United States v. Theodore Kootswatewa

Procedural entryThis page is a short order in United States v. Theodore Kootswatewa. Read the opinion of the Court — 885 F.3d 1209
Court of Appeals for the Ninth Circuit·Decided June 27, 2018·No. 16-10228·Published

Opinion

FOR PUBLICATION

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

UNITED STATES OF AMERICA, No. 16-10228 Plaintiff-Appellee, D.C. No. v. 3:15-cr-08034-DLR-1

THEODORE KOOTSWATEWA, ORDER AND Defendant-Appellant. AMENDED OPINION

Appeal from the United States District Court for the District of Arizona Douglas L. Rayes, District Judge, Presiding

Argued and Submitted September 13, 2017 San Francisco, California

Filed March 23, 2018 Amended June 27, 2018

Before: J. Clifford Wallace and Paul J. Watford, Circuit Judges, and W. Louis Sands,* District Judge.

Order; Opinion by Judge Watford

* The Honorable W. Louis Sands, United States District Judge for the Middle District of Georgia, sitting by designation. 2 UNITED STATES V. KOOTSWATEWA

SUMMARY**

Criminal Law

The panel (1) amended an opinion filed March 23, 2018, affirming a conviction for sexually abusing K.C., a developmentally delayed 11-year-old girl; (2) denied a petition for panel rehearing; and (3) denied on behalf of the court a petition for rehearing en banc.

In the amended opinion:

The panel held that the district court properly exercised its discretion in admitting under Fed. R. Evid. 803(4) K.C.’s statements to a nurse practitioner concerning the nature of the abuse and the identity of her abuser. The panel observed that the statements were made for purposes of medical diagnosis or treatment, were reasonably pertinent to that subject, and described the inception or general cause of K.C.’s past or present symptoms. Rejecting the defendant’s contention that the government failed to lay an adequate foundation, the panel explained that the declarant herself need not testify; an adequate foundation may be laid under Rule 803(4) by introducing objective evidence, including testimony by the medical professional who conducted the examination, of the context in which the statements were made. The panel concluded that the government presented ample evidence supporting the inference that K.C. understood that the nurse practitioner was seeking information for purposes of diagnosis or treatment.

** This summary constitutes no part of the opinion of the court. It has been prepared by court staff for the convenience of the reader. UNITED STATES V. KOOTSWATEWA 3

The panel held that the district court properly exercised its discretion in admitting under Fed. R. Evid. 801(d)(1)(B)(i) K.C.’s statements to a law enforcement officer in order to rebut defense counsel’s suggestion that K.C.’s in-court testimony had been tainted by her mother’s alleged coaching. The panel held that K.C.’s prior statements to the officer were consistent with her in-court testimony, as required under Rule 801(d)(1)(B).

The panel held that the prosecutor’s brief and accurate recitation of trial testimony concerning what K.C. told others about the offense did not constitute misconduct. The panel concluded that the prosecutor’s misstatement of the record—that K.C. told the officer that the defendant had “lured” her into a trailer rather than “took” her into the trailer—amounted to harmless error.

COUNSEL

Michael L. Burke (argued), Assistant Federal Public Defender; Jon M. Sands, Federal Public Defender; Office of the Federal Public Defender, Phoenix, Arizona; for Defendant-Appellant.

Helen H. Hong (argued), Special Attorney for the United States, Office of the United States Attorney, San Diego, California, for Plaintiff-Appellee. 4 UNITED STATES V. KOOTSWATEWA

ORDER

The opinion filed on March 23, 2018, and published at 885 F.3d 1209 is amended as follows:

At 885 F.3d at 1214, replace the first two paragraphs appearing in the left column, beginning with the sentence and ending with the sentence , with the following two paragraphs:

Here, the government presented ample evidence supporting the inference that K.C. UNITED STATES V. KOOTSWATEWA 5

understood that the nurse practitioner was seeking information for purposes of diagnosis or treatment. Most significantly, K.C. made the statements in response to questions posed by a medical professional during a medical examination conducted at a medical facility. Absent evidence indicating otherwise, the district court could reasonably infer from those circumstances that K.C. understood she was providing information for purposes of diagnosis or treatment. See, e.g., Lukashov, 694 F.3d at 1114–15; United States v. Gonzalez, 533 F.3d 1057, 1062 (9th Cir. 2008); see also 30B Charles Alan Wright et al., Federal Practice and Procedure § 6844, p. 324 (2017) (“statements made by most people in the context of an injury-related visit to a medical professional can be presumed to be made for the purpose of medical treatment”). That inference was bolstered by the nurse practitioner’s testimony that she conducted K.C.’s examination in an examination room, with her stethoscope on, after measuring K.C.’s height and weight and taking her medical history.>

With this amendment, the panel unanimously votes to deny the petition for panel rehearing. Judge Watford votes to deny the petition for rehearing en banc, and Judge Wallace and Judge Sands so recommend. The full court has been advised of the petition for rehearing en banc, and no judge 6 UNITED STATES V. KOOTSWATEWA

requested a vote on whether to hear the matter en banc. Fed. R. App. P. 35. The petition for panel rehearing and rehearing en banc, filed May 29, 2018, is DENIED.

No further petitions for panel rehearing or rehearing en banc will be entertained.

OPINION

WATFORD, Circuit Judge:

Theodore Kootswatewa was convicted following a jury trial of sexually abusing K.C., a developmentally delayed 11- year-old girl. On appeal, Kootswatewa challenges two of the district court’s evidentiary rulings. Over Kootswatewa’s hearsay objections, the court allowed a nurse practitioner and a law enforcement officer to testify about statements K.C. made to them during interviews conducted shortly after the abuse occurred. We conclude that the district court properly exercised its discretion in admitting the testimony of both witnesses. We also conclude that Kootswatewa’s remaining challenge to the propriety of the prosecutor’s closing argument does not merit reversal.

I

Kootswatewa and K.C., both members of the Hopi Tribe, lived in the same small community on the Hopi Reservation in Arizona. Early one evening, a neighbor saw K.C. follow a man into an abandoned trailer.

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