United States v. Valdez-Gutierrez

249 F.R.D. 368, 2007 U.S. Dist. LEXIS 97270, 2007 WL 5065057
CourtDistrict Court, D. New Mexico
DecidedDecember 21, 2007
DocketNo. CR 07-2432 JP/KBM
StatusPublished
Cited by1 cases

This text of 249 F.R.D. 368 (United States v. Valdez-Gutierrez) is published on Counsel Stack Legal Research, covering District Court, D. New Mexico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Valdez-Gutierrez, 249 F.R.D. 368, 2007 U.S. Dist. LEXIS 97270, 2007 WL 5065057 (D.N.M. 2007).

Opinion

AMENDED MEMORANDUM OPINION AND ORDER

JAMES A. PARKER, Senior District Judge.

On November 15, 2007, at a preliminary hearing, United States Magistrate Judge Karen B. Molzen orally ordered the United States to produce under Fed.R.CrimJP. 26.2 reports written by Doña Ana County Sheriffs deputies who had arrested the Defendants.1 The United States intended to have its case agent, a federal law enforcement officer who was not involved in the arrests and who had no input into the preparation of the reports, testify based on the deputies’ reports. The United States appealed2 Judge Molzen’s decision, arguing that these reports did not fall within the ambit of “statement of [369]*369the witness” as those words appear in Fed. R.CrimP. 26.2. The Court heard appellate arguments on November 16, 2007. Based on the arguments presented in the briefs and at the hearing on November 16, 2007, the Court concludes that, under facts like those in this case, a judge cannot require reports prepared by a non-testifying author to be produced under Rule 26.2 to defense counsel at a preliminary hearing. However, the Court stresses the importance of voluntary production by the government of relevant, non-privileged material in appropriate cases.

I. Background

On November 7, 2007, the United States filed a Criminal Complaint (Doc. No. 1) against Defendants Miguel Humberto Valdez-Gutierrez and Edgar Ortiz-Segovia, alleging that they possessed and conspired to distribute approximately 134 kilograms of marijuana in violation of 21 U.S.C. §§ 841(a)(1) and 846. After moving to continue the preliminary hearing on November 15, 2007, the Defendants asked that the government produce reports that were expected to form the basis of the direct testimony of the government’s sole witness, Drug Enforcement Agency Agent Alberto Mendoza. Defendants made this request under Fed. R.CrimJP. 26.2. The requested reports were written by the arresting police officers, Doña Ana County Sheriffs Deputies John Duffy and Gerard Madden. Agent Mendoza was not involved in the arrest of the Defendants and he played no role in the preparation of the reports. Agent Mendoza had only adscititious knowledge of the government’s grounds for probable cause to charge the Defendants with committing crimes; he derived this knowledge from reading the arresting deputy sheriffs’ reports and later discussing their reports with them.

Judge Molzen ordered that the government would have to produce the deputies’ reports after Agent Mendoza testified on direct examination. The United States argued that Rule 26.2 did not require the production of these reports and asked Judge Molzen to refer the question to a district judge. The following day, November 16, 2007, the United States filed a Motion for Reconsideration of the Court’s November 15, 2007 Ruling Requiring Disclosure of Certain “Statements” under Federal Rule Criminal Procedure 26.2 and Jencks Act (Doc. No. 10).

On November 16, 2007, this Court held a hearing on the appeal of Judge Molzen’s ruling and on the government’s motion for reconsideration. Counsel for the parties advised the Court that the issue, whether the government must produce reports prepared by non-testifying law enforcement officers upon which a testifying witness who did not participate in preparation of the reports relies, has recently arisen several times at preliminary hearings before magistrate judges in Las Cruces, New Mexico. Counsel asked that a district judge render an opinion on the question. The Court stated it would issue an opinion during December, 2007 to guide the United States magistrate judges with respect to future preliminary hearings. Counsel for the United States then agreed to produce the deputies’ reports to counsel for the Defendants in order to avoid delaying further the preliminary hearing.

On November 19, 2007, Defendants filed Defendant’s Memorandum of Law Regarding Production of Reports Under F.R.Cr.P. 26.2 and Jencks Act (Doc. No. 13), in opposition to the government’s motion for reconsideration. On December 14, 2007, the government filed United States’ Reply to Defendant’s Response to the United States’ Appeal of the Magistrate Court’s Ruling Regarding Production of Reports Under Federal Rule Criminal Procedure 26.2 and Jencks Act (Doe. No. 29). The Court has taken into account the motion for reconsideration, the memorandum in opposition, the government’s reply, Judge Molzen’s Memorandum and Opinion, the government’s notice of appeal, and relevant legal authority.

II. Analysis

Rule 26.2 of the Federal Rules of Criminal Procedure establishes a procedure by which a party may ask a judge to compel the opposing party to produce “any statement of the witness that is in their possession and that relates to the subject matter of the [370]*370witness’s testimony.”3 The dispute in this ease is about whether “any statement of the witness” includes a written report or statement that the witness did not personally make, but on which the witness will rely in providing testimony.

The United States Court of Appeals for the Tenth Circuit apparently has not addressed whether statements or reports of this nature must be produced at a preliminary hearing under Rule 26.2 or its predecessor, the Jencks Act, 18 U.S.C. § 3500. Therefore, the Court will look to the text of both Rule 26.2 and the Jencks Act, the developmental history of Rule 26.2, the legislative history of the Jencks Act, and decisions from other circuit courts of appeal to resolve the dispute. The Court concludes that neither Rule 26.2 nor the Jencks Act requires the government to produce at a preliminary hearing statements or reports on which a testifying witness relies where the witness was not involved in the investigation or arrest of the defendant and had no part in preparing the statements or reports.

A. Text and Legislative History

Rule 26.2(f) defines three types of statements that must be produced. Pertinent to this ease is the first type: “a written statement that the witness makes and signs, or otherwise adopts or approves.” Fed.R.Crim.P. 26.2(f)(1). This provision may be read two ways — conjunctively or disjunctively. The conjunctive reading requires both (1) that the witness make the statement, and (2) that the witness sign or in some other manner adopt or approve the statement that the witness made. The disjunctive, more permissive interpretation is that the witness must either (1) make and sign the statement or (2) in some other manner adopt or approve the statement that the witness, personally, or someone else has made. Defendants urge the Court to adopt the more permissive reading, arguing that a testifying witness can adopt or approve a statement that was made by someone else simply by testifying under oath based on the other person’s statement.

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Cite This Page — Counsel Stack

Bluebook (online)
249 F.R.D. 368, 2007 U.S. Dist. LEXIS 97270, 2007 WL 5065057, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-valdez-gutierrez-nmd-2007.