United States v. Tate

CourtCourt of Appeals for the Armed Forces
DecidedMay 23, 2022
Docket21-0235/AR
StatusPublished

This text of United States v. Tate (United States v. Tate) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Tate, (Ark. 2022).

Opinion

This opinion is subject to revision before publication

UNITED STATES COURT OF APPEALS FOR THE ARMED FORCES _______________

UNITED STATES Appellee v. David C. TATE, Staff Sergeant United States Army, Appellant No. 21-0235 Crim. App. No. 20180477 Argued December 8, 2021—Decided May 23, 2022 Military Judge: Michael S. Devine For Appellant: Captain Lauren M. Teel (argued); Colonel Michael C. Friess and Major Rachel P. Gordienko (on brief); Lieutenant Colonel Angela D. Swilley, Major Alexander N. Hess, Major Kyle C. Sprague, and Captain Thomas J. Travers. For Appellee: Captain Dustin L. Morgan (argued); Colonel Christopher B. Burgess, Lieutenant Colonel Craig Schapira, and Major Pamela L. Jones (on brief); Captain Karey B. Marren. Judge HARDY delivered the opinion of the Court, in which Chief Judge OHLSON, Judge SPARKS, Judge MAGGS, and Senior Judge CRAWFORD joined. _______________

Judge HARDY delivered the opinion of the Court. During the first day of Appellant’s sentencing hearing, the court’s recording device failed, resulting in there being no verbatim transcript for most of the day’s proceedings. Although the Rules for Courts-Martial (R.C.M. or Rules) generally require the record of trial to “include a verbatim transcript of all sessions except sessions closed for deliberations” in serious cases—and impose consequences when that requirement cannot be satisfied—until 2019 the Rules did not authorize any remedial actions that a court could perform to cure a nonverbatim transcript. United States v. Tate, No. 21-0235/AR Opinion of the Court

R.C.M. 1103(b)(2)(B), (f) (2016 ed.).1 In the absence of any guidance from the Rules, military courts have long authorized three potential solutions when court recording devices fail: (1) declaring a mistrial; (2) reconstructing the record of trial; and (3) starting anew. In this case, the military judge stated that he was going to start Appellant’s sentencing hearing anew, but the record indicates that he neither started anew nor performed one of the other two judicially approved remedies. Contrary to his stated intent, the military judge indicated during the second sentencing hearing that he would only consider the testimony of the Government’s witnesses that fell within the scope of their unrecorded testimony from the previous day. His choice to disregard testimony from the second hearing if it went beyond the witnesses’ lost testimony from the first hearing resulted in a hybrid proceeding that did not start the proceedings anew but was instead dependent on—and intrinsically tied to—the unrecorded testimony from the first day of sentencing. Accordingly, we reverse the decision of the United States Army Court of Criminal Appeals (ACCA), set aside the sentence, and remand the case to the Judge Advocate General of the Army for return to an appropriate convening authority for action consistent with R.C.M. 1103(f) (2016 ed.). I. Background At the time of his alleged offense, Appellant was an E-6 staff sergeant serving at Fort Huachuca, Arizona. On September 18, 2018, a military judge sitting as a general court-martial convicted Appellant, pursuant to his plea, of one charge and one specification of aggravated assault in violation of Article 128, Uniform Code of Military Justice (UCMJ), 10 U.S.C. § 928 (2018), for strangling his wife. The same day, the military judge began Appellant’s sentencing hearing. Upon returning the next day to complete sentencing, trial counsel discovered that the court’s recording device had failed to capture the previous day’s sentencing proceedings,

1 In 2019, the President expressly authorized military judges to take one of four corrective actions to cure an incomplete or defective record of trial. R.C.M. 1112(d)(3) (2019 ed.).

2 United States v. Tate, No. 21-0235/AR Opinion of the Court

including: (1) the military judge notifying Appellant of his rights during sentencing, (2) the Government’s presentation of its case, which entailed both documentary evidence and witness testimony, (3) a victim impact statement, (4) the defense’s first witness, and (5) some of the defense’s documentary evidence. The military judge then held a R.C.M. 802(a) conference with the parties to discuss the recording malfunction, and he subsequently announced in court: [I]t is the court’s intent to start over from the point of the sentencing case where I informed the accused that we are entering the sentencing phase of the trial, I notified him of his rights during this phase of the trial, and to allow the government to present their case anew. The military judge repeatedly emphasized that he would “not consider anything [he] heard during the sentencing portion of the case yesterday afternoon from any witness . . . unless either party decides to reoffer such evidence during the sentencing hearing.” Appellant objected, arguing R.C.M. 1103(f) (2016 ed.) required Appellant’s sentencing exposure to be limited to six months confinement and no punitive discharge because there was no verbatim transcript. The military judge overruled Appellant’s objection, stating that he intended to start anew and “wash out” the old proceeding as if it “never occurred.” The military judge clarified that these procedures were not a reconstruction of the lost testimony, stating “it is not the court’s intention to attempt to recreate a substantially verbatim transcript or even a summarized transcript.” In the second sentencing hearing, the Government presented a slightly different case than it had during the initial hearing. Due to the unavailability of one of its witnesses, the Government declined to call that witness and proceeded without his testimony. The Government also decided not to present one sentencing exhibit, a video that had audio issues during the first hearing. In addition, several Government witnesses testified to new information that was outside the scope of their initial unrecorded testimony. In issuing Appellant’s sentence, the military judge announced that he had disregarded the new testimony from

3 United States v. Tate, No. 21-0235/AR Opinion of the Court

the Government witnesses because it was outside the scope of their previous unrecorded testimony. He stated, “I did not consider any aggravation testimony by government witnesses . . . . [t]hat such witnesses had not so testified when first called as a witness during which time their testimony had not been recorded.” Transcript of Record at 474–75, United States v. Tate, __ M.J. __ (C.A.A.F. 2022) (No. 21-0235) [hereinafter Record] (emphasis added). The military judge did not further describe the portion of the recorded testimony that he disregarded. The military judge sentenced Appellant to confinement for twenty-two months, reduction to E-3, and a bad-conduct discharge. The convening authority approved the finding of guilt and all of the sentence except the confinement, which he reduced to twenty-one months due to post-trial delays. Appellant appealed to the ACCA arguing that his sentence was procedurally deficient under R.C.M. 1103(b)(2)(B) (2016 ed.) because the record of trial lacked a substantially verbatim transcript. Initially, the ACCA held there was no substantially verbatim transcript and that the military judge was limited in his ability to start the proceedings anew under R.C.M. 1103(f) (2016 ed.). United States v. Tate, No. ARMY 20180477, 2020 CCA LEXIS 344, at *10–11, 2020 WL 5760851, at *4–5 (A. Ct. Crim. App. Sept. 25, 2020) (unpublished). The lower court held the record was not verbatim because the Government omitted a witness and there was no record or indication of that witness’s testimony. Id. at *9, 2020 WL 5760851, at *4. Additionally, because R.C.M.

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United States v. Tate, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-tate-armfor-2022.