United States v. Upham

64 M.J. 547, 2006 CCA LEXIS 331, 2006 WL 3740838
U S Coast Guard Court of Criminal Appeals·Decided December 20, 2006·No. CGCMG 0204; Docket No. 1235·Published·Cited by 1 cases

Opinion

McClelland, judge:

Appellant was tried by a general court-martial composed of members. Pursuant to his plea of guilty, Appellant was convicted of one specification of conduct unbecoming an officer and a gentleman, in violation of Article 133, Uniform Code of Military Justice (UCMJ). Contrary to his plea, Appellant was also convicted of one specification of committing an aggravated assault, in violation of Article 128, UCMJ. The court sentenced Appellant to a dismissal, confinement for nine months, and forfeiture of all pay and allowances. The Convening Authority approved the sentence as adjudged.

Before this Court, Appellant has assigned two errors: (1) that the military judge’s instruction to the members on Charge I under Article 128, UCMJ, amounted to a directed verdict of guilty in violation of Appellant’s Fifth Amendment right to have his guilt proved beyond a reasonable doubt and his Sixth Amendment right to a jury verdict; and (2) that the evidence is factually and legally insufficient to support the finding of guilty of the specification under Charge I. The Court heard oral argument on both assignments on 29 March 2006.

Facts

Appellant is HIV-positive, that is, infected with the Human Immunodeficiency Virus (HIV), the virus that causes AIDS. (Prosecution Ex. 1; R. at 522.) In the early morning hours of 7 October 2003, Appellant twice engaged in sexual intercourse with a woman, KB, without using a condom and without informing KB of his HIV-positive status. (R. at 522.)

Appellant was diagnosed as HIV-positive in 1998. Between diagnosis and 7 October 2003, Appellant’s plasma was tested on multiple occasions to determine his “viral load.” (Prosecution Ex. 1.) “Viral load” refers to the number of virions per cubic milliliter in the blood, and is used to determine a course of treatment. (R. at 435, 438.) On each occasion, Appellant’s viral load was low, but detectable. (R. at 440.) Also on multiple occasions, Appellant signed an “HIV Counseling Statement,” acknowledging that “I am infected with the Human Immunodeficiency Virus (HIV), the virus that causes AIDS____I may potentially infect others with HIV through intimate sexual contact.” (Prosecution Ex. 1.)

Detailed medical testimony at trial established that HIV causes progressive depletion of the body’s immune system; that there is no cure; that left untreated, ninety-five percent of persons infected with HIV will develop AIDS and die; that since 1996, treatment is available that prevents the HIV from causing further damage to the body’s immune system; that this treatment must be maintained continuously for the lifetime of the patient; that if treatment is stopped, the virus can re-emerge and cause additional destruction to the immune system. Further, the long-term prognosis for those infected with HIV remains uncertain, as the treatment has side effects and little is known about the long-term toxic effects of the treatment. However, given the current state of knowledge about this disease, it is fair to say that HIV-infected patients who adhere to the treatment regimen likely will not die from AIDS, although they might die from a consequence of the treatment. (R. at 429-83.)

The medical witness testified that HIV-positive patients are considered infectious even if their viral loads are below the detectable level. (R. at 434.) He testified more specifically that given Appellant’s low viral load, “I cannot say he’s not infectious” (R. at 441^12), but that KB’s risk of contracting HIV was very low (R. at 465).

The specification under Charge I under Article 128, UCMJ, alleged that Appellant “committed] an assault upon a female by wrongfully having unprotected vaginal intercourse with a means likely to produce death or grievous bodily harm, to wit: unprotected vaginal intercourse while knowing he was infected with the Human Immunodeficiency virus.”

The military judge instructed the members on the elements of the offense as follows, over objection by the defense to the italicized portion:

[549] In order to find the accused guilty of this offense you must be convinced by legal and competent evidence beyond a reasonable doubt of the following elements:
First, that at or near Washington, D.C., on or about 7 October 2003, the accused did bodily harm to [KB].
Second, that the accused did so with a certain means; that is by engaging in unprotected vaginal intercourse with [KB], while knowing he was infected with the human immunodeficiency virus, HIV.
Third, that the bodily harm was done with unlawful force or violence.
And, fourth, that the means was used in a manner likely to produce death or grievous bodily harm.
For purposes of this offense, an assault is an attempt or offer with unlawful force or violence to do bodily harm to another. An assault in which bodily harm is inflicted is called a battery. A battery is an unlawful and intentional application of force or violence to another. Bodily harm means any physical injury to or offensive touching of another person, however slight. An act of force or violence is unlawful if done without legal justification or excuse and without the lawful consent of the victim.
“Means” may be any means or object not normally considered a weapon. A means is likely to produce death or grievous bodily harm when the natural and probable results of its particular use would be death or grievous bodily harm. It is not necessary that death or grievous bodily harm actually result.
Now grievous bodily harm means serious bodily injury. Grievous bodily harm does not mean minor injuries such as a black eye or a bloody nose but it does mean injuries such as fractured or dislocated bones, deep cuts, torn members of the body, serious damage to internal organs or other serious bodily injuries.
Now the likelihood of death or grievous bodily harm is determined by two factors: Those two factors are (1) the risk of the harm and (2) the magnitude of the harm. In evaluating the risk of harm, the risk of death or grievous bodily harm must be more than a merely fanciful, speculative or remote possibility. In evaluating the magnitude of the harm, the consequence of death or grievous bodily harm must be at least probable and not just possible or in other words death or grievous bodily harm would be a natural and probable consequence of the accused’[s] act.
Where the magnitude of the harm is great, you may find that an aggravated assault exists even though the risk of harm is statistically low. For example, if someone fires a rifle bullet into a crowd and a bystander in the crowd is shot, then to constitute an aggravated assault the risk of harm of hitting that person need only be more than merely a fanciful, speculative or remote possibility since the magnitude of harm which the bullet is likely to inflict on that person is great if it hits the person.
In a ease of this nature the issue is not the statistical probability of HIV invading the alleged victim’s body but rather the likelihood of the virus causing death or grievous bodily harm if it had invaded the alleged victim’s body. The probability of infection need only be more than merely a fanciful, speculative or remote possibility.

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United States v. Upham, 64 M.J. 547, 2006 CCA LEXIS 331, 2006 WL 3740838 (uscgcoca 2006).

64 M.J. 547 (United States v. Upham) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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