United States v. Turner

28 M.J. 487, 1989 CMA LEXIS 3485, 1989 WL 95571
United States Court of Military Appeals·Decided September 8, 1989·No. No. 61,362; ACM 26873·Published·Cited by 9 cases

Opinion

Opinion of the Court

EVERETT, Chief Judge:

I

On November 10,1987, and January 14-15, 1988, appellant was tried at McGuire Air Force Base, New Jersey, by a general court-martial composed of officers. Contrary to his pleas, he was found guilty of wrongfully using cocaine between April 7 and May 7, 1987, in violation of Article 112a, Uniform Code of Military Justice, 10 USC § 912a, and was sentenced to a bad-conduct discharge, confinement for 7 months, total forfeitures, and reduction to paygrade E-l. After the convening authority approved the sentence, the Court of Military Review affirmed in an unpublished per curiam opinion on October 26, 1988.

The issue on which we granted review1 was raised by a defense motion at trial to disqualify trial counsel and assistant trial counsel. The basis for this motion was a [488]*488telephone conversation that trial counsel had before trial with Major Jeffrey Anders Gere, an Army forensic toxicologist, who had been assigned to provide expert assistance to the defense. At the time of this conversation, trial counsel, who was from a different circuit, had been unaware that Major Gere was to be a consultant and had believed that he was only to testify as an expert witness for the defense. On this premise, trial counsel assumed that, in preparing his own ease, he could properly speak with Gere.

At the time of the conversation, Major Gere had not talked with the accused or discussed any details of the case with defense counsel. He had, however, received from the defense a litigation packet containing reports on the results of urinalyses performed on Turner. All of the documents in the litigation packet were already available to the prosecution.

The telephone conversation between trial counsel and Major Gere provided no information to the prosecution concerning planned defense strategy at trial, and it did not lead the Government to subpoena any additional witnesses or physical evidence. The defense was unable to show any specific prejudice. Defense counsel claimed, however, that this conversation was per se prejudicial to the defense and moved that trial counsel and his assistant should be disqualified in order to preclude any possibility that the Government might receive any unwarranted benefit. Judge Snyder, who heard the motion, made detailed findings of fact (see Appendix) and denied the motion. In light of his findings, we affirm.

II

Frequently, the results of a trial will hinge on expert testimony. Indeed, Professor Paul Rothstein, a renowned expert on the law of evidence, has described some trials as “star wars,”2 because the fact-finder’s decision will probably hinge on which expert is perceived to be the brighter “star” of the trial. In a trial where, as here, the Government relies chiefly on a positive urinalysis, access to an expert is especially vital. See United States v. Van Horn, 26 MJ 434, 439 (CMA 1988) (Everett, C.J., concurring).

To assure that indigent defendants will not be at a disadvantage in trials where expert testimony is central to the outcome, the Supreme Court has ruled that a defendant must be furnished expert assistance in preparing his defense. Ake v. Oklahoma, 470 U.S. 68, 105 S.Ct. 1087, 84 L.Ed.2d 53 (1985). For trials by court-martial the same requirement could be inferred from Article 46, Uniform Code of Military Justice, 10 USC § 846, even if it were not constitutionally mandated by Ake. Cf. United States v. Garries, 22 MJ 288, 293 (CMA), cert. denied, 479 U.S. 985, 107 S.Ct. 575, 93 L.Ed.2d 578 (1986).

An expert may be of assistance to the defense in two ways. The first is as a witness to testify at trial. When serving in this capacity, he properly may be interviewed by the prosecutor. Indeed, even if the defense expert is a physician, he is subject to pretrial interview by trial counsel, because the Military Rules of Evidence recognize no categorical physician-patient privilege. See Mil.R.Evid. 501(d), Manual for Courts-Martial, United States, 1984; United States v. Toledo, 25 MJ 270, 275 (CMA 1987).

An expert also may be of assistance to the defense as a consultant to advise the accused and his counsel as to the strength of the government case and suggest questions to be asked of prosecution witnesses, evidence to be offered by the defense, and arguments to be made. In performing this function, the expert often will receive confidential communications from the accused and his counsel; and he may have occasion to learn about the tactics the defense plans to employ. If the expert consultant were free to disclose such information to the prosecutor prior to trial, a defense counsel [489]*489would be placed at a great disadvantage; and, indeed, he might hesitate to consult with the expert. The result would be impairment of the accused’s right to counsel, because his attorney would be inhibited in the performance of his duties and unable fully to utilize the assistance contemplated by Ake.

With such considerations in mind, Mil.R. Evid. 502, which recognizes the lawyer-client privilege, states:

(a) General rule of privilege. A client has a privilege to refuse to disclose and to prevent any other person from disclosing confidential communications made for the purpose of facilitating the rendition of professional legal services to the client, (1) between the client or the client’s representative and the lawyer or the lawyer’s representative, (2) between the lawyer and the lawyer’s representative, (3) by the client or the client’s lawyer to a lawyer representing another in a matter of common interest, (4) between representatives of the client or between the client and a representative of the client, or (5) between lawyers representing the client.

(Emphasis to text added). Under the definition in Mil.R.Evid. 502(b)(3):

A “representative” of a lawyer is a person employed by or assigned to assist a lawyer in providing professional legal services.

Major Gere had been assigned to consult with the defense in preparation for trial and to be present with counsel to advise him during the trial — especially with respect to expert testimony being offered by government witnesses. In our view, he was “the lawyer’s representative” for purposes of Mil.R.Evid. 502(a). Cf. United States v. Toledo, supra. Therefore, the prosecutor was not free to interview him.3

Trial counsel’s telephone conversation with Major Gere violated Mil.R.Evid. 502 and constituted legal error. Indeed, when he learned that Major Gere was only to be an expert consultant at trial — rather than a witness — trial counsel himself recognized that he had erred by talking to this expert without informing, or obtaining any clearance from, defense counsel. The Court of Military Review made clear that it too considered the pretrial conversation to have violated Mil.R.Evid. 502; and we do not interpret the military judge’s detailed findings to constitute approval of the conversation.

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United States v. Turner, 28 M.J. 487, 1989 CMA LEXIS 3485, 1989 WL 95571 (cma 1989).

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