United States v. Thomas Calvin Ricks, A/K/A Joe Dancer, United States of America v. James A. Carter, United States of America v. Marcell Moffatt, A/K/A Black Barney, United States of America v. Stanley Rodgers, United States of America v. Kerney William Lindsey, A/K/A Wilco, United States of America v. Beatrice Roberts, United States of America v. Maurice David King, A/K/A Peanut

802 F.2d 731, 1986 U.S. App. LEXIS 31551
CourtCourt of Appeals for the Fourth Circuit
DecidedOctober 2, 1986
Docket83-5060
StatusPublished

This text of 802 F.2d 731 (United States v. Thomas Calvin Ricks, A/K/A Joe Dancer, United States of America v. James A. Carter, United States of America v. Marcell Moffatt, A/K/A Black Barney, United States of America v. Stanley Rodgers, United States of America v. Kerney William Lindsey, A/K/A Wilco, United States of America v. Beatrice Roberts, United States of America v. Maurice David King, A/K/A Peanut) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Thomas Calvin Ricks, A/K/A Joe Dancer, United States of America v. James A. Carter, United States of America v. Marcell Moffatt, A/K/A Black Barney, United States of America v. Stanley Rodgers, United States of America v. Kerney William Lindsey, A/K/A Wilco, United States of America v. Beatrice Roberts, United States of America v. Maurice David King, A/K/A Peanut, 802 F.2d 731, 1986 U.S. App. LEXIS 31551 (4th Cir. 1986).

Opinion

802 F.2d 731

55 USLW 2261

UNITED STATES of America, Appellee,
v.
Thomas Calvin RICKS, a/k/a Joe Dancer, Appellant.
UNITED STATES of America, Appellee,
v.
James A. CARTER, Appellant.
UNITED STATES of America, Appellee,
v.
Marcell MOFFATT, a/k/a Black Barney, Appellant.
UNITED STATES of America, Appellee,
v.
Stanley RODGERS, Appellant.
UNITED STATES of America, Appellee,
v.
Kerney William LINDSEY, a/k/a Wilco, Appellant.
UNITED STATES of America, Appellee,
v.
Beatrice ROBERTS, Appellant.
UNITED STATES of America, Appellee,
v.
Maurice David KING, a/k/a Peanut, Appellant.

Nos. 83-5060(L), 83-5061 to 83-5064, 83-5066 and 83-5081.

United States Court of Appeals,
Fourth Circuit.

Argued April 8, 1986.
Decided Oct. 2, 1986.

Ransom J. Davis (H. Russell Smouse, Harry J. Matz, Melnicove, Kaufman, Weiner & Smouse, P.A., Baltimore, Md., on brief) for appellant James A. Carter.

Stuart R. Blatt, Baltimore, Md., for appellant Beatrice Roberts.

W. Gary Kohlman (Kohlman & Fitch, Kenneth Michael Robinson, Washington, D.C., on brief) for appellant Maurice David King.

James B. Moorhead, Asst. U.S. Atty. (Breckinridge L. Willcox, J. Frederick Motz, U.S. Attys., Baltimore, Md., Stephen Bailey, Second Year Law Student, on brief) for appellee.

Before WINTER, Chief Judge, RUSSELL, WIDENER, HALL, PHILLIPS, MURNAGHAN, SPROUSE, ERVIN, CHAPMAN, and WILKINSON, Circuit Judges, sitting in banc.

HARRISON L. WINTER, Chief Judge:

These appeals have been reheard in banc. We conclude that the judgments of conviction for all defendants must be reversed and they must be granted new trials.

I.

The facts are set forth in the panel opinions and need not be repeated here. United States v. Ricks, 776 F.2d 455 (4 Cir.1985). The panel majority ruled that the district court committed reversible error when it failed, albeit inadvertently, to give defense counsel unequivocal advice as to the section of the list of jurors from which the jury would be selected. The failure, it concluded, resulted in an impermissible dilution of defendants' statutory right to peremptory challenges of prospective jurors. We too hold, for the reasons set forth by the majority and the additional reasons set forth below, that there was an impermissible dilution of defendants' statutory right to peremptory challenges of prospective jurors necessitating reversal of their convictions and the grant of a new trial.

Because the panel majority granted the defendants a new trial, it expressed its view on a number of issues which were likely to arise on retrial and it withheld decision on others. As to those which were decided, we too make the same rulings for the reasons advanced by the majority. We also decide one issue reserved by the majority, and hold that King may be convicted of a violation of 21 U.S.C. Sec. 848 upon proof of two violations of 21 U.S.C. Sec. 841 plus proof of a violation of 21 U.S.C. Sec. 846. Stated otherwise, we rule that a conviction of a conspiracy under 21 U.S.C. Sec. 846 may be a predicate offense for conviction of violating 18 U.S.C. Sec. 848.

