United States v. The Larouche Campaign

866 F.2d 512, 1989 U.S. App. LEXIS 736, 1989 WL 5877
CourtCourt of Appeals for the First Circuit
DecidedJanuary 31, 1989
Docket88-1863
StatusPublished
Cited by14 cases

This text of 866 F.2d 512 (United States v. The Larouche Campaign) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. The Larouche Campaign, 866 F.2d 512, 1989 U.S. App. LEXIS 736, 1989 WL 5877 (1st Cir. 1989).

Opinion

BREYER, Circuit Judge.

The government charged these appellants (seven individuals, two corporations, two presidential campaign committees and one association) with fraud, 18 U.S.C. §§ 1341, 1343; conspiracy to obstruct the grand jury investigation into the alleged fraud, 18 U.S.C. §§ 371, 1503; and criminal contempt of court, 18 U.S.C. § 402. Sever *513 al months after their trial began, the defendants told the court that, in their view, the past and likely future length of the trial would cause several jurors severe hardship; and the defendants asked the court to excuse five jurors. The court did so. Only ten jurors remained. Defendants declined to stipulate to a trial by less than twelve jurors. And, the court then declared a mistrial. The defendants, pointing to the Double Jeopardy Clause, then claimed that the Constitution forbids the government from retrying them. The district court disagreed, 695 F.Supp. 1317. They have appealed. After reviewing the record, we agree with the district court; a new trial is perfectly proper.

I.Background

The relevant chronology is as follows:

1. On October 6, 1986 a grand jury returned the original indictment in this case; the indictment was superseded twice, in December 1986 and June 1987, to include additional defendants and charges.
2. In September 1987, the district court began to select a jury. On October 19, 1987, the court completed jury selection and empaneled twelve jurors and four alternates.
3. On October 19, 1987, following em-panelment of the jury, the court, at appellants’ request, severed the charges against defendant Roy Frank-hauser and, with the approval of all parties (except Frankhauser), proceeded to try Frankhauser first while the jury selected for trial of the other defendants remained in recess. Frank-hauser’s trial ended on December 10, 1987.
4. On December 17, 1987, the appellants’ trial began. At that time, the court, after consulting with counsel, estimated that the trial would last about six months.
5. On March 7, 1988, in the midst of trial, the court, at defendants’ request, suspended the jury trial for one week for consideration of issues and discovery requests regarding the “North Telex” and the related “Lewis, Howard, Tucker” memorandum, documents which suggested that the FBI may have contemplated infiltrating the LaRouche organization. The inquiry, however, produced neither any exculpatory, nor any relevant, material.
6. On March 25, 1988, the court again postponed the trial so that it could hold hearings about the government’s failure to provide timely disclosure to the defense of FBI memoranda concerning a witness named Ryan Emerson. These hearings preempted the jury trial until the beginning of May, when the court decided to continue the jury trial (while the Emerson hearings also continued). Ultimately, the court found that, while the government’s violations of its disclosure obligations were “serious,” they were not deliberate and they concerned a witness, whom the government first wanted, then decided not, to have testify, a witness whom the court believed was not essential to the case.
7. On May 2, 1988, the defendants asked the court to tell the jurors that it now expected the trial to go on well past mid-July, and possibly to Christmas, and to find out what hardship that fact might cause them. Five jurors expressed considerable concern. One had scheduled an operation for July 22. A second expected to take a new university post at the end of the summer; a third had already lost her job because of jury duty; two others simply expressed concern over the length of the trial and complained of hardship. The defendants asked the court to excuse all five on hardship grounds. The government objected to excusing four of the five. It argued that certain measures could be taken to expedite the remainder of the trial and it pointed out that the trial could not continue with the remaining ten jurors (unless the defendants agreed).
8. On May 4, the district court granted the defendants’ motion to excuse the jurors and, when defendants rejected *514 the government’s offer to proceed with only ten jurors, declared a mistrial.
9. The court then set a date for a new trial. On July 19, 1988 defendants asked the court to dismiss their indictments on the ground that the Double Jeopardy Clause of the Constitution barred a new trial. On August 11, 1988, the court denied this motion. The defendants now appeal from that denial.

II.

The appellants recognize that the Double Jeopardy clause does not ordinarily bar the retrial of defendants who themselves asked the court to declare a mistrial. See Oregon v. Kennedy, 456 U.S. 667, 672-78, 102 S.Ct. 2083, 2087-88, 72 L.Ed.2d 416 (1982); United States v. Scott, 437 U.S. 82, 93, 98 S.Ct. 2187, 2195, 57 L.Ed.2d 65 (1978). Indeed, the Supreme Court, in Kennedy, 456 U.S. at 679, 102 S.Ct. at 2091, announced that the single exception to this rule is that reprosecution will be barred (even where a defendant successfully moved for a mistrial) where “the conduct giving rise to the successful motion for a mistrial was intended to provoke the defendant into moving for a mistrial.” Appellants argue, however, that the Kennedy standard does not apply here because they did not themselves request a mistrial; hence the government cannot retry them unless the mistrial was a “manifest necessity,” the standard first announced in United States v. Perez, 9 Wheat. 579, 580, 6 L.Ed. 165 (1824). See Arizona v. Washington, 434 U.S. 407, 505, 98 S.Ct. 824, 830, 54 L.Ed.2d 717 (1978).

Appellants’ argument that they did not request the mistrial is not convincing as a matter of logic. Knowing that to grant their request would be to force a mistrial, all defendants had asked the trial court to excuse the five jurors. Indeed, counsel for one defendant said, in the presence of the others:

I have asked, however, that the jurors— the five jurors be excused, and I continue to press their being excused. If that results in a mistrial by the fact, then that would be the result of my motion that they be excused.

And counsel for another defendant, when asking the court to excuse the jurors, said “based upon what’s happened here ... there’s no question that we should have a mistrial.” Given the cause (defendants’ motion) and the inevitability of the known consequences, this case differs in no significant way from a case in which a defendant says the words “I want a mistrial,” and we must treat it similarly. Cf Adkins v. Bordenkircher,

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Cite This Page — Counsel Stack

Bluebook (online)
866 F.2d 512, 1989 U.S. App. LEXIS 736, 1989 WL 5877, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-the-larouche-campaign-ca1-1989.