserve the Indians’ fishing rights.” Id. ‘Whatever land concessions [the Tribes] made, the Indians viewed a guarantee of permanent fishing rights as an absolute predicate to entering into a treaty with the United States.” Id. at 1437.

At the time of the Treaties, a shellfish-cultivation industry had begun to develop at Shoalwater Bay in the Washington Territory. The United States treaty negotiators were familiar with the practices of that industry, which was modeled after the larger, older, and more developed shellfish industry on the East Coast of the United States. Id. at 1434. Shellfish farmers created “cultivated” beds (ones on which shellfish spawn would not naturally set) by removing oysters from their natural beds to areas where they could grow more rapidly, or by placing shells or other material to harden the bottom and thereby facilitate the setting of the oysters. In addition to creating cultivated beds, shellfish farmers frequently “staked” beds of shellfish by storing market-sized shellfish removed from other beds until they could be shipped to market. These staked beds did not naturally contain shellfish of the type being stored, and their boundaries were marked for identification purposes with stakes extending above the surface of the water at high tide. Id. at 1432-37.

Fish, including shellfish, were exceptionally abundant and considered inexhaustible at treaty time. Id. at 1438. Hence, the United States negotiators believed that preserving Indian fishing rights would not interfere with the rights of citizens. The “negotiators were aware of the thriving shellfish industry in fully-developed East Coast cities, and likely assumed based on those examples that development in the Puget Sound and on the western shore would not interfere with the Indians’ exercise of their treaty fishing rights.” Id.

In light of the above, the United States negotiated five treaties with Indian Tribes of the Western Washington Territory in 1854 and 1855.2 Through each of these Treaties, in substantially identical language, the Tribes secured their preexisting right to take fish:

The right of taking fish, at all usual and accustomed grounds and stations, is further secured to said Indians, in common with all citizens of the Territory, and of erecting temporary houses for the purpose of curing, together with the privilege of hunting, gathering roots and berries, and pasturing their horses on open and unclaimed lands: Provided, however, That they shall not take shell fish from any beds staked or cultivated by citizens....

Treaty of Medicine Creek, supra, Art. III.

B. Post-Treaty Developments

In the years immediately following the Treaties, the Indians harvested the majority of the shellfish resource.