II.

The majority panel opinion expressed two thoughts which we think are an alternate basis of decision. First, in footnote 4 it was said "that an excessively large venire could have the ... effect [of diluting the right to peremptory challenges] even if the procedure were clearly explained. The usual practice with a struck jury system, which we encourage, is for the list to contain only the approximate number of necessary potential jurors." Next, in footnote 9, it is suggested that "absent a local rule of court or established local practice about how a jury will be selected and how peremptory strikes should be exercised with respect to a large venire, there is a duty on the part of the court to give clear, unambiguous instructions to counsel about the procedure to be followed and that a failure on the part of the court in this respect is plain error." Closer study of the authorities sustaining the validity of a "struck jury" system leads us to hold that it is essential to the validity of a jury chosen by the "struck jury" system that the list given to counsel contain only the approximate number of necessary potential jurors, or, if a larger list is given, that the court give clear, unambiguous instructions about the portion of the list, containing not more than the approximate number of necessary potential jurors, from which the jury will be selected.

A.

The right to peremptory challenges has been characterized as "one of the most important of the rights secured to the accused." Pointer v. United States, 151 U.S. 396, 408, 14 S.Ct. 410, 414, 38 L.Ed. 208 (1894). Although not a constitutional right, "[t]he persistence of peremptories and their extensive use demonstrate the long and widely held belief that peremptory challenge is a necessary part of trial by jury." Swain v. Alabama, 380 U.S. 202, 219, 85 S.Ct. 824, 835, 13 L.Ed.2d 759 (1965). Most recently, in a case limiting the use of peremptories to exclude veniremen on the basis of race, the Supreme Court again acknowledged the historic function of peremptory challenges "as one means of assuring the selection of a qualified and unbiased jury." Batson v. Kentucky, --- U.S. ---, ---, 106 S.Ct. 1712, 1720, 90 L.Ed.2d 69 (1986).

The method for exercising peremptory challenges depends upon the method of jury selection. In the "jury box" system of jury selection, the parties exercise their challenges against jurors already seated in the box, and who will remain on the jury unless challenged. This case, however, concerns the use of the "struck jury" method of jury selection where the trial judge tenders to each party a list of qualified veniremen and each side exercises its peremptories against the names on the list. If, after each side exercises its strikes, there remains more than twelve persons on the list, the trial judge must decide which twelve will constitute the jury.1

It is self-evident that the right to a given number of peremptory challenges becomes less and less effective as the list of potential jurors against which the challenges must be exercised grows larger than the approximate number of veniremen needed to comprise a jury. When the "jury box" method of selection is used, a party knows that each time he strikes a venireman sitting in the box, he is assured of removing someone from the panel who otherwise would serve as a juror. But when the trial court submits a struck jury list on which more than twelve names will remain after each side exercises its peremptory strikes, and the judge then selects the jury in a manner not previously disclosed, the defendant faces the prospect--the actuality in the instant case--of wasting strikes on veniremen the trial judge ultimately chooses to exclude from the jury.

The effect of a larger than necessary "struck jury" list is, thus, to dilute the defendant's right to exclude potential jurors of whom he disapproves, but for whom he lacks a basis for an objection for cause.

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Related

United States v. Marchant
25 U.S. 480 (Supreme Court, 1827)
Lewis v. United States
146 U.S. 370 (Supreme Court, 1892)
Pointer v. United States
151 U.S. 396 (Supreme Court, 1894)
St. Clair v. United States
154 U.S. 134 (Supreme Court, 1894)
Brown v. New Jersey
175 U.S. 172 (Supreme Court, 1899)
Swain v. Alabama
380 U.S. 202 (Supreme Court, 1965)
Taylor v. Louisiana
419 U.S. 522 (Supreme Court, 1975)
Ballew v. Georgia
435 U.S. 223 (Supreme Court, 1978)
Batson v. Kentucky
476 U.S. 79 (Supreme Court, 1986)
United States v. Fred T. MacKey
345 F.2d 499 (Seventh Circuit, 1965)
United States v. Edward Rucker
557 F.2d 1046 (Fourth Circuit, 1977)
United States v. Charles Bradley Anderson
562 F.2d 394 (Sixth Circuit, 1977)
United States v. John Anthony Morris
623 F.2d 145 (Tenth Circuit, 1980)
United States v. Ronald J. Pimentel
654 F.2d 538 (Ninth Circuit, 1981)
United States v. Jacques Blouin
666 F.2d 796 (Second Circuit, 1981)

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802 F.2d 731, 1986 U.S. App. LEXIS 31551, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-thomas-calvin-ricks-aka-joe-dancer-united-states-of-ca4-1986.