United States v. Thomas Sher

CourtCourt of Appeals for the Third Circuit
DecidedAugust 1, 2024
Docket23-2337
StatusUnpublished

This text of United States v. Thomas Sher (United States v. Thomas Sher) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Thomas Sher, (3d Cir. 2024).

Opinion

NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT ________________

No. 23-2337 ________________

UNITED STATES OF AMERICA

v.

THOMAS SHER, Appellant ________________

Appeal from the United States District Court for the District of New Jersey (D. C. No. 1-19-cr-00191-006) District Judge: Honorable Robert B. Kugler ________________

Submitted under Third Circuit L.A.R. 34.1(a) on March 11, 2024

Before: BIBAS, MONTGOMERY-REEVES and ROTH, Circuit Judges

(Opinion filed: August 1, 2024)

________________

OPINION* ________________

ROTH, Circuit Judge

* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not constitute binding precedent. Thomas Sher was convicted of health care fraud and conspiracy to commit the same.

The District Court sentenced him to ninety-six months’ imprisonment. Sher appealed his

sentence, arguing that the court erred in its loss calculation and in its application of a

sophisticated means enhancement. We will affirm the District Court’s judgment of

sentence.

I. Background

Sher worked as a firefighter with the Margate Fire Department from 2003 to 2019

and as a fitness trainer beginning in 2014. In 2015, he joined an ongoing conspiracy to

commit insurance fraud by convincing acquaintances with state-provided health insurance

plans to purchase medically unnecessary compound medications.1

At the center of the conspiracy was Central Rexall Drugs, Inc. (CRD), a Louisiana-

based compounding pharmacy that produced the medications. CRD paid commissions to

a pharmaceutical sales representative, William Hickman, for each prescription that he or

those working for him originated. Hickman enlisted recruiters, including Sher’s brother

Michael, and instructed them to target individuals with state-provided insurance plans and

sign them up for the maximum number of refills.2 The recruiters were paid a percentage

of Hickman’s commissions based on the amount of prescriptions they sold. The recruiters

in turn enlisted and paid commissions to their own “pods” of sub-recruiters.

As a sub-recruiter in Michael’s pod, Sher was at the lowest level of the conspiracy.

In furtherance of the conspiracy, Sher approached friends and family about purchasing a

1 Compound medications refer to prescriptions formulated specifically for a patient. 2 We refer to Michael by his first name only to avoid confusion with the Appellant. 2 wellness supplement made by CRD, offering cash payments and free gym memberships as

incentives. Sher instructed the individuals he enrolled to fill in demographic and insurance

information on pre-printed prescription forms, then sent the forms up the chain to Michael

and eventually to Hickman. Hickman then arranged for a doctor to sign the forms, often

without evaluating the patients. In total, Sher submitted prescriptions for eighteen people,

causing $936,889.28 of fraudulent insurance reimbursements,3 while Michael’s pod was

responsible for $7,059,888.28 of fraudulent reimbursements.

After a jury trial, Sher was convicted on four counts of healthcare fraud and

conspiracy to commit the same. The Probation Office (PO) prepared a Presentence Report

(PSR) in which it calculated a total offense level of 31 and a Criminal History category of

I, resulting in a guidelines range of 108 to 135 months’ imprisonment. As relevant to

Sher’s appeal, the PSR applied an eighteen-level enhancement for causing a loss between

$3.5 million and $9.5 million and a two-level enhancement for use of sophisticated means.4

The PSR explained that because Sher “conspired and jointly engaged in health care fraud

with his brother[,] . . . the loss amounts associated with [Michael’s] prescriptions were

within the scope of the jointly undertaken criminal activity and reasonably foreseeable to

[] Sher pursuant to U.S.S.G. §1B1.3(1).”5

3 Sher’s own profits from the scheme totaled $114,152.60. 4 The PSR initially did not apply the sophisticated means enhancement. However, the government objected to the PSR on that ground, and the PO sustained the objection. Sher objected to the PSR’s loss calculation and its application of a three-level enhancement for causing loss to a government insurance program. The PO overruled both of Sher’s objections. 5 A199 n.13. 3 At sentencing, Sher objected to the loss calculation, arguing that it penalized him

for exercising his right to trial. He also argued that the sophisticated means enhancement

should not apply. The District Court overruled both objections. After applying a two-level

downward departure, resulting in an offense level of twenty-nine, the court sentenced Sher

to ninety-six months’ imprisonment.6 Sher appealed.

II. Jurisdiction and Standard of Review

The District Court had jurisdiction under 18 U.S.C. § 3231, and we have jurisdiction

under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a). We review a district court’s interpretation

of the Sentencing Guidelines de novo and its factual findings for clear error.7 We review

the application of a sentencing enhancement for abuse of discretion.8

III. Discussion

Sher appeals the District Court’s calculation of the loss amount and application of a

sophisticated means enhancement. He also argues that the loss calculation and application

of the sophisticated means enhancement amount to unconstitutional trial penalties. None

of his arguments has merit, so we will affirm the District Court’s judgment of sentence.

First, Sher argues the District Court erred by calculating the loss amount as the total

loss caused by Sher’s conspiracy pod, rather than the loss Sher directly caused. However,

in cases of jointly undertaken criminal activity, the courts have considered as relevant

conduct the actions of others if they were (i) within the scope of jointly undertaken criminal

6 The downward variance accounted for the proposed guideline at U.S.S.G. § 4C1.1, which provides a two-level decrease for defendants with no criminal history points. 7 United States v. Adair, 38 F.4th 341, 347 (3d Cir. 2022). 8 United States v. Alowemer, 96 F.4th 386, 388 (3d Cir. 2024). 4 activity, (ii) in furtherance of the criminal activity, and (iii) reasonably foreseeable in

connection with the criminal activity.9 Sher does not challenge the accuracy of the loss

amount attributed to his pod or argue that those losses do not qualify as relevant conduct.10

Nor can he reasonably do so.11 As a result, this argument fails.

Second, Sher argues that the District Court erred by applying a sophisticated means

enhancement under U.S.S.G. § 2B1.1(b)(10)(C). That section applies when the offense

“involve[s] sophisticated means and the defendant intentionally engaged in or caused the

conduct constituting sophisticated means.”12 The District Court applied the enhancement

based on the duration of the conspiracy, Sher’s efforts to avoid detection, and the fact that

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