United States v. Szpyt

253 F.R.D. 5, 2008 WL 4659407
CourtDistrict Court, D. Maine
DecidedOctober 21, 2008
DocketCriminal No. 08-54-P-S.
StatusPublished
Cited by2 cases

This text of 253 F.R.D. 5 (United States v. Szpyt) is published on Counsel Stack Legal Research, covering District Court, D. Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Szpyt, 253 F.R.D. 5, 2008 WL 4659407 (D. Me. 2008).

Opinion

ORDER UNDER 18 U.S.C. § 3006A(f)

JOHN H. RICH III, United States Magistrate Judge.

This issue before me is whether the defendant, Richard W. Szpyt, should be made to reimburse the cost of court-appointed counsel, now that he has retained successor counsel at his own expense. After conducting a hearing on the matter, I find that he both can and should.

Background

The defendant is charged with conspiracy to distribute and to possess with intent to distribute cocaine and marijuana, in violation of 21 U.S.C §§ 841(a)(1) and 846, and aiding and abetting such conduct, in violation of 18 U.S.C. § 2; being a felon in possession of a firearm, in violation of 18 U.S.C. § 922(g)(1); and using a communication facility or device in committing or facilitating the commission of a drug felony, in violation of 21 U.S.C. § 843(b), Indictment (Docket No. 3). He appeared before me on April 11, 2008, at an attorney appointment hearing, at which time he submitted a financial declaration under oath (Docket No. 290). At the defendant’s request, and based upon his financial declaration, I appointed William G. Schaffer, Esq., to represent the defendant pursuant to 18 U.S.C. § 3006A, noting on the declaration that my approval of the request for government-funded counsel was “subject to review at a later date.” Financial Declaration at [2].

On May 1, 2008, a detention hearing was held before me at which Attorney Schaffer represented the defendant. I ordered the defendant detained pending trial. Docket No. 291. On May 20, 2008, Barry P. Wilson, Esq., entered his appearance for the defendant as retained counsel. Docket No. 293. Attorney Schaffer’s motion to withdraw (Docket No. 297) was granted on May 28, 2008. Docket No. 299. Walter F. McKee, Esq., entered his appearance as retained counsel for the defendant on May 28, 2008, as well. Docket No. 298. On July 23, 2008, Chief Judge Singal authorized payment to Attorney Shaffer under 18 U.S.C. § 3006A in the amount of $3,771.51 for his services while representing the defendant. Docket No. 383.

On August 11, 2008, I ordered the defendant to provide certain information with respect to the payment of his retained counsel, given the prior appointment of counsel under 18 U.S.C. § 3006A. Docket No. 400. In response, Attorney Wilson filed a sworn statement, stating that he had received only partial payment from the defendant and was “currently losing [his] shirt on this case,” and that the funds used to retain him were obtained after the appointment of Attorney Schaffer and “came in after the fact.” Counsel’s Response to Court’s Order for Information Concerning Source of Funds Used to Retain Counsel (Docket No. 403). The government then filed a reply to the response, asking the court to hold a hearing pursuant to 18 U.S.C. § 3006A(f) and to order Attorney Wilson “to disclose the date of receipt, amount, source and conditions of any funds paid to him on behalf of Szpyt; advise attorney Wilson that any such funds may become subject to disgorgement; and order any such funds be placed in an escrow pending determination of these issues.” Government’s Reply to Defendant Szpyt’s Response to Court on Source of Funds to Retain Counsel (Docket No. 415) at 2.

Attorney Wilson then filed a document entitled Counsel’s Response to Government’s Reply to Defendant Szpyt’s Response to Court Order on Source of Funds to Retain Counsel. Docket No. 433. In this document, Attorney Wilson asserted, inter alia, that the government “does not (or should not) have [7]*7standing to weigh in on the issues presented in this situation” and requested an opportunity to be heard on those issues. Id. ¶¶ 8, 10. A hearing was held before me on October 7, 2008, at which the defendant appeared with both of his retained counsel and the government was represented by Assistant United States Attorney Daniel Perry.

Discussion

At the hearing, counsel for the government stated that the government was not pressing the express request in its reply that funds already paid to Attorney Wilson be disgorged or placed in escrow. Rather, it was represented that the government sought an order that any funds obtained by the defendant in the future be used first to reimburse the government for the costs of appointed counsel. Government counsel offered to leave the hearing before any specific information concerning the source of the monies already paid to Attorney Wilson was disclosed.

A. Standing

The defendant’s counsel argued that the government has no standing to seek any repayment of the funds paid to Attorney Schaffer because retained counsel was not told, when he entered his appearance, that reimbursement for those funds would be sought, and, he argued, no one told the defendant that he might have to repay the funds used for his appointed counsel if circumstances changed. He contended that the defendant revealed all of his assets on the financial declaration, and, since no one told him that the government might expropriate some of those assets to reimburse the government for the cost of his appointed counsel, any access to those assets by the government had been waived. He cited no authority in support of this position, despite a direct request from me for such authority.

I conclude that the government has standing to seek recovery of funds paid to appointed counsel under the circumstances of this case. See United States v. Harris, 707 F.2d 653, 662 (2d Cir.1983). Nothing in Stein v. KPMG, LLP, 486 F.3d 753, 756-57 (2d Cir. 2007), the only case cited by the defendant’s retained counsel at the hearing, or in its recitation of the holdings of the trial court from which the appeal had been taken, supports a different result.

B. Section 3006A(f)

I reject as well the contention that any assets disclosed by the defendant on his financial declaration could not thereafter be reached to repay the costs incurred by the government for counsel appointed to represent him because the defendant was not explicitly informed that such an eventuality might occur. The governing statute provides: “If at any time after the appointment of counsel the United States magistrate judge or the court finds that the person is financially able to obtain counsel or to make partial payment for the representation, it may terminate the appointment of counsel or authorize payment as provided in subsection (f), as the interests of justice may dictate.” 18 U.S.C.

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Cite This Page — Counsel Stack

Bluebook (online)
253 F.R.D. 5, 2008 WL 4659407, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-szpyt-med-2008.