United States v. Thomas

39 M.J. 1078, 1994 CMR LEXIS 158, 1994 WL 174806
CourtU S Coast Guard Court of Military Review
DecidedMay 4, 1994
DocketCGCM 24075; Docket No. 1022
StatusPublished
Cited by8 cases

This text of 39 M.J. 1078 (United States v. Thomas) is published on Counsel Stack Legal Research, covering U S Coast Guard Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Thomas, 39 M.J. 1078, 1994 CMR LEXIS 158, 1994 WL 174806 (cgcomilrev 1994).

Opinion

BAUM, Chief Judge:

Appellant was tried by a special court-martial. Pursuant to his pleas of guilty, entered in accordance with a pretrial agreement, he was convicted of one specification of unauthorized absence for approximately 18 days, one specification of missing movement by design, one specification of wrongful appropriation of a rental car, and five specifications of unlawful uttering of checks with intent to defraud, in violation of Articles 86, 87, 121, and 123a, UCMJ, 10 U.S.C. §§ 886, 887, 921, 923a.

The court composed of officer members sentenced Appellant to a bad conduct discharge, confinement for two months, and reduction to pay grade E-3. That sentence was within the terms of the pretrial agreement and, as such, was approved by the convening authority. Appellant has assigned six errors before this Court. Briefs having been submitted, and oral argument having been heard, the case is ready for decision.

I

WHETHER THE FINDING OF GUILTY OF WRONGFUL APPROPRIATION BASED ON APPELLANT’S PLEA MUST BE SET ASIDE BECAUSE MATTERS INCONSISTENT WITH THE PLEA WERE RAISED DURING THE PROVIDENCE INQUIRY.

Appellant contends that the finding of guilty of wrongful appropriation of a rental car must be set aside because he gave answers to the military judge that were inconsistent with a plea of guilty to that offense. Citing R.C.M. 910(e), U.S. v. Adams, 33 M.J. 300 (C.M.A.1991), and U.S. v. Clark, 28 M.J. 401, 407 (C.M.A.1989), Appellant submits that his responses raised possible defenses that required the judge, at a minimum, to inquire further before accepting the plea of guilty. Without additional development by the judge, Appellant says the pleas must be deemed improvident.

In 1989, this Court provided clear guidance to military judges on such matters. After agreeing with the defense statement that, “a plea of guilty must be rejected by the military judge and a not guilty plea entered if an accused sets up matters inconsistent with guilt, including making statements which on their face raise possible defenses,” we cautioned judges to be alert to responses from an accused that are incompatible with guilty pleas. U.S. v. Pillow, 28 M.J. 1008, 1009 (CGCMR 1989). The Government characterizes U.S. v. Pillow as establishing a “mere possibility of conflict” standard which the Government says was subsequently rejected, “for the more realistic ‘substantial basis’ test” in U.S. v. Prater, 32 M.J. 433, (CMA 1991). P. 2, Appellate Government brief.

We believe the Government is mistaken on both counts. This Court did not establish a “mere possibility of conflict” test in U.S. v. Pillow, supra. Statements by an accused, which on their face raise potential defenses to a crime, are inconsistent with guilt and, thus, are in direct conflict with a plea of guilty. If adhered to by an accused, such statements provide a substantial basis for rejecting the plea. That was the message of U.S. v. Pillow, supra, which is consistent [1080]*1080with U.S. v. Prater, supra, and also in accord with the discussion following R.C.M. 910(e).

That discussion includes the following:

If any potential defense is raised by the accused’s account of the offense or by other matters presented to the military judge, the military judge should explain such a defense to the accused and should not accept the plea unless the accused admits facts which negate the defense.

R.C.M. 910(e) Discussion

Turning to the particulars of the instant case, we note that a confessional stipulation of fact and the accused’s responses to judicial queries provided the basis for accepting the guilty pleas. After the stipulation of fact was received in evidence, the judge explained the elements of the offenses and asked the accused to recount in his own words what happened. Whereupon, the accused gave a statement covering all the offenses. From the record, that narrative account appears to have been a reading of a prepared statement, developed with the assistance of counsel. Such statements, like confessional stipulations, may be helpful to a judge in conducting the plea providence inquiry, but they are not a substitute for an account in the accused’s own words.

The judge attempted to elicit that kind of explanation when he asked the accused the following: “Now again in your own words Petty Officer Thomas, why did you wrongfully withhold the rental car from Budget Rent-A-Car after the time that you were supposed] to return it?” When the accused responded in his own words, two potential defenses were raised: (1) that the company had actually authorized retention of the car beyond the contract return date and (2) that Appellant lacked the requisite criminal intent because he believed that he had authority to retain the car. See R.C.M. 916(j) Ignorance or mistake of fact.

The confessional stipulation makes it clear that the rental company did not authorize extended possession of the car because it states as fact that a demand notice for the car’s return was sent to Appellant’s home in Omaha, Nebraska, and a report of the car’s theft was made to the police. That stipulation of fact, however, does not state that Appellant was aware of the demand notice or of the company’s theft report. Moreover, it does not answer in some other way the question whether Appellant mistakenly believed he had authority to retain the vehicle. The judge’s inquiry fails to answer that question also.

The issue of mistake of fact was raised when Appellant said: “I still — I was still authorized that car at the time [five days after the contract return date]. It was placed on my credit card and was approved. If it was not approved I would not — ,” at which point, the record indicates that Appellant was interrupted by the judge and the statement was left unfinished. ROT 21. The record does not show further pursuit of this matter or of another answer that followed, reflecting that Appellant may have believed his wife had confirmed with the company its assent to his possession of the car beyond the contract date. In this regard, the stipulation of fact does state that the accused’s wife in Omaha, Nebraska, talked to the rental company on a date 13 days after the contract’s stated return date.

These responses provide a substantial basis for questioning whether Appellant had the necessary guilty intent. As such, they are in direct conflict with a plea of guilty. In reaching our conclusion, we recognize that this Court has the advantage of reading a written record, which we must assume records precisely what the accused said, while the military judge must deal with the spoken word and make decisions on what he or she understood the accused said. We also have additional assistance from appellate counsel who have discerned and focused upon the words attributed to the accused in the record.

Nevertheless, even without a written record to rely on or the same type of counsel assistance, the judge must be alert to the spoken answers from an accused that in some way conflict with a guilty plea. Those responses must be followed up and, if not resolved by the accused consistently with the guilty plea, then a not guilty plea must be entered. If there is any doubt as to what the accused meant by a response, the judge [1081]*1081should seek further clarification.

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Bluebook (online)
39 M.J. 1078, 1994 CMR LEXIS 158, 1994 WL 174806, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-thomas-cgcomilrev-1994.