United States v. Tacoma

176 F.2d 242, 1949 U.S. App. LEXIS 3036
CourtCourt of Appeals for the Second Circuit
DecidedJuly 15, 1949
DocketNo. 260, Docket 21341
StatusPublished
Cited by4 cases

This text of 176 F.2d 242 (United States v. Tacoma) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Tacoma, 176 F.2d 242, 1949 U.S. App. LEXIS 3036 (2d Cir. 1949).

Opinion

CLARK, Circuit Judge.

This is a motion in the nature of an application for a writ of error coram nobis, 28 U.S.C.A. § 2255, by a defendant to vacate judgments entered on December 2, 1943, upon his pleas of guilt to two indictments charging him with illegally selling and conspiring to sell narcotic drugs. 21 U.S.C.A. §§ 173, 174; 18 U.S.C.A. § 88, now § 371. Further relief sought is the “correcting” of an order of November 23, 1943, wherein his motion to require that the United States Attorney enter a nolle prosequi on-these two indictments had been denied, and the settling of •the record of a proceeding of September 29, 1942, at which he had pleaded guilty to still another indictment charging him .with illegal possession of such drugs.

This is a renewal by defendant of previous applications of the same general nature. It is based upon the contention that his plea of guilt to the one indictment in September, 1942, was made because of the agreement of the Assistant United States Attorney in charge, known to and .approved by the presiding judge, that-the other two pending indictments would be nolled. Actually they were merely struck off the calendar, and were again called for trial in November, 1943. At .that time defendant’s counsel raised this same issue by a motion for an order “nolle prosequing” these indictments on the ground that an agreement for such action was made “'between counsel and the Unned States Attorney.”. Counsel’s supporting affidavit was met by the affidavit of the Assistant United States Attorney in categorical denial. Judge Hulbert denied this motion and then on December 2, 1943, received defendant’s pleas of guilt and gave the judgment and sentences now under attack. A motion for the same relief, made on December 22, 1947, was denied by Judge Bright. No appeal was taken from either of these denials of relief. Defendant filed his present motion on May 22, 1948; and it was thereafter denied by Judge Conger, on the ground that the matter had been put at rest by the prior [243]*243proceedings before Judges Hulbert and Bright.

While we agree with Judge Conger’s conclusion, some further statement of facts is necessary for consideration of the particular points now stressed by defendant. The three indictments were returned in May, 1942. After the two co-conspirators had pleaded guilty, defendant went to trial in September, 1942, before Judge Holland and a jury on one of the broader indictments. This resulted in a mistrial. The next hearing was on September 29, 1942, before Judge T. Blake Kennedy, visiting district judge from Wyoming. Defendant was presented on the indictment for possession of the drugs, as well as for violation of probation granted on a sentence of 1935. He pleaded guilty to both charges. Judge Kennedy continued his probation on the older conviction, suspended imposition of sentence upon the new indictment, and placed him on probation for two- years commencing with the termination of his former probation on August 23, 1945. He was to be subject to the standing probation order of the court with the special condition that “he must remove himself from present neighborhood and shun old associates.” As to the other two indictments, each was “marked off calendar. Kennedy, J.,” under the same date, according to the clerk’s minutes on the cover.

Next there occurred the calling of the indictments for trial in November, 1943, followed by the defendant’s motion for this same relief, supported by the affidavit of his counsel. In this the counsel sets forth his negotiations in September, 1942, with the Assistant United States Attorney in charge of the prosecution and states that the Attorney agreed that on the plea of guilt to the one indictment he would move to nolle the others and that he so informed Judge Kennedy beforé sentence was passed. Then we have the affidavit of the Attorney in answer, which, because of the bitter attack now being made upon him, must be particularly noticed. It contains the Attorney’s version of these same negotiations. He agrees with the contention of defendant’s counsel that the particular point for consideration was the danger to defendant of a conviction for what would be regarded as a felony in the State of New York, thus subjecting defendant, in the event of a state conviction, to punishment as an habitual offender — though ihe parties are at odds as to whether an open •indictment was then actually pending against defendant in New York, as the Attorney asserts. At any rate, the Attorney expressed a willingness to accept the plea to the lesser charge of possession; but he denies any agreement to nolle the other charges. On the contrary, he asserts that he stated that they would not be affected in any manner, and in answer to counsel’s inquiry “advised him that further disposition of the pending indictments Would depend on the nature of the sentence imposed on” this indictment. Hence “at the time of imposition of sentence outlined above, no mention was made of the outstanding indictments either by your deponent, or counsel for the petitioner.” Further, deponent had consulted with the court reporter, now deceased, prior to his death; and while his notes of the hearing had not been transcribed, yet “upon his reading of said notes to your deponent it was quite clear that no mention was made at the time of sentence concerning any other indictment.” And deponent “unequivocally denies” any statements in the moving papers at variance with what he has set forth.

After Judge Hulbert denied this motion on November 16, 1943, the records show that defendant — with his attorney present —pleaded guilty to these two indictments and once more to a charge of violation of his earlier probation (on his 1935 sentence) and received various concurrent and successive sentences, making a total of seven years’ imprisonment. Defendant now says that he was then in custody of the state authorities under a ten years’ sentence; and the affidavit of his original counsel had asserted that “these cases were restored to the calendar only because this defendant is charged with a violation of law in the State of New York.” This does seem reasonable and natural; it would also [244]*244explain the concurrent sentence of a year and a day for violation of probation. But it hardly serves to exonerate defendant now or to lighten his sentence.

Thereafter, on December 22, 1945, while he was serving his sentence in a New York penitentiary defendant sent a letter to Judge Kennedy in Wyoming, claiming the existence of the agreement he has relied on, asserting that the minutes of the hearing had been kept from him on the pretense of the stenographer’s death, and asking if the judge had any record or recollection of the matter. In a reply of January 2, 1946, Judge Kennedy states -that he is “very sorry to inform you: that I have no ■ independent recollection of this Case,” and then goes on to explain that he finds no reference to .the case among the: notes and memoranda he brought back from the term, though it ismot strange that he should fail to remember particular cases after the lapse of time because he disposed of “probably hundreds of them while in New York" and of many hundreds more since. He then adds: “Your story in regard to what happened when the cases were before me sounds reasonable and in accordance with what action I might have, taken in the premises but this is not a recollection of those transactions upon which I might base any judicial action at this time.” He closes by saying that it is unfortunate that the minutes cannot be made available because of the stenographer’s death, but that if they have been preserved, perhaps some other reporter could read them.

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Bluebook (online)
176 F.2d 242, 1949 U.S. App. LEXIS 3036, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-tacoma-ca2-1949.