United States v. Sweet
This text of 107 F.4th 944 (United States v. Sweet) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 1 FILED United States Court of PUBLISH Appeals Tenth Circuit UNITED STATES COURT OF APPEALS July 9, 2024 FOR THE TENTH CIRCUIT Christopher M. Wolpert _________________________________ Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee
v. No. 23-5049
ALEXANDER NICHOLAUS SWEET, a/k/a Alexander Nicholas Sweet,
Defendant - Appellant. _________________________________
Appeal from the United States District Court for the Northern District of Oklahoma (D.C. No. 4:21-CR-00340-JFH-1) _________________________________
Leah D. Yaffe, Assistant Federal Public Defender (Virginia L. Grady, Federal Public Defender, with her on the briefs), Denver, Colorado, for Defendant- Appellant.
Thomas E. Duncombe, Assistant United States Attorney (Clinton J. Johnson, United States Attorney, with him on the brief), Tulsa, Oklahoma, for Plaintiff- Appellee. _________________________________
Before PHILLIPS, KELLY, and FEDERICO, Circuit Judges. _________________________________
FEDERICO, Circuit Judge. _________________________________ Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 2
In September 2019, when he was 26 years old, Alexander Sweet initiated
online communications with M.L.C., a 15-year-old girl. Following months of
online chatting, M.L.C. shared sexually explicit photos with Sweet. They also
discussed sexually explicit topics over the phone and engaged in sexual
activities together over a video chatting platform, during which Sweet took
screenshots. Eventually, they met in person in their shared hometown of Tulsa,
Oklahoma, and began an intimate relationship. During their relationship,
when M.L.C. was 16, they recorded several videos of themselves engaging in
sexual intercourse. M.L.C. also ran away from home to be with Sweet. On her
second runaway attempt, they tried to get married. While they were on the
run, Sweet was found with M.L.C. and arrested by the FBI, with “Just
Married” painted on the rear of his car.
Sweet was charged, tried, and convicted by a jury on seven counts:
coercion and enticement of a minor (Count One), production of child
pornography (Counts Two, Five, Six, and Seven), receipt and distribution of
child pornography (Count Three), and possession of child pornography (Count
Four). The district court sentenced him (with all sentences to run concurrently)
to:
• Count One: life imprisonment;
• Counts Two, Five, Six, and Seven: 30 years for each;
• Count Three: 20 years; and
2 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 3
• Count Four: 10 years.
Following the entry of judgment, Sweet directly and timely appeals. He
raises four errors on appeal. First, he argues that the enticement 1 charge in
the superseding indictment was insufficient because it did not provide
adequate notice of the facts underlying the charged crime. Second, he argues
the district court violated Federal Rule of Evidence 605 by defining the term
“grooming” in a jury instruction. 2 Third, he claims the prosecution committed
misconduct by making plainly improper comments during closing arguments
that prejudiced him. Finally, Sweet argues the cumulative error doctrine
should be applied to grant him a new trial.
Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
I
M.L.C. had a tumultuous early childhood as both of her biological
parents were absent from her life. In November 2006, when she was two years
old, M.L.C. and her two siblings were discovered abandoned at a drug dealer’s
1 We use “entice” as shorthand for the four verbs, i.e., persuade, induce,
entice, and coerce, listed in 18 U.S.C. § 2422(b).
2 This argument has since been foreclosed by our opinion in United States
v. Flechs, 98 F.4th 1235, 1250–54 (10th Cir. 2024). Sweet conceded this point in his response to the Government’s Federal Rule of Appellate Procedure 28(j) letter, which highlighted Flechs’ relevance to this appeal, and at oral argument, thus removing this issue from the appeal. 3 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 4
house, where their biological mother had left them for a week. M.L.C.’s aunt
and her husband were approached by another family member and agreed to
take the children in to prevent them from entering the foster care system. They
adopted M.L.C. and her siblings, and, from then on, M.L.C. viewed them as her
parents.
