United States v. Torriero

712 F. App'x 33
Court of Appeals for the Second Circuit·Decided October 11, 2017·No. 16-2368-cr·Published

Opinion

SUMMARY ORDER

Defendant-appellant Donald Torriero appeals from an amended, judgment of conviction entered June 30, 2016, requiring him to pay an additional $765,561 in restitution to the - Environmental Protection Agency (the “EPA”) for costs incurred in cleaning up a 28-acre property in Frankfort, New York (the “Frankfort site”). Tor-riero and others used the Frankfort site as an illegal landfill. We assume the parties’ familiarity with the underlying facts, procedural history, and issues on appeal.

Torriero pled guilty in October 2012 to one count of conspiracy, in violation of 18 U.S.C. § 371, and two counts' of wire fraud, in violation of 18 U.S.C. § 1343, and was sentenced in July 2013 to 36 months’ imprisonment and restitution, jointly and severally with his co-defendants, in the amount of $492,494.44. Some $471,209.14 of the restitution was to reimburse the EPA for cleanup costs it incurred as of the sentencing date. In its restitution order, the court noted that the judgment could be amended to account for new cleanup costs. Torriero appealed his sentence, but not the restitution amount.

On appeal, Kenneth Moynihan, Esq., who represented Torriero in the district court proceedings and was assigned to represent him on appeal, moved to be relieved as counsel. Moynihan explained: “Mr. Tor-riero wants a new lawyer to handle his appeal because he wants to pursue a claim that I provided ineffective assistance of counsel below. I know, for example, that Mr. Torriero alleges that I coerced his plea on the first day of trial.” S. App. at 465. By order entered November 4, 2013, this Court granted the motion, relieving Moynihan, and appointing new counsel for Torriero. On December 4, 2014, another panel of this Court affirmed Torriero’s sentence.

On January 9, 2015, the United States moved in the district court to amend the restitution order to account for cleanup costs incurred after the sentencing. A hearing on the motion was set for April 29, 2015. By letter to the district court dated March 27, 2015, the government requested a “telephonic status conference.” Id. at 416. The letter reported that the government had inquired of “all defense counsel currently listed on ECF to confirm they were still representing their respective clients,” and that

Mr. Moynihan advised that the Second Circuit relieved him of his representation and that he would no longer represent defendant Torriero. He did not respond to further inquiries as to who would be representing Mr. Torriero at the April 29, 2015 hearing or whether Mr. Torriero has received the relevant filings (let alone whether he intended to oppose).

Id.

On March 31, 2015, the district court issued an order granting the request for a telephonic status conference and directed the attorneys listed in the order — including Moynihan as counsel for Torriero — to provide their respective clients with copies of the relevant documents and, if they were not continuing to represent their clients, to “advise replacement counsel, if any, to file a notice of appearance.” Id. at 419. The listed attorneys and “any newly-appearing counsel” were directed to participate in a telephone conference on April 14, 2015. Id.

The district court held a telephone conference on April 14,2015. Torriero was not a party to the conference call, and it is not clear from the present record whether he was aware of the proceedings, as he was incarcerated at the time. The conference was not held on the record and no transcript exists of the proceedings. The docket entry notes that “Court and Counsel review status of representation” and that the district court “directs Attorney[ ] Moy-nihan ... be appointed for these proceedings.”

On May 25, 2016, Torriero wrote a letter himself to the district court requesting new counsel.

On June 23, 2016, the district court held in a written order that Torriero waived his rights to be present at the restitution proceedings, denied the request for new counsel, and granted the government’s motion to require Torriero to pay additional restitution. The district court entered an amended judgment against Torriero requiring an additional restitution payment of $765,561. Torriero timely appealed and was appointed new counsel after he again indicated that he wanted to raise an ineffective assistance of counsel claim against Moynihan, this time for “fail[ing] to put forward his defense to the government’s affidavit in support of its motion to amend the judgment as to restitution.” Attorney’s Affirmation in Support of Motion to be Relieved, at 2, No. 16-2368, ECF No. 6.

Three questions are presented: (1) whether Torriero’s Sixth Amendment right to counsel was violated by the reappointment of Moynihan to represent him in the restitution proceeding and the denial of Torriero’s subsequent request for new counsel; (2) whether the district court abused its discretion in denying Torriero’s application for expert services; and (3) whether the amended judgment is substantively unreasonable. We address the first two issues in turn and, for reasons set forth below, we decline to reach the third.

1. Sixth Amendment Right to Counsel

The Sixth Amendment guarantees that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to have the Assistance of Counsel for his defence.” U.S. Const. amend. VI. The right to counsel includes “an absolute right under the Sixth Amendment to be represented by an attorney who has no conflict of interest.” United States v. Curcio, 680 F.2d 881, 885 (2d Cir. 1982). “To ensure that this right to conflict-free counsel is not abridged, a district court has two distinct obligations during criminal proceedings: (1) to initiate an inquiry whenever it is sufficiently apprised of even the possibility of a conflict of interest, and (2) to disqualify counsel or seek a waiver from the defendant whenever the inquiry reveals that there is an actual or potential conflict.” United States v. Cohan, 798 F.3d 84, 88 (2d Cir. 2015) (quoting United States v. Rogers, 209 F.3d 139, 143 (2d Cir. 2000)). Restitution proceedings are part of criminal prosecutions, and thus the Sixth Amendment right to conflict-free counsel applies to restitution proceedings as well. See id. at 89.

On this record, we are unable to determine whether there was an actual or potential- conflict and, if so, whether Tor-riero waived the conflict. There was certainly the possibility of a conflict, as this Court granted a motion to relieve Moyni-hamin 2013 and appointed new counsel for Torriero. Indeed, Moynihan’s motion cited a conflict of interest because Torriero intended to raise an ineffective assistance of counsel claim in part on the basis that Moynihan allegedly coerced him into pleading guilty. In its letter of March 27, 2015, the government thus “apprised” the district court of “the possibility of a conflict of interest,” id.

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United States v. Torriero, 712 F. App'x 33 (2d Cir. 2017).

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