United States v. Swenson

298 F.R.D. 474, 2014 WL 523880, 2014 U.S. Dist. LEXIS 17308
CourtDistrict Court, D. Idaho
DecidedFebruary 10, 2014
DocketNo. 1:13-cr-00091-BLW
StatusPublished
Cited by4 cases

This text of 298 F.R.D. 474 (United States v. Swenson) is published on Counsel Stack Legal Research, covering District Court, D. Idaho primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Swenson, 298 F.R.D. 474, 2014 WL 523880, 2014 U.S. Dist. LEXIS 17308 (D. Idaho 2014).

Opinion

MEMORANDUM DECISION AND ORDER

B. LYNN WINMILL, Chief Judge.

INTRODUCTION

The Government provided notice in its Trial Brief that it intends to seek to exclude any and all undisclosed documents or materials any of the Defendants attempts to use at trial for other than impeachment purposes. Govt. Trial Brief at 47-49, Dkt. 306. Defendants contend that (1) reciprocal discovery obligations were not triggered, (2) they are not intending to use any undisclosed documents as part of their case-in-chief, (3) they have already produced exhibits they intend to introduce during testimony of witnesses they intend to call, and (4) they have not asserted any affirmative defenses that would trigger reciprocal discovery. See, generally, Defs. Brief Regarding Disclosure Required by Fed.R.Crim.P. 16(b)(1)(A), Dkt. 324.

For the reasons set forth below, the Court finds that Defendants requested discovery under Rule 16(a)(1)(E) and that the Government has substantially complied with that request. Accordingly, any documents or materials sought to be introduced by Defendants for other than impeachment purposes will be excluded absent compliance with the Order below.

DISCUSSION

1. Federal Rule of Criminal Procedure 16

Rule 16 provides for a defendant’s disclosure of documents and objects:

If a defendant requests disclosure under Rule 16(a)(1)(E) and the government complies, then the defendant must permit the government, upon request, to inspect and to copy or photograph books, papers, documents, data, photographs, tangible objects, buildings or places, or copies or portions of any of these items if:
(i) the item is within the defendant’s possession, custody, or control; and
(ii) the defendant intends to use the item in the defendant’s case-in-chief at trial.

Fed.R.Crim.P. 16(b)(1)(A). A defendant’s failure to comply with discovery obligations may result in exclusion of the undisclosed evidence. See Fed.R.Crim.P. 16(d)(2)(C). See also United States v. Scholl, 166 F.3d 964, 972 (9th Cir.1999); United States v. Aceves-Rosales, 832 F.2d 1155, 1156-57 (9th Cir.1987) (“The public defender made a strategic decision to withhold the document until after the close of the government’s case. He and his client must accept the risk arising from this behavior.”).

Other options aside from exclusion of the evidence are available to a court where a party fails to comply with discovery obligations. Those options are:

(A) order that party to permit the discovery or inspection; specify its time, place, and manner; and prescribe other just terms and conditions;
(B) grant a continuance;
[476]*476(D) enter any other order that is just under the circumstances.

Fed.R.Crim.P. 16(d).

2. Evidence Presented During Questioning of Government Witnesses Is Part of the Defendants’ Case-in-Chief.

The parties disagree as to the meaning of case-in-chief. The Government relies on United States v. Hsia, 2000 WL 195067 (D.D.C. Jan. 21, 2000), in which the court based its decision on the Black’s Law Dictionary definition of case-in-chief as “[t]he part of a trial in which a party presents evidence to support its claim or defense.” Id. at *2 (citing Black’s Law Dictionary 207 (7th ed. 1999)). Defendants, citing the most recent edition of Black’s, rely on what it characterizes as “[t]he basic, primary definition” which is “[t]he evidence presented at trial by a party between the time the party calls the first witness and the time the party rests.” Defs. Brief at 2 (citing Black’s Law Dictionary (9th ed. 2009)). Both definitions are included in the most recent edition of Black’s Law Dictionary.

Defendants have cited several cases in which courts have granted discovery of exhibits a defendant intends to use after the close of the government’s case or through a defendant’s own witnesses. However, none of the cases cited addressed the issue of what constitutes a defendant’s case-in-chief.

An article in The Champion, the journal of the National Association of Criminal Defense Lawyers, recognized the lack of guidance in Rule 16 itself and by the courts regarding what is meant by “case-in-chief.” See, Sara Kropf, et al., The “Chief’ Problem With Reciprocal Discovery Under Rule 16, The Champion, Oct. 2010, at 20. In noting the “flawed” nature of Rule 16(b)(1)(A), the article went on to discuss the meaning of “casein-chief:”

As explained below, Rule 16 defines a defendant’s case-in-chief as occurring whenever a defendant presents evidence for a nonimpeachment purpose, both during and after the government’s case. Where the defense attorney cross-examines a government witness, for instance, any exhibit introduced for a purpose other than impeaching that witness may be viewed as the defendant’s evidenee-in-chief. Especially if the defense also intended to call that witness, its cross-examination can quickly become part of its case-in-chief under Rule 16, regardless of whether the government has rested its ease. Any evidence introduced for a nonimpeachment purpose during that cross-examination, or after the government rests, must have been turned over ahead of time.

Id. at 22 (emphasis added).

Defendants claim they are not asserting an affirmative defense or claim such as an insanity or alibi defense and therefore have no obligation to provide discovery. Defs. ’ Brief at 4. However, in discussing the various approaches a defendant can adopt, the authors noted:

At the other end of the spectrum, a defendant following an aggressive approach only identifies evidence intended to support affirmative defenses, such as alibi or insanity. A defendant who does not have an affirmative defense would therefore not make any disclosure at all, because any defense he might present at trial would be contingent on how the government presents its case at trial. This approach is the most logically sound as it is consistent with the burdens of proof of a criminal trial, but it has not received judicial endorsement.

Id. at 23.

The authors then cited the Hsia decision and concluded that “[t]he risk that a court will follow Hsia’s reasoning is too great to recommend the aggressive approach.” Id.

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Cite This Page — Counsel Stack

Bluebook (online)
298 F.R.D. 474, 2014 WL 523880, 2014 U.S. Dist. LEXIS 17308, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-swenson-idd-2014.