In September 2019, when M.L.C. was 15 and Sweet was 26, Sweet
initiated contact with M.L.C. by direct messaging her on Instagram to inform
her that an ex-boyfriend had posted a nude image of her on the ex-boyfriend’s
Instagram. Sweet included a pixelated screenshot of the nude image with his
initial message. Before this, M.L.C. and Sweet had never interacted. At the
time, her Instagram biography indicated she was in the tenth grade. About a
week or two later, M.L.C. became aware that Sweet was 26 years old.
In early 2020, when M.L.C. was 15 going on 16, she experienced the
deaths of two close family members. First, her grandfather, who had been
battling pancreatic cancer for several years, passed away in January 2020. And
only a few weeks later, her adoptive father took his own life. Around December
2019, Sweet reached out to M.L.C. with an uplifting message after coming
across a public post on her Instagram about her ailing grandfather before his
passing. From there, their online friendship quickly progressed, and they
frequently discussed “animals, church, [and] family.” R.I at 721–22.
4 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 5
A few months after they started communicating, M.L.C., now 16, began
sending Sweet sexually explicit photos of herself after having developed a
romantic interest in him. Sweet indicated that he enjoyed receiving the images.
The two also engaged in sexually explicit conversations over the phone and on
Google Hangouts, a video chatting platform, where they masturbated
simultaneously on camera. Sweet took screen captures of their video chats and
informed M.L.C. that he had sent them to a friend of his.
In September 2020, following a six-to-eight-month period of little to no
contact, M.L.C. messaged Sweet to ask if he wanted to have a baby with her.
This rekindled their relationship, leading to their first in-person meeting in
mid-September 2020 in Tulsa, after which they began dating.
In November 2020, M.L.C. ran away, causing her adoptive mother to
notify the police and initiate a search. M.L.C. had been picked up by one of her
cousins and joined a convoy that included her cousin’s vehicle and Sweet’s
vehicle, meeting up with Sweet as they all traveled to Arkansas. Ultimately,
M.L.C.’s adoptive mother retrieved her from Arkansas in December 2020. This
is when the FBI received a tip that Sweet was in an intimate relationship with
a 16-year-old female and that he was in possession of graphic sexual material
of her.
Free access — add to your briefcase to read the full text and ask questions with AI
Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 1 FILED United States Court of PUBLISH Appeals Tenth Circuit UNITED STATES COURT OF APPEALS July 9, 2024 FOR THE TENTH CIRCUIT Christopher M. Wolpert _________________________________ Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee
v. No. 23-5049
ALEXANDER NICHOLAUS SWEET, a/k/a Alexander Nicholas Sweet,
Defendant - Appellant. _________________________________
Appeal from the United States District Court for the Northern District of Oklahoma (D.C. No. 4:21-CR-00340-JFH-1) _________________________________
Leah D. Yaffe, Assistant Federal Public Defender (Virginia L. Grady, Federal Public Defender, with her on the briefs), Denver, Colorado, for Defendant- Appellant.
Thomas E. Duncombe, Assistant United States Attorney (Clinton J. Johnson, United States Attorney, with him on the brief), Tulsa, Oklahoma, for Plaintiff- Appellee. _________________________________
Before PHILLIPS, KELLY, and FEDERICO, Circuit Judges. _________________________________
FEDERICO, Circuit Judge. _________________________________ Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 2
In September 2019, when he was 26 years old, Alexander Sweet initiated
online communications with M.L.C., a 15-year-old girl. Following months of
online chatting, M.L.C. shared sexually explicit photos with Sweet. They also
discussed sexually explicit topics over the phone and engaged in sexual
activities together over a video chatting platform, during which Sweet took
screenshots. Eventually, they met in person in their shared hometown of Tulsa,
Oklahoma, and began an intimate relationship. During their relationship,
when M.L.C. was 16, they recorded several videos of themselves engaging in
sexual intercourse. M.L.C. also ran away from home to be with Sweet. On her
second runaway attempt, they tried to get married. While they were on the
run, Sweet was found with M.L.C. and arrested by the FBI, with “Just
Married” painted on the rear of his car.