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206 F. Supp. 2d 448 (W.D. New York, 2002)
United States of America Muckleshoot Tribe Nooksack Upper Skagit Squaxin Island Lummi Indian Tribe Makah Tribe Tulalip Tribe Swinomish Indian Tribal Community Quileute Indian Tribe Puyallup Tribe Hoh Indian Tribe Suquamish Tribe Quinault Indian Nation Confederated Tribes & Bands of the Yakima Indian Nation Nisqually Indian Tribe Jamestown Tribe Lower Elwha Klallam Tribe Port Gamble Bands Skokoish Tribe Sauk-Suiattle Tribe Stillaguamish Tribe v. State of Washington, United States of America Muckleshoot Tribe Nooksack Upper Skagit Squaxin Island Lummi Indian Tribe Makah Tribe Tulalip Tribe Swinomish Indian Tribal Community Puyallup Tribe Quileute Indian Tribe Suquamish Tribe Hoh Indian Tribe Quinault Indian Nation Confederated Tribes & Bands of the Yakima Indian Nation Nisqually Indian Tribe Jamestown Tribe Lower Elwha Klallam Tribe Port Gamble Bands Skokoish Tribe Sauk-Suiattle Tribe Stillaguamish Tribe v. State of Washington, and 26 Upland and Tideland Private Property Owners, (Dan Buehler, Robert L. Davis, Bruce I. Fielding, Arthur J. Gerdes, Joe Hoots, Keith C. Huetson, Commander J.C. James, Richard Sayre Koch, Elaine C. Lefler, Joan Lemonds-Roush, John S. Lewis, Steven L. Luke, Edward R. McMillan Robert F. Newman, Mark A. Nysether, Arthur I. Price, Ray D. Randall, Cynthia Ramussen, Robert G. Shanks, Axel Strakeljahn, Leana Tracy, Stuart W. Turner, George B. Usnick, Lee S. Vincent, Joan Walker and William E. Whitney, Jr.), Defendants-Intervenors-Appellants. United States of America, Muckleshoot Tribe Nooksack Upper Skagit Squaxin Island Lummi Indian Tribe Makah Tribe Tulalip Tribe Swinomish Indian Tribal Community Puyallup Tribe Quileute Indian Tribe Suquamish Tribe Hoh Indian Tribe Quinault Indian Nation Confederated Tribes & Bands of the Yakima Indian Nation Nisqually Indian Tribe Jamestown Tribe Lower Elwha Klallam Tribe Port Gamble Bands Skokoish Tribe Sauk-Suiattle Tribe Stillaguamish Tribe v. State of Washington, and James Hadley James Carter Ann Carter Charmond Adkins Larry Alexander Shirlee Alexander Grace Boyd Pierce Davis Rosemary Duncan May Davis James C. Johnston Sarah Johnston W.K. Kirch Jo Ann Kirch David Mitchell Louis Nawrot, Jr. Boon Ho Woo Harold Bauer Billie Bauer William Chase Frances Fellows George Grader Earl Hunsperger Millicent Hunsperger Edward Krenz Eleanor Krenz H.J. Merrick Moss Gordon Margaret Moss Sewall Reynolds Emma Reynolds John Riach Alva Hazel Robb Irene Smith Providence Worley, Defendants-Intervenors- United States of America, and Lummi Tribe Muckleshoot Tribe Nooksack Upper Skagit Squaxin Island Makah Tribe Swinomish Indian Tribal Community Tulalip Tribe Puyallup Tribe Quileute Indian Tribe Hoh Indian Tribe Suquamish Tribe Nisqually Indian Tribe Jamestown Tribe Lower Elwha Klallam Tribe Port Gamble Bands Skokoish Tribe Sauk-Suiattle Tribe Stillaguamish Tribe, Plaintiffs-Intervenors- and Quinault Indian Nation Confederated Tribes & Bands of the Yakima Indian Nation, Plaintiffs-Intervenors v. State of Washington, United States of America, and Muckleshoot Tribe Nooksack Upper Skagit Squaxin Island Lummi Indian Tribe Makah Tribe Tulalip Tribe Swinomish Indian Tribal Community Puyallup Tribe Quileute Indian Tribe Hoh Indian Tribe Suquamish Tribe Quinault Indian Nation Confederated Tribes & Bands of the Yakima Indian Nation Nisqually Indian Tribe Jamestown Tribe Lower Elwha Klallam Tribe Port Gamble Bands Skokoish Tribe Sauk-Suiattle Tribe Stillaguamish Tribe, Plaintiffs-Intervenors v. State of Washington, United States of America, and Lummi Indian Tribe Muckleshoot Tribe Nooksack Upper Skagit Squaxin Island Makah Tribe Swinomish Indian Tribal Community Tulalip Tribe Puyallup Tribe Quileute Indian Tribe Hoh Indian Tribe Suquamish Tribe Quinault Indian Nation Confederated Tribes & Bands of the Yakima Indian Nation Nisqually Indian Tribe Jamestown Tribe Lower Elwha Klallam Tribe Port Gamble Bands Skokoish Tribe Sauk-Suiattle Tribe Stillaguamish Tribe, Plaintiffs-Intervenors v. State of Washington, and Puget Sound Shellfish Growers, Defendants-Intervenors
135 F.3d 618 (Ninth Circuit, 1998)

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Bluebook (online)
135 F.3d 618, 98 Daily Journal DAR 1087, 28 Envtl. L. Rep. (Envtl. Law Inst.) 20619, 98 Cal. Daily Op. Serv. 717, 1998 U.S. App. LEXIS 1109, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-washington-ca9-1998.