United States v. Valencia-Lucena

925 F.2d 506
CourtCourt of Appeals for the First Circuit
DecidedFebruary 7, 1991
DocketNos. 90-1073, 90-1112, 90-1114, 90-1153 to 90-1155, 90-1229 to 90-1231
StatusPublished
Cited by60 cases

This text of 925 F.2d 506 (United States v. Valencia-Lucena) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Valencia-Lucena, 925 F.2d 506 (1st Cir. 1991).

Opinion

TORRUELLA, Circuit Judge.

Five defendants, José Lladó-Ortiz, Carlos Valencia-Lucena, Edwin Carpio-Vélez, Roberto Laboy-Delgado and José Bastián-Cortijo,1 were convicted in the United States District Court for the District of Puerto Rico under 21 U.S.C. §§ 841(a)(1) and 846 for conspiring to knowingly, willfully, intentionally and unlawfully possess with intent to distribute 137.2 kilograms of cocaine and under 21 U.S.C. §§ 952 and 846 for conspiring to knowingly, willfully, intentionally and unlawfully import from Colombia, South America, into the United States 137.2 kilograms of cocaine. In addition, defendant Lladó-Ortiz was convicted under 21 U.S.C. § 843(b) for using a communication facility in the form of a telephone to facilitate the commission of a crime. On appeal, all defendants challenge the district court’s refusal to dismiss their various indictments based upon a finding of prosecutorial misconduct before the grand jury. In addition, defendants Laboy-Del-gado, Bastián-Cortijo and Carpio-Vélez challenge the sufficiency of the evidence; defendants Bastián-Cortijo and Carpio-Vélez contest the fact that the district court refused to provide a limiting instruction after two jurors saw the defendants in handcuffs; defendant Bastián-Cortijo claims that the prosecution committed Brady violations by failing to inform the defense that the confidential informant was a drug user; and defendant Bastián-Cortijo argues that the district court erred in not finding him a “minimal” or “minor” participant thereby reducing his base offense level under the federal sentencing guidelines. The government cross-appeals on the issue of sentencing. Defendant Lladó-Ortiz has been dismissed as an appellant following his recent escape from custody; however, he remains an appellee in the government's cross-appeal. For the reasons set forth below, we affirm all convictions; however, we find it necessary to vacate and remand for resentencing.

I. APPEAL

Facts

The conspiratorial acts leading to conviction of the five defendants before us on appeal were brought to the attention of the government by confidential informant Rafael Vázquez. Vázquez first met co-conspirator Carlos Valencia-Lucena in the summer of 1988. At that time Vázquez was himself involved in drug trafficking and was in search of an airplane to be used for importing marijuana from Jamaica. On or about December 15, 1988, Valencia-Lucena contacted Vázquez and informed him that he had a plane but that it was first scheduled to be used for a cocaine haul from Colombia, for which Vázquez’ aid was solicited. Vázquez was asked if he could secure a “safe haven” airstrip in Virgin Gorda, British Virgin Islands. Then a few days later he was asked if he would also aid in recovering several “Igloo” coolers filled with cocaine which were to be dropped in the ocean upon the airplane’s return from Colombia. On or about December 19, 1988, however, Vázquez decided to turn himself in to the Federal Bureau of Investigation (“FBI”). FBI agent Abe Maldonado brought in Drug Enforcement Administration (“DEA”) agent Enrique Nieves, who subsequently became the agent in charge of this case. From that time on, Vázquez acted as confidential informant, for Nieves, reporting to Nieves [510]*510regarding the various activities of persons connected with the conspiracy.

Each of the five defendants was assigned a specific role in the conspiracy. Lladó-Or-tiz was the owner of the airplane, Cessna 411 registration number N3264R, and chief organizer of the operation. Valencia-Luce-na was selected to pilot the aircraft from Puerto Rico to Colombia, returning via the Virgin Islands where the drop was to take place. Co-conspirator Bastián-Cortijo was recruited as “kicker,” to ride in the airplane with Valencia-Lucena and throw the coolers from the aircraft into the water below. Co-conspirator Carpio-Vélez was at one point identified as the owner of the cocaine and reappeared at various crucial times throughout the conspiracy. Co-conspirator Laboy-Delgado was recruited for his mechanical skill with watercraft when it became necessary to perform some repair work on one of the boats in the Virgin Islands.

The original flight date was set for December 24, 1988; however, mechanical problems with the airplane and with the retrieval boats caused the operation to be postponed until December 81, 1988. In the early morning of December 31, the Cessna 411 took off from the Isla Grande airport in San Juan, Puerto Rico, reportedly headed for Colombia. Vázquez and several other individuals were waiting in the water near King Fish Banks, the original drop site, at approximately 3:45 p.m. The plane was expected to arrive at 4:00 p.m. The plane, however, flew faster than expected and reached the drop site before the retrieval boats. Upon sighting what appeared to be a coast guard cutter in nearby waters, the plane headed for an alternate drop site off the coast of Ginger Island. About, that same time, a British Customs Service official observed a low-flying aircraft bearing a registration number beginning with the letter “N” make several figure-eight flight patterns over the area and then head toward Virgin Gorda. The Cessna 411 did in fact land at the Virgin Gorda airport shortly after 4:00 p.m., and was the only aircraft to do so within that time period. Valencia-Lucena was identified as the pilot.

From that moment on, operations began to sour for the conspirators. The Cessna 411 was detained by officials in Virgin Gor-da because it did not possess the proper landing permits. Moreover, although the drop had been successful,2 retrieval efforts were continually hindered by malfunctioning equipment on the conspirators’ boats. The efforts of two additional individuals, identified at trial as Kelvin and Dennis Stevens, had to be enlisted to aid in recovery of the cocaine, and even then only six of an alleged ten coolers were recovered. Meanwhile three of the conspirators were arrested, and the Stevens brothers began demanding greater compensation for their efforts. Lladó-Ortiz eventually appeased the Stevens brothers with a pay-off of $5000 and 30 kilograms of cocaine; however, the cocaine was not returned to the conspirators, and subsequently turned over to the government by confidential informant Vázquez, until January 6, 1989, two days after the official end to the conspiracy.

Discussion

1. Prosecutorial Misconduct

In the instant case, all defendants except Carpio-Vélez were charged in the original indictment obtained on January 4, 1989. On January 18, 1989, a superseding indictment naming Carpio-Vélez was obtained. Then on May 10, 1989, a second superseding indictment was sought in order to correct errors in the previous two indictments. At trial, all five defendants were convicted by a petit jury.

Federal Rule of Criminal Procedure 12(b)(1) and (2) states that “[t]he following must be raised prior to trial:”

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Bluebook (online)
925 F.2d 506, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-valencia-lucena-ca1-1991.