Sweet was charged, tried, and convicted by a jury on seven counts:
coercion and enticement of a minor (Count One), production of child
pornography (Counts Two, Five, Six, and Seven), receipt and distribution of
child pornography (Count Three), and possession of child pornography (Count
Four). The district court sentenced him (with all sentences to run concurrently)
to:
• Count One: life imprisonment;
• Counts Two, Five, Six, and Seven: 30 years for each;
• Count Three: 20 years; and
2 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 3
• Count Four: 10 years.
Following the entry of judgment, Sweet directly and timely appeals. He
raises four errors on appeal. First, he argues that the enticement 1 charge in
the superseding indictment was insufficient because it did not provide
adequate notice of the facts underlying the charged crime. Second, he argues
the district court violated Federal Rule of Evidence 605 by defining the term
“grooming” in a jury instruction. 2 Third, he claims the prosecution committed
misconduct by making plainly improper comments during closing arguments
that prejudiced him. Finally, Sweet argues the cumulative error doctrine
should be applied to grant him a new trial.
Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
I
M.L.C. had a tumultuous early childhood as both of her biological
parents were absent from her life. In November 2006, when she was two years
old, M.L.C. and her two siblings were discovered abandoned at a drug dealer’s
1 We use “entice” as shorthand for the four verbs, i.e., persuade, induce,
entice, and coerce, listed in 18 U.S.C. § 2422(b).
2 This argument has since been foreclosed by our opinion in United States
v. Flechs, 98 F.4th 1235, 1250–54 (10th Cir. 2024). Sweet conceded this point in his response to the Government’s Federal Rule of Appellate Procedure 28(j) letter, which highlighted Flechs’ relevance to this appeal, and at oral argument, thus removing this issue from the appeal. 3 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 4
house, where their biological mother had left them for a week. M.L.C.’s aunt
and her husband were approached by another family member and agreed to
take the children in to prevent them from entering the foster care system. They
adopted M.L.C. and her siblings, and, from then on, M.L.C. viewed them as her
parents.
In September 2019, when M.L.C. was 15 and Sweet was 26, Sweet
initiated contact with M.L.C. by direct messaging her on Instagram to inform
her that an ex-boyfriend had posted a nude image of her on the ex-boyfriend’s
Instagram. Sweet included a pixelated screenshot of the nude image with his
initial message. Before this, M.L.C. and Sweet had never interacted. At the
time, her Instagram biography indicated she was in the tenth grade. About a
week or two later, M.L.C. became aware that Sweet was 26 years old.
In early 2020, when M.L.C. was 15 going on 16, she experienced the
deaths of two close family members. First, her grandfather, who had been
battling pancreatic cancer for several years, passed away in January 2020. And
only a few weeks later, her adoptive father took his own life. Around December
2019, Sweet reached out to M.L.C. with an uplifting message after coming
across a public post on her Instagram about her ailing grandfather before his
passing. From there, their online friendship quickly progressed, and they
frequently discussed “animals, church, [and] family.” R.I at 721–22.
4 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 5
A few months after they started communicating, M.L.C., now 16, began
sending Sweet sexually explicit photos of herself after having developed a
romantic interest in him. Sweet indicated that he enjoyed receiving the images.
The two also engaged in sexually explicit conversations over the phone and on
Google Hangouts, a video chatting platform, where they masturbated
simultaneously on camera. Sweet took screen captures of their video chats and
informed M.L.C. that he had sent them to a friend of his.
In September 2020, following a six-to-eight-month period of little to no
contact, M.L.C. messaged Sweet to ask if he wanted to have a baby with her.
This rekindled their relationship, leading to their first in-person meeting in
mid-September 2020 in Tulsa, after which they began dating.
In November 2020, M.L.C. ran away, causing her adoptive mother to
notify the police and initiate a search. M.L.C. had been picked up by one of her
cousins and joined a convoy that included her cousin’s vehicle and Sweet’s
vehicle, meeting up with Sweet as they all traveled to Arkansas. Ultimately,
M.L.C.’s adoptive mother retrieved her from Arkansas in December 2020. This
is when the FBI received a tip that Sweet was in an intimate relationship with
a 16-year-old female and that he was in possession of graphic sexual material
of her.
