United States v. Vasconcelos

71 F. App'x 863
CourtCourt of Appeals for the First Circuit
DecidedAugust 20, 2003
Docket02-1931
StatusPublished

This text of 71 F. App'x 863 (United States v. Vasconcelos) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Vasconcelos, 71 F. App'x 863 (1st Cir. 2003).

Opinion

STAHL, Senior Circuit Judge.

Defendant-appellant Francisco Vasconcelos seeks to withdraw his guilty plea in a case of illegal reentry, asserting that his waiver of his right to a jury trial was not knowing and voluntary. We hold that the irregularities in the district court’s Rule 11 colloquy, while confusing, did not amount to reversible error. Accordingly, we affirm the district court’s denial of Vasconcelos’s motion to withdraw his guilty plea.

I. BACKGROUND

Vasconcelos is a native and a citizen of Cape Verde. In 1971, at age twelve, he entered the United States on a visa. At the time of his entry, Vasconcelos’s mother was a lawful permanent resident and his stepfather was a United States citizen.

Between 1980 and 1988, Vasconcelos was convicted of robbery, possession of a stolen motor vehicle, and possession of cocaine. Based on these convictions, Vasconcelos was deported on September 14, 1993. He returned to the United States without permission, however, and in 1994 was convicted of entering a building with the intent to commit a felony. Thereafter, on October 10, 1994, Vasconcelos was again deported.

Vasconcelos managed to reenter the United States without permission once again. On November 7, 2000, he was arrested in East Providence, Rhode Island, on charges of drug possession and obstructing a police officer. The Immigration and Naturalization Service took him into custody on July 10, 2001.

On August 1, 2001, a federal grand jury in the District of Rhode Island returned a one-count indictment charging Vasconcelos *865 with illegal reentry in violation of 8 U.S.C. §§ 1326(a) and (b)(2). On January 15, 2002, Vasconcelos signed a plea agreement, in which he agreed to plead guilty to the indictment. The government, in turn, agreed to recommend a reduction for acceptance of responsibility and the lowest possible guideline sentence. The agreement stated that Vasconcelos had a right “to persist in a plea of not guilty” and “to be tried by a jury” but that “by pleading guilty, he [would give] up his right to a trial.” (emphasis in original).

On February 4, 2002, the district court conducted a change of plea hearing pursuant to Fed.R.Crim.P. 11. At the hearing, the court asked Vasconcelos if any promises or assurances not included in the plea agreement had been made to him. Vasconcelos replied “no,” but his attorney interjected:

I made two promises to him independently that I would get a copy of an attorney’s file named Peter Allen back from the early 1990s, which I did do. Mr. Allen did send me the file, and he had an old [FOIA] request pending up in the Immigration Service about 2 years ago, a copy of his full [FOIA] file, and I’ve been geared to get him a full copy of his file back from the late 1960s right to the present time, and I will follow through on those promises.

The court responded, “All right.”

Later in the colloquy, the judge informed Vasconcelos that if he pled guilty to the crime, he would give up his right to a trial by jury. At this point, Vasconcelos asked to talk with his attorney. Following their consultation, his attorney told the court that despite his research into the facts of Vasconcelos’s case,

we do not have a factual basis for claiming at this point that he’s a citizen, and he recognizes and admits as much, that therefore he is guilty of this particular offense and he’s asking permission today to allow the Court to accept the plea bargain agreement and to accept the plea of guilty. He has told me, he has just said to me here, that if new facts come up in the future that under some theory which is unknown to us at this point in time, somehow it gets shown to a court that, in fact, he always was a citizen, or something of that sort, that he has legal remedies available to him at that point to try to reopen the case. But I told him that if, in fact, something comes up in the future that’s unbeknownst to him, unbeknownst to the documents ... that if facts arise that could change what he’s saying here today, that I would in fact follow up on it.

To this statement, the trial judge replied “all right.” The judge then asked Vasconcelos, “so you understand all that?” Next, the judge inquired, “now with all these things in mind that we’ve been discussing, do you want to plead guilty ... ?” The district court accepted Vasconcelos’s guilty plea and scheduled a sentencing hearing. Later, the district court allowed Vasconcelos’s motion to continue the sentencing hearing so as to allow Vasconcelos to obtain his INS file.

On July 24, 2002, two days before the rescheduled sentencing hearing, Vasconcelos’s attorney filed a motion to withdraw the guilty plea. The motion stated that through “additional investigation,” Vasconcelos had discovered: (1) his mother was a lawful permanent resident at the time she married a U.S. citizen named Bert Little; (2) this marriage occurred before Vasconcelos immigrated to the United States; (3) after the marriage, Vasconcelos’s mother filed a petition with the INS for “lawful permanent resident” status for Vasconcelos; and (4) in 1975, Bert Little applied on Vasconcelos’s behalf for replacement of a “lost alien registration *866 receipt card.” Attached to the motion were copies of the petition and application.

On July 26, 2002, the trial court held a hearing on the motion to withdraw. At the beginning of the hearing, Vasconcelos’s attorney reminded the court that Vasconcelos had said he would be back if he had any proof of citizenship. Vasconcelos’s attorney stated:

There was a dispute between — a discussion between myself and Mr. Vasconcelos as to the legal import of that which was there attached as Exhibits 1 and 2 [to the motion], but in the end analysis after more than several hours of discussion over the import, I reached the point where I told Mr. Vasconcelos that what he instructed me to do I would do, and I would file the motion....

The government responded that there was agreement that no Rule 11 defect in the plea proceedings had occurred. Neither defense counsel nor the court reacted to this assertion, and there was no further reference to any Rule 11 problem. The government also argued that Vasconcelos’s motion to withdraw did not present any evidence that would establish a defense of citizenship. The district court agreed and denied the motion to withdraw, noting that Vasconcelos had had “ample opportunity to establish any claim of citizenship.” The court then sentenced Vasconcelos to the lowest possible sentence under the guidelines: 41 months of imprisonment. 1

II. DISCUSSION

A motion to withdraw a guilty plea should be granted when a defendant can make an affirmative showing of “any fair and just reason” for withdrawing the plea. Fed.R.Crim.P. 11(d)(2)(B). 2

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Bluebook (online)
71 F. App'x 863, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-vasconcelos-ca1-2003.