United States v. Tennessee

615 F.3d 646, 2010 U.S. App. LEXIS 16103, 2010 WL 3024320
CourtCourt of Appeals for the Sixth Circuit
DecidedAugust 4, 2010
Docket09-5474
StatusPublished
Cited by4 cases

This text of 615 F.3d 646 (United States v. Tennessee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Tennessee, 615 F.3d 646, 2010 U.S. App. LEXIS 16103, 2010 WL 3024320 (6th Cir. 2010).

Opinion

OPINION

SUHRHEINRICH, Circuit Judge.

The State of Tennessee (“State”) appeals the district court’s denial of its motion under Federal Rule of Civil Procedure Rule 60(b)(5). The sole issue on appeal is whether the district court abused its discretion when it refused to vacate all outstanding court orders and consent decrees granting injunctive relief (“injunctive relief’). This injunctive relief arises from the district court’s original 1993 ruling that the State was violating the substantive due process rights of mentally retarded (“MR”) residents at Arlington Development Center (“ADC”), a state-operated home for MR individuals. The State argues that this injunctive relief, which has remained in place for over a decade, should be lifted because a significant change in law has occurred since the original judgment. The United States Department of Justice Civil Rights Division (“United States”) and People First of Tennessee (“People First”), a certified class of MR adults that benefits from the injunctive relief, oppose the State’s request. For the reasons set forth below, we AFFIRM.

I. Background

The United States brought this suit against the State and some of its officials *649 in January 1992, pursuant to the Civil Rights of Institutionalized Persons Act, 42 U.S.C. § 1997. The complaint alleged, among other things, that the State failed to ensure that ADC residents received adequate medical care, were free from neglect and abuse, and were not subject to undue bodily restraint. In support of its complaint, the United States argued that the State was violating the substantive due process rights of the MR residents at ADC, as established by the Supreme Court in Youngberg v. Romeo, 457 U.S. 307, 102 S.Ct. 2452, 73 L.Ed.2d 28 (1982). In Youngberg, the mother of an involuntarily institutionalized MR man held at a state-run institution brought suit against the state on her son’s behalf. Id. at 310, 102 S.Ct. 2452. She contended that the state owed her son substantive due process rights under the Fourteenth Amendment because of his involuntary confinement. Id. The Court agreed and stated that when an individual is involuntarily institutionalized through state legal proceedings, he has a substantive due process right to adequate food, shelter, clothing, and medical care, as well as reasonable safety, freedom from unnecessary bodily restraint, and reasonable habilitation (“Youngberg rights”). Id. at 324, 102 S.Ct. 2452. The United States argued that sufficient state action existed at ADC to trigger these Youngberg rights. The United States noted that the State ultimately decided to accept an MR individual into its care, ADC was a state-run facility, Tennessee law limited the circumstances under which a resident could be discharged from the facility, and the State controlled “virtually every aspect of the ... lives” of ADC residents once admitted.

In March 1992, the State moved to dismiss the complaint. The State argued that the Supreme Court’s decision in DeShaney v. Winnebago County Department of Social Services, 489 U.S. 189, 109 S.Ct. 998, 103 L.Ed.2d 249 (1989), stood for the proposition that the State did not owe Youngberg rights to ADC residents. In DeShaney, the mother of a boy who was rendered profoundly retarded by his father’s beatings brought suit on the boy’s behalf against social workers and other local officials who knew that he was at risk of injury by his father but did nothing. Id. at 191, 109 S.Ct. 998. Even though the boy was not in state custody at the time of his abuse, he claimed that the government officials’ failure to affirmatively act to protect him from his father deprived him of his Due Process Clause right to liberty. Id. The Court disagreed and held that Youngberg rights did not exist in this circumstance. Id. at 201, 109 S.Ct. 998. It reasoned:

In the substantive due process analysis, it is the State’s affirmative act of restraining the individual’s freedom to act on his own behalf — through incarceration, institutionalization, or other similar restraint of personal libei’ty — which is the deprivation of liberty triggering the protections of the Due Process Clause, not its failure to act to protect his liberty interests against harms inflicted by other means.

Id. at 200, 109 S.Ct. 998. In reaching this conclusion, the Court limited its holding in Youngberg to “stand only for the proposition that when the State takes a person into its custody and holds him there against his will, the Constitution imposes upon it a corresponding duty to assume some responsibility for his safety and general well-being.” Id. at 199-200, 109 S.Ct. 998.

The State argued that, in accordance with DeShaney, Youngberg did not apply because residents were not at ADC due to affirmative acts by the State. It reasoned that, “with rare exception,” parents or other legal representatives placed residents at *650 ADC. Similarly, the State maintained that it did not engage in state action to involuntarily keep ADC residents at the facility because these same parents or other legal representatives could remove a resident at any time.

The district court denied the State’s motion to dismiss in August 1992. United States v. Tennessee, 798 F.Supp. 483 (W.D.Tenn.1992). The district court discussed Youngberg and DeShaney in detail and determined that “under certain circumstances the state has a duty to provide services and care to institutionalized individuals[,]” such as when “a person is institutionalized-and wholly dependent on the State.” Id. at 486. Despite the fact that parents or other legal guardians voluntarily placed most ADC residents into the State’s care, the court determined that the United States had alleged enough state action at ADC to implicate Youngberg rights. Id. at 487. It noted that the State had accepted ADC residents into its care and thus accepted responsibility for their needs. Id. The district court emphasized TenmCode Ann. § 33-5-103, which mandated that, once admitted to ADC, a resident was under the “exclusive care, custody and control of the commissioner and superintendent.” Id. The district court further noted Tenn.Code Ann. § 33-5-101(b), which suggested that the superintendent had discretion to deny a resident’s discharge request. Id. at 487 n. 8. Lastly, the court underscored that state actors controlled every aspect of residents’ daily life, including treatment, care, and movement in and out of ADC. Id. at 487.

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Related

United States v. State of Tennessee
780 F.3d 332 (Sixth Circuit, 2015)
Doe Ex Rel. Tarlow v. District of Columbia
920 F. Supp. 2d 112 (District of Columbia, 2013)
United States v. Tennessee
986 F. Supp. 2d 921 (W.D. Tennessee, 2012)

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Bluebook (online)
615 F.3d 646, 2010 U.S. App. LEXIS 16103, 2010 WL 3024320, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-tennessee-ca6-2010.