Upon learning of M.L.C. and Sweet’s relationship, which she had
previously been unaware of, M.L.C.’s adoptive mother grounded M.L.C.,
5 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 6
confiscated her phone, and forbade her from contacting Sweet. Her adoptive
mother also took steps to keep Sweet away from M.L.C., including warning
Sweet to stay away from her and, in December 2020, attempting to obtain a
protective order against him. Although some form of the protective order was
pending, in place, or periodically extended until June 2021, it was not
continuously enforceable because Sweet was never formally served.
In March 2021, after a period of no contact, M.L.C., now 17, resumed her
relationship with Sweet. In June 2021, M.L.C. ran away with Sweet again and
was missing for over a month. On July 22, 2021, the FBI located M.L.C. and
Sweet in Tulsa, Oklahoma, and took Sweet into custody. Notably, the car in
which they were found had “Just Married” painted on the back window. Id. at
654, 683. Inside the car, investigators found luggage, an Arkansas marriage
license, a Polish citizen application, passport applications for both Sweet and
M.L.C., over $1,000 in cash, photographs of the two of them, multiple USB
drives, an external hard drive, and two books: “Open Source Intelligence
Techniques” and “Extreme Privacy: How to Disappear.” Id. at 689. M.L.C.’s
adoptive mother picked her up after being notified the FBI had arrested Sweet.
During their time on the lam, M.L.C. and Sweet attempted to get
married. They first applied for a marriage license in Oklahoma, but M.L.C.’s
adoptive mother, as her guardian, had it annulled because she had not given
her consent, which was necessary because M.L.C. was a minor. After learning
6 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 7
that their Oklahoma marriage license application had been denied, M.L.C. and
Sweet traveled to Arkansas and applied for another marriage license on July
14, 2021. However, M.L.C.’s adoptive mother had not provided her legally
required consent for this marriage either.
M.L.C. testified at trial about the nature of her relationship with Sweet
throughout its duration, including the sexual activities they engaged in. She
disclosed that Sweet occasionally supplied her with drugs and alcohol.
Sometimes when she would mix drugs and alcohol, they would engage in
sexual intercourse. On one occasion, M.L.C. passed out and woke up naked,
wet, and with vomit in her hair. Sweet informed her that they had engaged in
sexual activity while she was intoxicated. On a separate occasion, Sweet
penetrated M.L.C.’s vagina with a firearm. Additionally, there was one
instance when M.L.C. was babysitting a deaf and mute child from her church
who was under nine years old. While M.L.C. babysat this child, Sweet directed
M.L.C. to inappropriately touch the child, which she did while Sweet
masturbated. They also recorded videos of themselves having sexual
intercourse at Sweet’s house using M.L.C.’s iPhone. M.L.C. set up the camera
as directed by Sweet, who told her where to place it, instructed her to press
record, and specified what acts to perform.
During the FBI’s investigation into Sweet, they recovered on a Google
Drive account belonging to Sweet a screenshot of a Google Hangout
7 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 8
conversation, created on November 8, 2020, depicting M.L.C. nude and Sweet’s
penis, along with a video, created in September 2020, depicting M.L.C.’s
breasts, pubic area, and vagina. From an Apple iCloud account belonging to
M.L.C., they also recovered three videos of M.L.C. and Sweet engaging in
sexual intercourse that were created on June 22, 2021.
While Sweet was in custody, M.L.C. continued communicating with him
to maintain their romantic relationship. However, she ended the relationship
and ceased communication with him in September 2021. Her adoptive mother
filed for the annulment of the Arkansas marriage in October 2021.
II
On November 1, 2021, a grand jury in the Northern District of Oklahoma
returned a superseding indictment charging Sweet with seven counts: coercion
and enticement of a minor, under 18 U.S.C. § 2422(b) (Count One); production
of child pornography, under 18 U.S.C. §§ 2251(a), (e) (Counts Two, Five, Six,
And Seven); receipt and distribution of child pornography, under 18 U.S.C.
