United States v. Walter Riley

363 F.2d 955, 1966 U.S. App. LEXIS 5523
CourtCourt of Appeals for the Second Circuit
DecidedJuly 12, 1966
Docket412, Docket 29383
StatusPublished
Cited by69 cases

This text of 363 F.2d 955 (United States v. Walter Riley) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Walter Riley, 363 F.2d 955, 1966 U.S. App. LEXIS 5523 (2d Cir. 1966).

Opinions

FRIENDLY, Circuit Judge:

In this typical narcotics prosecution under 21 U.S.C. §§ 173 and 174, in which the defendant Riley received a mandatory ten year sentence as a second offender, the sole issue on appeal is the judge’s refusal to allow the defense to argue entrapment and to submit the issue to the jury.

The Government’s evidence was given primarily by an undercover agent of the Federal Bureau of Narcotics, whose account was supported by another agent surveilling from afar. The former testified that, on April 27, 1964, an unnamed informant took him to Riley’s apartment and introduced him as “Hank,” a friend from Washington, D. C., who wanted to buy narcotics; that Riley led him off to another room and negotiated the transaction for three “bundles,” each containing twenty-five “bags,” for $225; that Riley then left the apartment, telling the agent and the informant to wait for him; and that Riley later returned, took the agent aside in the bedroom, and handed him the three bundles. Before the agent left, Riley asked about his future requirements and arranged to have a half ounce ready the following week. [957]*957On the afternoon of May 6 the agent and the informant drove to Riley’s apartment and Riley negotiated the sale of a half ounce of heroin at $300. After furnishing Riley with transportation, the agent awaited him at a bar; Riley made the delivery and arranged a sale for the next week.

Not disputing the transactions, Riley gave a wholly different version of their provenance. He was an addict for nearly twenty years with a record of two previous convictions for possession of narcotics but not for their sale. The informant, known to Riley as “Charles,” was a friend with whom he had often “taken off” and “gotten high.” They had shared supplies when either was in need; only a few days earlier Charles had come to his house to use his needle. Hank, introduced as a friend of Charles from Brooklyn, said he and his wife were “sick,” i. e., in need of a dose of narcotics, and sought Riley’s help in getting some. When Riley protested that he was not a seller of narcotics, Hank inquired whether he didn’t know where to get them; Riley responded that he would go out on the street and see what he could do. Hank’s request for twenty-five bags, in contrast to his own daily purchases of only four or five, indicated to him that Hank was not only a user but also a seller; indeed Hank said he sold in Brooklyn and lacked a connection. Riley accommodated Hank “on the strength of Charles, because he is a friend of mine”; his sole reward for procuring the three bundles was a gift of five bags by Hank. The May 6 transaction, in no way prearranged, was “the same thing"; Hank “told me he didn’t have just enough money to cop with and he said he would give me some narcotics if I would go and get him some.”

Judge Palmieri, relying on remarks by this Court in United States v. Place, 263 F.2d 627, 629-630 (2 Cir.), cert. denied, 360 U.S. 920, 79 S.Ct. 1439, 3 L.Ed.2d 1535 (1959), in which he had also presided, declined, at the Government’s instance, either to allow defense counsel to argue entrapment to the jury or to instruct it on that score. Although the judge’s attitude was understandable in light of the Place opinion, we hold it was error to rule out the defense of entrapment.

The Supreme Court has long been divided as to who should decide that issue, the majority holding for the jury and a strong minority for the judge. Sorrells v. United States, 287 U.S. 435, 452, 457, 53 S.Ct. 210, 77 L.Ed. 413 (1932); Sherman v. United States, 356 U.S. 369, 376-378, 385, 78 S.Ct. 819, 2 L.Ed.2d 848 (1958); Masciale v. United States, 356 U.S. 386, 388, 389, 78 S.Ct. 827, 2 L.Ed.2d 859 (1958).1 The view of the Sorrells majority followed logically from its concept that a case of entrapment was implicitly excepted from the statutory definition of the crime; the minority’s view flowed with equal logic from its concept that the defense was for the protection of the court’s “own functions and the preservation of the purity of its own temple.” 287 U.S. at 457, 53 S.Ct. at 218 (separate opinion of Mr. Justice Roberts). See also Casey v. United States, 276 U.S. 413, 421, 423-425, 48 S.Ct. 373, 72 L.Ed. 632 (1928) (dissenting opinion of Mr. Justice Brandéis). Cf. Paulsen and Kadish, Criminal Law and Its Processes 903 (1962). So long as Sorrells stands, our problem is not whether entrapment should ever be submitted to the jury but when the evidence calls for doing so.

