United States v. True

179 F.3d 1087, 1999 WL 378314
CourtCourt of Appeals for the Eighth Circuit
DecidedAugust 11, 1999
DocketNo. 98-3824
StatusPublished
Cited by10 cases

This text of 179 F.3d 1087 (United States v. True) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. True, 179 F.3d 1087, 1999 WL 378314 (8th Cir. 1999).

Opinion

HEANEY, Circuit Judge.

Gregory Allen True was convicted on six drug-related counts and sentenced to 168 months imprisonment. On appeal, True challenges the sufficiency of the evidence supporting his conviction and contends that the government substantially interfered with a material, exculpatory defense witness resulting in a deprivation of his Fifth and Sixth Amendment rights. We affirm.

I.

As a preliminary matter, we have carefully reviewed the record and find no basis for True’s contention that insufficient evidence supports his conviction. Of the evidence adduced at trial, the surveillance videotapes and audiotapes of numerous drug transactions alone support the conclusion that True engaged in the charged conduct and was an experienced drug dealer who had participated in such conduct in the past. True’s allegation of government interference, however, warrants a more complete discussion.

The basis for True’s argument that the prosecutor substantially interfered with a material defense witness is contained largely in the affidavits of Andrea George and Joseph Margulies, attorneys who represented Dale Oakland. Oakland pled guilty in his own federal drug case and received a sentence of 168 months. Before Oakland was Mirandized, he allegedly told police that True was his source for drugs. This statement was contained in a subsequent search warrant application that was introduced at True’s trial. Subsequent to Oakland’s original statement, he gave at least three tape-recorded statements that did not implicate (nor exonerate) True as his source for drugs.

Prior to True’s trial, the Assistant United States Attorney, who prosecuted both Oakland and True, contacted George “regarding Mr. Oakland’s willingness to cooperate and testify against Mr. True in his upcoming trial in exchange for a possible sentence reduction under Rule 35 of the Federal Rules of Criminal Procedure.” (George Aff., Appellant’s Br. at A-10.) George informed the prosecutor that Oakland did not wish to testify favorably for the government. Sometime thereafter, Oakland was listed as a potential defense witness and subpoenaed in True’s case. The prosecutor indicated “that if Mr. Oakland testified contrary to the statement attributed to him within the search warrant of Greg True’s home (that Greg True was his drug source) that Mr. Oakland could be subject to perjury charges.” (George Aff., Appellant’s Br. at A-10.) When asked whether the prosecutor would actually charge Oakland, “[the prosecutor] responded that she probably would charge Mr. Oakland with perjury.” (George Aff., Appellant’s Br. at A-10.) Subsequently, Oakland was provided with new counsel, Margulies, whose advice he followed and asserted his Fifth Amendment right to refuse to testify at True’s trial. Margu-lies’ affidavit corroborates the facts set forth in George’s affidavit, adding the prosecutor’s statement that “if Mr. Oakland testified that True was not the source for his [drugs], he risked not only a prosecution for perjury, but prosecution under [18 U.S.C.] § 1001 for making a false statement to a peace officer.” (Margulies Aff., Appellant’s Br. at A-14.)

• In True’s closing argument, his counsel stated that “Dale Oakland never testified in this case, wasn’t called as a witness. Do you think if he was called as a witness, or he would testify against Greg True, the government would not have called him?” (Trial Tr. at 1375-76.) In her rebuttal closing argument, the prosecutor responded that the government need not call every potential witness — specifically Oakland— and implied that True could have subpoenaed Oakland himself. The district court determined that the prosecutor’s com-[1089]*1089merits were highly improper and issued a cautionary instruction:

Members of the jury, you heard arguments yesterday concerning the absence of Dale Oakland as a witness. The government in rebuttal argument yesterday suggested that Gregory Allen True could have used a subpoena for Dale Oakland. You are instructed that Gregory Allen True did subpoena Dale Oakland to testify in this trial, and that Dale Oakland took the Fifth Amendment and refused to testify.

(Trial Tr. at 1442.)

At trial, the district court conducted a hearing to determine the basis of Oakland’s silence and whether improper threats had coerced it. The district court determined by order, and again at the sentencing hearing, that the prosecutor’s conduct did not constitute substantial interference with a material defense witness:

I have stated on the record, and it was clear when I re-read it, this case has a lot of problems with it, and I stated that on the record, but it does not, as far as I can see, rise to the extent that the Court can do anything regarding the calling of Mr. Oakland. It just isn’t there.
It’s one of the cases that leaves a bad taste in everybody’s mouth, and I’m sure in the Government’s mouth and certainly in Mr. True’s mouth, and certainly the Court’s mouth. But based on the law that has been submitted to me, and based on the law that I researched and based on the facts that we have, my order stands.

(Sentencing Hr’g Tr. at 5.) While we share the district court’s disapproval, we are unable to say that the prosecutor violated True’s Fifth or Sixth Amendment rights.

II.

We review findings of fact for clear error and the legal conclusions based on those facts de novo. See United States v. Beatty, 170 F.3d 811, 818 (8th Cir.1999). “The test for reversible prosecutorial misconduct has two parts: (1) the prosecutor’s remarks or conduct must in fact have been improper, and (2) such remarks or conduct must have prejudicially affected the defendant’s substantial rights so as to deprive the defendant of a fair trial.” United States v. Hernandez, 779 F.2d 456, 458 (8th Cir.1985).

This case presents three questionable acts of the prosecutor. First, she offered a Rule 35 downward departure to Oakland for testifying on behalf of the government at True’s trial. Second, she spoke with Oakland’s attorneys regarding possible perjury charges. Finally, she suggested in rebuttal closing argument that True could have, but did not, subpoena Oakland.

With regard to the downward departure, the record reflects that the offer was made prior to Oakland being subpoenaed by True. Had the offer been made after the fact or in exchange for Oakland’s silence, we would be inclined to conclude that the prosecutor’s offer constituted impermissibly coercive conduct. As it stands, however, the prosecutor was not precluded by law from soliciting Oakland’s testimony. Accordingly, this conduct was permissible.

True relies primarily on United States v. Vavages, 151 F.3d 1185 (9th Cir.1998), to challenge the prosecutor’s remaining questionable conduct. In Vavages, as a result of government threats of perjury prosecution and withdrawal of a plea agreement in an unrelated case, a potential alibi witness invoked her Fifth Amendment rights and refused to testify for Vavages. See id. at 1187.

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No. 98-3824
179 F.3d 1087 (Eighth Circuit, 1999)

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Bluebook (online)
179 F.3d 1087, 1999 WL 378314, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-true-ca8-1999.