§§ 2252(a)(2), (b)(1) (Count Three); and possession of child pornography, under
18 U.S.C. §§ 2252(a)(4), (b)(2) (Count Four). Sweet entered a plea of not guilty.
One week before trial was to commence, the district court granted
Sweet’s request to represent himself, with his appointed counsel available to
assist in a hybrid capacity. The case then proceeded to a jury trial in April
8 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 9
2022. The Government presented testimony from six witnesses before resting:
(1) M.L.C.’s adoptive mother, (2) FBI Agent Evan Held, (3) FBI Information
Technology Specialist Robert Harden, (4) FBI Special Agent Thomas
Oelschlager, (5) M.L.C., and (6) FBI Agent Brian Dean. The defense then
presented testimony from two witnesses: (1) Sweet’s grandmother and (2)
M.L.C. The jury found Sweet guilty on all seven counts.
Sweet received concurrent sentences of life for Count One; 30 years each
on Counts Two, Five, Six, and Seven; 20 years on Count Three; and 10 years
on Count Four. Sweet timely appeals.
III
We now address the merits of the issues remaining on appeal, namely
Sweet’s (1) challenge to the sufficiency of the indictment with respect to the
enticement charge, (2) allegations of prosecutorial misconduct related to
inappropriate closing arguments, and (3) request for a new trial based on
cumulative error.
A
First, Sweet argues that his enticement conviction under 18 U.S.C.
§ 2422(b) (Count One) should be vacated because the indictment lacked
sufficient factual detail to put him on notice of the Government’s lewd
molestation theory of guilt. Specifically, Sweet asserts he was not put on notice
9 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 10
that the Government would present evidence and argue one of the unlawful
sexual activities he allegedly enticed M.L.C. to engage in involved the
molestation of a child with disabilities. 3 As a result of the surprise testimony,
he maintains he was prejudiced in his ability to present a defense against this
allegation.
We begin with the statute at issue. Count One of the superseding
indictment charged Sweet with violating or attempting to violate 18 U.S.C.
§ 2422(b), which holds liable any individual who,
using the mail or any facility or means of interstate or foreign commerce, . . . knowingly persuades, induces, entices, or coerces any individual who has not attained the age of 18 years, to engage in prostitution or any sexual activity for which any person can be charged with a criminal offense, or attempts to do so . . . .
18 U.S.C. § 2422(b).
The relevant portion of the superseding indictment is as follows:
COUNT ONE [18 U.S.C. § 2242(b)]
From September 2019, to on or about July 26, 2021, in the Northern District of Oklahoma, the defendant, ALEXANDER NICHOLAUS SWEET, did use any facility of interstate and foreign commerce to knowingly persuade, induce, entice, and coerce, and attempt to persuade, induce, entice, and coerce, M.L.C., a minor who had not attained the age of 18 years and
3 Such conduct may constitute lewd molestation under Oklahoma law.
See 21 Okla. Stat. Ann. § 1123(5)(f). 10 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 11
whose identity is known to the Grand Jury, to engage in any sexual activity for which any person could be charged with an offense.
All in violation of Title 18, United States Code, Section 2422(b).
R.I at 72. Count One generally tracked the language of 18 U.S.C. § 2422(b).
The only additional details it included were (1) an approximate two-year date
range, (2) the federal district where the crime was committed, and (3) the
identity of the victim. Notably, it did not include any facts about the underlying
“sexual activity” that Sweet allegedly enticed or attempted to entice M.L.C. to
engage in. The remaining counts pertained to the production, receipt,
distribution, and possession of child pornography depicting M.L.C., as
prohibited by 18 U.S.C. § 2251.