On the first appeal in United States v. Sherman, 200 F.2d 880, 882-883 (2 Cir. 1952), Judge L. Hand analyzed the defense of entrapment as presenting two issues: “(1) did the agent induce the accused to commit the offence charged in the indictment; (2) if so, was the accused ready and willing without persuasion and was he awaiting any [958]*958propitious opportunity to commit the of-fence.” He continued that “On the first question the accused has the burden; on the second the prosecution has it.” Since, as we have lately had occasion to explain, the first element goes simply to the Government’s initiation of the crime and not to the degree of pressure exerted, United States v. Pugliese, 346 F.2d 861, 863 (2 Cir. 1965); United States v. Jones, 360 F.2d 92, 96 (2 Cir. 1966),2 it can be argued with some force that submission to the jury is demanded whenever there is evidence that would warrant a finding of such initiation — an element supplied here, as in most trials for narcotics peddling, by the Government itself; the prosecution would then have the burden of proving propensity beyond a reasonable doubt to a jury which is always free to disbelieve its witnesses. A recent decision indicates the First Circuit has arrived at this result. Sagansky v. United States, 358 F.2d 195, 202-203 (1966).

As nearly as we can make out from an argument much obscured by the common misconception of what constitutes “inducement,” the Government would say that even when inducement has been established by its own evidence, the issue of entrapment need not be put to the jury if the evidence on propensity ■so preponderates in its favor that the jury could not reasonably find for the defendant. We find it impossible to square such a view either with the rationale of Sorrells or with the historic function of the jury in criminal trials. Cases like this frequently present an issue of credibility as between, the agent and the defendant, compare United States v. Jones, supra; resolution of such an issue is peculiarly within the jury’s province.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Walter Combs
827 F.3d 790 (Eighth Circuit, 2016)
United States v. Leslie Mayfield
771 F.3d 417 (Seventh Circuit, 2014)
Oscar De Leon v. Eric Holder, Jr.
761 F.3d 336 (Fourth Circuit, 2014)
United States v. James L. Pratt, Jr.
913 F.2d 982 (First Circuit, 1990)
United States v. Thurnell Alston, Ervin Brennon
895 F.2d 1362 (Eleventh Circuit, 1990)
United States v. Nicholas Marino
868 F.2d 549 (Third Circuit, 1989)
United States v. Charles Dunn
779 F.2d 157 (Second Circuit, 1985)
Schneider v. Commonwealth
337 S.E.2d 735 (Supreme Court of Virginia, 1985)
United States v. Hector Espinal
757 F.2d 423 (First Circuit, 1985)
United States v. Joseph R. Silvestri
719 F.2d 577 (Second Circuit, 1983)
United States v. John B. Nicosia
638 F.2d 970 (Seventh Circuit, 1980)
United States v. Milford Burkley, (Two Cases)
591 F.2d 903 (D.C. Circuit, 1979)
United States v. James B. Borum
584 F.2d 424 (D.C. Circuit, 1978)
United States v. William M. Ordner, Jr.
554 F.2d 24 (Second Circuit, 1977)
United States v. Hubert Spain
536 F.2d 170 (Seventh Circuit, 1976)
United States v. Franklin David Kirk
528 F.2d 1057 (Fifth Circuit, 1976)

Cite This Page — Counsel Stack

Bluebook (online)
363 F.2d 955, 1966 U.S. App. LEXIS 5523, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-walter-riley-ca2-1966.