United States v. Thornton

8 C.M.A. 57, 8 USCMA 57, 23 C.M.R. 281, 1957 CMA LEXIS 470, 1957 WL 4480
CourtUnited States Court of Military Appeals
DecidedJune 7, 1957
DocketNo. 9119
StatusPublished
Cited by15 cases

This text of 8 C.M.A. 57 (United States v. Thornton) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Thornton, 8 C.M.A. 57, 8 USCMA 57, 23 C.M.R. 281, 1957 CMA LEXIS 470, 1957 WL 4480 (cma 1957).

Opinions

Opinion of the Court

HomER FERGUSON, Judge:

Before a general court-martial, convened at Fort Benning, Georgia, the accused pleaded not guilty to unlawfully purchasing a pistol of a value of $53.00, knowing the same to be stolen, and guilty to carelessly discharging a firearm, both offenses being in violation of Article 134, Uniform Code of Military Justice, 10 USC § 934. For these delicts, he was found guilty as charged and sentenced to he dishonorably dis[59]*59charged from the service, to forfeit all pay and allowances, and to be confined at hard labor for one year. The findings and sentence were approved by the convening authority and subsequently affirmed without opinion by a board of review. We granted review to determine the following issues:

1. Whether trial defense counsel could adequately represent the accused.
2. Whether the evidence is sufficient to support the finding of value in specification 1.

I

A recitation of the facts and circumstances which gave rise to the first granted issue is essential. On the evening of April 2, 1956, the accused purchased a .45 caliber pistol, the property of the United States, from one Fields. The sale was allegedly consummated after considerable haggling over the price which was finally established at $20.00. At trial, Fields testified on behalf of the prosecution that he had sold the pistol to the accused. He further testified that he had stolen the pistol some seven months before while on guard duty. On cross-examination, the defense counsel elicited from the witness the statement that he had not informed the accused that the pistol was stolen property until after the sale had been finalized. On redirect examination, the witness identified the defense counsel as the same attorney who had represented him in his prior courtJmarfcial conviction for stealing a pistol and for unlawfully selling it. The prosecution next called one Nelms who had been present when the alleged sale took place and though his testimony was in part contradictory, he claimed that the accused had been informed, prior to the consummation of the sale, that the pistol had been stolen. The accused did not take the stand in his own behalf.

The court-martial of the accused was held on June 14, 1956, and he was represented by a certified appointed defense counsel. Some six weeks prior to this trial, Fields had pleaded guilty before a general court-martial to the offenses of larceny of the pistol, in violation of Article 121, Uniform Code of Military Justice, 10 USC § 921, and unauthorized sale of the same to the accused in contravention of Article 108, Uniform Code of Military Justice, 10 USC § 908. Counsel for the accused in the instant case had also represented Fields. The accused now contends that as a result of this dual representation he was deprived of the effective assistance of counsel.

A case strikingly similar to the one presently before us and involving substantially the same issue was recently before this Court in United States v Lovett, 7 USCMA 704, 23 CMR 168. There we held it to be error for defense counsel to represent an accused who pleaded not guilty and an accused who pleaded guilty to the same offense, where the latter was a witness for the prosecution against the first accused. Our holding was no more than a reiteration of the well-settled principle that counsel must not represent conflicting interests. Although we recognized the fact that prior representation by defense counsel óf a Government witness against the accused “does not by itself justify a conclusion that the accused was denied effective legal assistance,” we held that the prior nature of the relationship in that case required reversal. We are constrained to reach a similar conclusion in this case.

In attempting to convince the court-martial of the accused’s innocence, counsel was under an affirmative duty to protect and safeguard the confidences derived from the attorney-client relationship formerly established and still existing between himself and Fields. Counsel thus found himself placed in the legally precarious position of having to “walk the tightrope” between safeguarding the interests of the accused on the one hand and retaining the prior confidences of Fields on the other. Such a rope is too narrow. Such a walk is too long. The possibility of falling is too real. The probability of prejudicing the accused is too great. The basic underlying principle which condemns the representation by an at[60]*60torney of conflicting interests seeks to achieve as its purpose no more than this — to keep counsel off the tightrope. The orderly administration of justice requires that an attorney not be placed in the position where he must choose between conflicting interests. Counsel for the accused was placed in that position in this case. The late Judge Brosman, writing for a unanimous Court in United States v McCluskey, 6 USCMA 545, 20 CMR 261, eloquently stated the principle in the following manner:

“It may be accepted as settled law in this Court that, since a lawyer is bound by professional duty to avoid divulgence of a client’s confidences to the disadvantage of the latter, doubts concerning equivocal or apparently inconsistent conduct on the part of the attorney must be resolved against him — that is, it must be regarded as having been antagonistic to the best interests of his client. See In re Boone, 83 Fed 944, 952 (ND Cal). This rule stands as a rigid — perhaps even a dogmatic — one. We are sure that it exists of necessity, not only for the purpose of circumventing the dishonest practitioner’s malfeasance, but also to prevent the upright lawyer from placing himself in such a position as to require him to choose between conflicting duties. People v Gerold, 265 Ill 488, 107 NE 165, 177, and authorities there cited. Thus, regardless of the purity of his motives, it is demanded that the lawyer avoid the very appearance of that wrongdoing which, in obedience to the important policy dictating this privileged relationship, the courts are impelled to deplore — for ‘no rule in the ethics of the legal profession is better established nor more rigorously enforced than this one.’ ”

We are convinced that defense counsel acted in good faith, but this does not affect our holding because we believe that he nevertheless failed to realize the full implication of his prior association with Fields as it related to his duties to the accused. E.g., Tucker v United States, 235 F2d 238 (CA9th Cir) (1956) ; Craig v United States, 217 F2d 355 (CA6th Cir) (1954). Defense counsel made no effort to examine his former client on the question of whether the accused had actually purchased the weapon from him. He never interrogated the witness on the fact of his theft of the pistol or whether it came from a Government source. Yet, it is well settled that it is not sufficient in a case of this kind to show merely that someone was convicted for the actual larceny. Kirby v United States, 174 US 47, 19 S Ct 574, 43 L ed 890. These defects in the examination can reasonably have resulted from defense counsel’s previous connection with the witness. Since he had pleaded him guilty of stealing the pistol and subsequently selling it to the accused, defense counsel may well have taken these facts as established — to the patent disadvantage of his present client, the accused.

Moreover, the evidence relating to the accused’s knowledge that the gun was stolen was weak. In his direct testimony the witness implied that he had told the accused before the sale that the weapon was an Army .45.

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Bluebook (online)
8 C.M.A. 57, 8 USCMA 57, 23 C.M.R. 281, 1957 CMA LEXIS 470, 1957 WL 4480, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-thornton-cma-1957.