Prior to trial, the Government filed a trial brief and proposed jury
instructions. The brief indicated that the criminal sexual activities supporting
the enticement charge included the production of child pornography, the
receipt and distribution of child pornography, and first-degree rape but did not
mention lewd molestation. Additionally, the Government’s proposed jury
instruction that defined criminal sexual activity for purposes of Section 2422(b)
listed several offenses that could constitute unlawful sexual activity with their
elements: (1) producing or attempting to produce child pornography under
federal law, (2) receipt or distribution of child pornography under federal law,
(3) procuring minors for child pornography under Oklahoma law, (4) soliciting
11 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 12
sexual contact with minors via technology under Oklahoma law, and (5) rape
in the first degree under Oklahoma law. The instructions did not include lewd
molestation as an offense that could constitute unlawful sexual activity.
Lastly, they also included an instruction on what constitutes an attempt and
an instruction on the definition of grooming, providing that grooming can
constitute a substantial step for purposes of attempt.
At trial, the topic of lewd molestation was first introduced during the
Government’s direct examination of M.L.C. The questioning focused on an
incident where M.L.C. was babysitting a deaf and mute child from her church
while Sweet was present:
GOVERNMENT: What happened with that deaf child, M.L.C.?
M.L.C.: I touched him.
GOVERNMENT: Who told you to touch that child?
Id. at 748.
Sweet objected to the last question, prompting the district court to
instruct the parties (including Sweet, acting as his own counsel) to approach
the bench for a sidebar, during which the following colloquy took place:
COURT: [Government Counsel], where are you going with this?
GOVERNMENT: Your Honor, part and parcel is that he used the internet to entice her to engage in sexual behavior for which any person can be prosecuted. As such, he’s having her to perform a lewd molestation on a child. That is, in fact, something that someone could be prosecuted for.
12 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 13
COURT: Is he charged with that?
GOVERNMENT: No, sir, he’s charged with everything within the boundaries of any sexual activity for which someone could be charged with a criminal offense.
COURT: Is there a notice of that?
GOVERNMENT: There is no notice of it, Your Honor. The way that it is pled is any sexual activity for which someone could be prosecuted. There’s no notice that’s required.
COURT: Is there any video of that?
GOVERNMENT: There’s no video of that, Your Honor.
SWEET: Was persuaded or enticed through the means of interstate commerce to affect this.
GOVERNMENT: Again, Your Honor, it’s part of the overall coercion and she doesn’t have to be the victim. It’s to entice any minor to engage in any sexual behavior for which any individual can be prosecuted. And what she’s described is him and her can both be prosecuted for that. He, in essence, directed a lewd molestation of a minor child.
Id. at 748–49. The district court overruled the objection and allowed M.L.C. to
continue to testify, where she stated that Sweet directed her to touch the child
while he masturbated. She complied because he commanded, “You do it, or I
do it,” and she believed “it was better [her] than him.” Id. at 749–50.
In closing, the Government referenced the lewd molestation to describe
how Count One had been established:
Finally, he groomed her to engage in sexual activity for which anyone can be charged with a crime. The judge gave you a list of
13 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 14
crimes. That’s at jury instruction pages 14 through 16. Remember this can involve crimes both under federal law and Oklahoma law.
The government only has to prove that the defendant groomed her to engage in one of those crimes. At least one. So the defendant got this kid to start his homemade child porn. That’s two. He got her to send her child porn of herself, which she told you he sent to his creepy, middle-aged friend. He groomed her to send him this child porn using social media.
When words weren’t enough to get her to have sex with him, he uses violence by raping her with a gun. And, he even forces her to molest a 6- to 8-year-old little kid, a little deaf kid who can’t speak up because of his disability, while he gets to look on. That’s lewd molestation. That’s six different crimes.
Id. at 956.
The final jury instructions provided the definitions and elements of the
same five federal and state offenses constituting unlawful sexual activity listed
in the Government’s original proposed jury instructions. However, the
instructions now included a definition of lewd molestation under Oklahoma
law, previously absent from the Government’s proposed jury instructions.
Finally, the instructions included an instruction on attempted enticement,
explaining that the statute criminalizes the sexual grooming of minors
regardless of any intent to consummate the illegal sexual activity and provided
a definition of grooming. Ultimately, Sweet was found guilty of Count One.
