United States v. Vanzandt

14 M.J. 332, 1982 CMA LEXIS 13869
CourtUnited States Court of Military Appeals
DecidedDecember 20, 1982
DocketNo. 40,408; CM 439773
StatusPublished
Cited by61 cases

This text of 14 M.J. 332 (United States v. Vanzandt) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Vanzandt, 14 M.J. 332, 1982 CMA LEXIS 13869 (cma 1982).

Opinions

Opinion of the Court

EVERETT, Chief Judge:

Tried by general court-martial, the accused was convicted, despite his pleas, of possession and sale of heroin, in violation of Article 134, Uniform Code of Military Justice, 10 U.S.C. § 934. The approved sentence extends to a bad-conduct discharge, confinement at hard labor for 1 year, forfeiture of all pay and allowances, and reduction to private (E-l). After the United States Army Court of Military Review affirmed the findings and sentence, we granted review on these three issues:

WHETHER THE APPELLANT WAS UNLAWFULLY ENTRAPPED BY AN AGENT OF THE GOVERNMENT INTO COMMITTING THE CHARGED OFFENSES.
WHETHER THE MILITARY JUDGE ERRED TO THE SUBSTANTIAL PREJUDICE OF THE APPELLANT BY INSTRUCTING ON THE PRINCIPLE OF AIDING AND ABETTING (“PRINCIPALS”).
SHOULD THE JUDGE HAVE INSTRUCTED ON AGENCY AS A DEFENSE TO SPECIFICATION 2 OF THE CHARGE?

I

Specialist Four McDonald was apprehended by agents of the Criminal Investigation Command (CID) for the possession and sale of hashish on October 2, 1979. After being threatened with forty years in prison for these offenses and the likelihood of going to jail that night, McDonald agreed to cooperate with the CID in locating drug sellers and buying drugs on the military installation. According to his testimony he was scared and would have sought information about drugs from the first person he saw when he left the CID office.

[334]*334Immediately upon his release by the CID agents, McDonald went directly to appellant’s unit, where the first person he encountered was Vanzandt. The two men were casual acquaintances and McDonald had no reason to suspect that appellant was involved in the drug trade. Nevertheless, he asked if Vanzandt knew where he could get some “dope.” Appellant responded in the negative but suggested that McDonald ask around. McDonald persisted, telling appellant that he “really had to have it bad.” Four times appellant declined to cooperate, but he finally told McDonald, “well, he might could get . . . [him] some heroin.” Although McDonald was looking for hashish, he was willing to take heroin, purportedly to swap for “some hash.”1 Vanzandt told McDonald that he would check and that they should go to his room. McDonald, after replying that he would meet appellant there, left to confer with the CID agents. After searching McDonald, the agents supplied him with three twenty-dollar bills, whose serial numbers had been recorded. Proceeding to appellant’s room, McDonald found Vanzandt and one of his roommates. Appellant was sitting at a desk and four packets lay on the corner of the desk.2 “Vanzandt said, ‘right there,’” and nodded his head in the direction of the packets. McDonald opened one packet and commented, “that’s small for twenty dollars,” but appellant failed to respond. McDonald picked up three packets, left sixty dollars in their place, and departed to deliver the packets to the CID agents. Subsequent laboratory analysis disclosed the presence of heroin in each packet. The entire process — from McDonald’s first approach to appellant through the consummation of the sale — took approximately twenty-five minutes.

According to Vanzandt, the source of the heroin was Gourdine, another of his roommates. Gourdine, whom Vanzandt knew to be a drug dealer, had not been present when McDonald picked up the heroin, but McDonald had seen him in the area when he entered appellant’s room. Because appellant had not known how many packets McDonald would want, Gourdine had left more than three packets on the table. Vanzandt’s testimony was confusing and self-contradictory as to whether he paid Gourdine with his own money and then collected from McDonald upon resale of the heroin or whether he delivered the packets to McDonald, collected sixty dollars from him, and then remitted the proceeds to Gourdine. In any event, appellant denied making any profit on the transaction.

II

A

Statutes specifying particular criminal offenses normally do not contain an exception based upon entrapment by government agents; instead, the entrapment defense is based upon an exception which courts have engrafted upon these statutes. The case often cited3 for first recognizing the entrapment defense in federal court is Woo Wai v. United States, 223 F. 412 (9th Cir. 1915). There, immigration agents induced the defendant, a Chinese merchant, to bring Chinese citizens illegally across the Mexican border into California in order to place him in a situation where he might be compelled to disclose what he was believed to know about the previous illegal importation of Chinese women into San Francisco. With great reluctance, the defendant agreed to participate in the scheme. The trial judge instructed the jury that, even if they should find the facts to be as testified to by the defendant, no valid defense would be established to the charge embraced in the indictment. Reversing, the Court of Appeals said:

[335]*335We are of the opinion that it is against public policy to sustain a conviction obtained in the manner which is disclosed by the evidence in this case, taking the testimony of the defendants to be true, and that a sound public policy can be upheld only by denying the criminality of those who are thus induced to commit acts which infringe the letter of the criminal statutes.

Id. at 415.

The Supreme Court first recognized the entrapment defense in Sorrells v. United States, 287 U.S. 435, 53 S.Ct. 210, 77 L.Ed. 413 (1932). A prohibition agent posing as a tourist went to the home of Sorrells and while they reminisced about their experiences as members of the same Army division- during World War I, the agent asked Sorrells three times to get him some liquor. Finally, Sorrells left his home and came back with a half-gallon bottle of liquor which he sold to the agent. The agent testified that he was the only one who mentioned anything about securing liquor and that he did so with the purpose of prosecuting the defendant for procuring and selling it. Sorrells produced evidence from others to the effect that he was not in the illicit liquor trade and that he had obtained the liquor just for a “former war buddy.” The trial court refused to submit the issue of entrapment to the jury and Sorrells was convicted.

Upon appeal to the Supreme Court, the Solicitor General argued that “[s]ince the defendant has intentionally committed all the acts constituting the crime charged . .. the courts .. . [could] not absolve him from guilt because an officer of the Government instigated the crime.” Conceding that there were situations where the conduct of government agents was “so plainly the provocation for violation of [the] law that public policy require[d] that the courts should not permit a prosecution for such violation to continue,” he argued that “such conduct does not give rise to a defense, but rather calls into operation the courts’ power to prevent official abuses.” The remedy, “therefore ... should be ... a special plea in bar, since the defendant ... [could] not contend that he ... [was] not guilty” and, hence, could not raise the defense after “a plea of not guilty.” 4 Id. at 437, 53 S.Ct. at 211.

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Bluebook (online)
14 M.J. 332, 1982 CMA LEXIS 13869, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-vanzandt-cma-1982.