United States v. Vaughn

23 C.M.A. 343
United States Court of Military Appeals·Decided March 14, 1975·No. No. 28,348·Published·Cited by 2 cases

Opinion

OPINION OF THE COURT

Ferguson, Senior Judge:

Tried by general court-martial, the accused stands convicted of unpremeditated murder, in violation of Article 118, Uniform Code of Military Justice, 10 USC § 918, and sentenced to a dishonorable discharge, total forfeitures, confinement at hard labor for 24 years, and reduction. The United States Air Force Court of Military Review set aside his conviction and sentence and ordered a rehearing because the military judge instructed the court improperly on the doctrine of partial mental responsibility. The correctness of that decision has been certified here by the Judge Advocate General of the Air Force.

The facts are not in dispute. Suffice it to say that the accused brutally slew his victim by clubbing him with an ash stand and stabbing him in the chest. His defense at the trial was based on his mental condition at the time of the offense. Two psychiatrists testified for the defense that the accused was then un[344] able to distinguish right from wrong or to adhere to the right. A third testified that the accused might have had the capacity to perceive the difference between right and wrong but was unable to adhere to the right. All agreed that he was totally deprived of the ability either to premeditate or to form the intent to kill. Three psychiatrists testified for the Government to the opposite effect.

On the issue thus joined, the military judge gave full instructions on the need to find the accused mentally responsible in a general sense before he could be convicted of any crime. Thereafter, he advised the court that even though the accused met the classic tests for general mental responsibility, he might nevertheless, because of his mental condition, be incapable of entertaining a premeditated design to kill. Unless it was satisfied that he possessed such capacity, the judge further instructed the court that it must acquit him of the charge of premeditated murder but, if it found the other elements of the offense proven, it might convict him of unpremeditated murder.

The instruction, then, effectively informed the court-martial that the accused’s alleged lack of capacity to entertain a specific intent to kill or to inflict grievous bodily harm, i.e., the doctrine of partial mental responsibility, was not a defense to unpremeditated murder. The Court of Military Review considered this to be error and reversed; hence, the certified question before us.

The doctrine of partial mental responsibility in this Court originated in its decisions in United States v Kunak, 5 USCMA 346, 17 CMR 346 (1954), United States v Edwards, 4 USCMA 299, 15 CMR 299 (1954), and United States v Higgins, 4 USCMA 143, 15 CMR 143 (1954).1 Recognizing that advances in modern psychiatry have enabled an accused’s mental condition to be more accurately diagnosed and that the degree of one’s guilt should take into consideration his capacity to entertain the intent or knowledge required to prove the crime charged, those cases concluded that mental incapacity to entertain a premeditated design to kill, a requisite specific intent or knowledge, or any particularized state of mind should be a defense to a charged offense requiring such a state of mind.

At the time this doctrine was developed and for many years thereafter, the offense of unpremeditated murder was said to involve no particularized intent, but only a general state of mind. United States v Cook, 12 USCMA 173, 30 CMR 173 (1961); United States v Stokes, 6 USCMA 65, 19 CMR 191 (1955); United States v Kunak, supra; United States v Roman, 1 USCMA 244, 2 CMR 150 (1952). Thus, the accused’s lack of mental capacity to entertain a specific design to kill was held only to reduce murder in degree from premeditated murder to unpremeditated murder and this despite the fact that the relevant statute defines the latter offense as requiring that the accused "intends to kill or inflict great bodily harm.”2

The matter was thoroughly reviewed in United States v Thomas, 17 USCMA 103, 37 CMR 367 (1967). Decrying the oversimplifications involved in labeling intents as "general” or "specific,” Judge Quinn declared for the Court:3

[T]he existence vel non of a specified state of mind on the accused’s part will determine the legal nature of the homicide committed by him. . . .
Classification labels may simplify professional discussion, but they are not substitutes for statutory requirements. We have not, and indeed we could not, in view of the language of Article 118, sanction an instruction which would allow the court-martial to predicate a verdict of unpremeditated murder upon a finding merely that the accused lawfully caused the victim’s death, without considering whether he entertained an "intent to kill or inflict great bodily harm,” or acted under the other circumstances proscribed in Ar-[345] tide 118. See United States v Cates, 9 USCMA 480, 26 CMR 260; Manual for Courts-Martial, United States, 1951, paragraph 197, "Proof,” page 353; United States v Houghton, 13 USCMA 3, 32 CMR 3.

The concurring opinions of the other Judges agreed with Judge Quinn that unpremeditated murder required that the accused’s deadly act be accompanied by an intent to kill or inflict grievous bodily harm and that no other state of mind would suffice to make out the offense. See the concurring opinions of Judge Ferguson, 17 USCMA at 108, 37 CMR at 372, and of Judge Kilday, 17 USCMA at 109, 37 CMR at 373.

Thereafter, in United States v Mathis, 17 USCMA 205, 209, 38 CMR 3, 7 (1967), Judge Kilday, for the Court, characterized as "patently erroneous” an instruction that characterized unpremeditated murder as a " 'general criminal intent offense’ ” to which " 'partial mental impairment is not a defense.’ ” In United States v Ferguson, 17 USCMA 441, 443, 38 CMR 239, 241 (1968), we reiterated that "the particular state of mind specified by Article 118 must be found beyond a reasonable doubt to support a conviction for unpremeditated murder.”4

The foregoing decisions establish that this Court clearly interprets the provisions of Article 118(2) to require an intent to kill or inflict grievous bodily harm and that no lesser or other state of mind will do. Indeed, as was said in United States v Thomas, supra, we cannot do away with the express requirement of the statute and substitute some generalized mental process for that specifically and unequivocally set out by Congress. Absent, therefore, the subjective intent of the accused to kill or seriously harm his victim, the homicide he commits cannot be unpremeditated murder.

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United States v. Vaughn, 23 C.M.A. 343 (cma 1975).

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