14 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 15
Before we proceed to the merits, we must address preservation and
establish our standard of review. The parties vehemently dispute whether
Sweet preserved his challenge to the specificity of the indictment.
Sweet contends that the issue is preserved for appeal because he objected
to the testimony about the molestation during the trial. He points out that his
objection led the district court to question the Government about the purpose
of the testimony and whether he had received notice of their theory of
enticement. Sweet maintains that once a district court rules on the merits of
an issue, it is preserved for purposes of appeal, irrespective of whether the
defendant adequately articulated the issue in the first instance.
The Government, in response, argues Sweet did not preserve this claim
because he failed to file a motion pursuant to Federal Rule of Criminal
Procedure 12(b)(3)(B)(iii) before trial to challenge the specificity of the
indictment. The Federal Rules of Criminal Procedure stipulate that challenges
to an indictment’s sufficiency “must be raised by pretrial motion if the basis for
the motion is then reasonably available and the motion can be determined
without a trial on the merits . . . .” Fed. R. Crim. P. 12(b)(3). However, a court
may still consider an untimely motion if the defendant establishes “good cause”
for the late submission. Fed. R. Crim. P. 12(c)(3). By failing to either raise a
timely Rule 12(b)(3) claim or show good cause to excuse the failure, the
15 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 16
Government asserts that Sweet has not preserved the issue. Additionally, the
Government contends that Sweet did not file a motion for a bill of particulars
under Federal Rule of Criminal Procedure 7(f), which they argue could have
clarified their case theory and potentially mitigated any surprise at trial.
Sweet maintains his objection was timely under Rule 12(b)(3) because it was
not until the Government elicited testimony on its lewd molestation theory of
enticement that “the basis for the motion” became “reasonably available.” See
Fed. R. Crim. P. 12(b)(3).
We agree that Sweet did not raise the issue before trial in a pretrial
motion nor explicitly object to the line of questioning on the grounds of
indictment sufficiency. However, we conclude that the district court sua sponte
raised lack of notice and addressed the issue of sufficiency such that we can
review it de novo. “[W]hen the district court sua sponte raises and explicitly
resolves an issue of law on the merits, the appellant may challenge that ruling
on appeal on the ground addressed by the district court even if he failed to raise
the issue in district court.” United States v. Hernandez-Rodriguez, 352 F.3d
1325, 1328 (10th Cir. 2003). “In such a case, review on appeal is not for ‘plain
error,’ but is subject to the same standard of appellate review that would be
applicable if the appellant had properly raised the issue.” Id.
Moreover, we conclude that Sweet’s failure to file a bill of particulars
does not indicate a waiver of his claim. Indeed, “it is a settled rule that a bill of
16 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 17
particulars cannot save an invalid indictment.” Russell v. United States, 369
U.S. 749, 770 (1962).
Accordingly, “[w]e review the sufficiency of [the] indictment de novo.”
United States v. Edwards, 782 F.3d 554, 562 (10th Cir. 2015) (quoting United
States v. Gama–Bastidas, 222 F.3d 779, 785 (10th Cir. 2000)). “[I]nadequacy of
an indictment requires reversal only if it prejudiced the defendant.” United
States v. Mobley, 971 F.3d 1187, 1197 (10th Cir. 2020) (quoting United States
v. Harrold, 796 F.2d 1275, 1278 (10th Cir. 1986)); accord Fed. R. Crim. P. 52(a).
The obligation to provide notice in an indictment originates from a
defendant’s Sixth Amendment right to be informed of the nature and cause of
the charge against them. U.S. Const. amend. VI (“In all criminal prosecutions,
the accused shall enjoy the right . . . to be informed of the nature and cause of
the accusation . . . .”); United States v. Prentiss, 206 F.3d 960, 964 (10th Cir.
2000). And the inclusion of all elements in an indictment is mandated by the
Fifth Amendment, which ensures that the grand jury has considered and found
all elements to be present. U.S. Const. amend. V (“No person shall be held to
answer for a capital, or otherwise infamous crime, unless on a presentment or
indictment of a Grand Jury . . . .”); Prentiss, 206 F.3d at 964. While the
Constitution necessitates certain fundamental requirements for indictments,
17 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 18
the specific pleading standards and procedural requirements for indictments
are outlined in the Federal Rules of Criminal Procedure.
To understand today’s criminal pleading standards, one must examine
their historical origins. Prior to the implementation of the Federal Rules of
Criminal Procedure in 1946, criminal pleading standards were dictated by
common law. 1 Barbara E. Bergman et al., Wharton’s Criminal Procedure § 5:1
(14th ed.). At common law, criminal pleading standards were notably intricate
and demanding, requiring a detailed statement of both the facts and the legal
theories underlying a charge. 5 Wayne R. LaFave et al., Criminal Procedure
§ 19.1(a) (4th ed.). This meant indictments were typically long, filled with
technical jargon, and could be invalidated for minor errors in form. 4 Id.
4 Take, for example, an indictment for first-degree murder committed on
a federal reservation issued by a grand jury in federal court several years before the enactment of the Federal Rules of Criminal Procedure:
In the District Court of the United States within and for the _______ Division of the District of ______ sitting at the City of ______, State of _______, at the _______, 19____ term of said court.
The grand jurors of the United States in and for the District and Division aforesaid, duly empaneled, sworn, and charged, at the term aforesaid, by the court aforesaid, on their oaths, find, charge, and present that on or about the _______ day of _______, 19____, at and in the City of _______, in _______ County, State of ______, and upon land purchased and acquired by the United States of America for a United States Post Office and a United States Courthouse building, the real estate on which such building rests, being otherwise described as lots numbered ______, on _______ Street, all as disclosed by the recorded plat of the original town site of the 18 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 19
Moreover, defects in an indictment were not automatically waived if the
defendant failed to object before trial. Id. In fact, many defects could still be
contested post-conviction through a motion in arrest of judgment. Id.
City of _______, _______ County, State of _______, and the said real estate and building thereon being under the exclusive jurisdiction of the United States of America, the same having been purchased and acquired by the United States for such Post Office and Courthouse purposes by the consent of the Legislature of, and the laws of the State of _______ for the erection of such needful buildings of the United States, and such buildings and real estate being in the _______ Division of the District of _______, and within the jurisdiction of this court, one A.B. and one C.D. did then and there knowingly, willfully, unlawfully, purposely, deliberately, premeditatedly, feloniously, of their malice aforethought, and with the intent so to do, kill and murder X.Y., a human being, the said murder being perpetrated in the manner and form herein set forth by the said A.B. and C.D., then and there holding in their respective hands certain respective pistols, revolvers and small firearms, loaded with powder and leaden steel and metallic bullets, a more exact description of which firearms and bullets being to the grand jury unknown, and which said firearms so held respectively by the said defendants, A.B. and C.D., they, and each of them, fired, shot and discharged at, towards, against and into the body, abdomen, chest, and limbs of the said X.Y., thereby mortally wounding him, the said X.Y.; all of which the said A.B. and C.D. did with the willful, unlawful, deliberate, premeditated and felonious intent aforesaid, and with malice aforethought, as aforesaid, to kill and murder and take the life of him the said X.Y.; and that the said X.Y. from the effect of said bullets and the mortal wounds inflicted thereby did languish, and languishing did die on or about the ______ day of April, 19__; all contrary to the form of the statute in such case made and provided and against the peace and dignity of the United States of America.
Alexander Holtzoff, Reform of Federal Criminal Procedure, 3 F.R.D. 445, 448– 49 (1944) (internal quotation marks omitted). 19 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 20
Consequently, courts reversed convictions otherwise substantiated by evidence
“simply because indictments were inartfully drawn, awkwardly worded, or
failed to include evidentiary detail.” Id. Indeed, in our circuit, we declared: “If
it may be said that there are two schools of judicial thought in regard to the
indefiniteness of indictments, we of the Tenth circuit are committed to the
more stringent rule . . . .” White v. United States, 67 F.2d 71, 78 (10th Cir.
1933); id. at 72, 78–79 (collecting cases and dismissing indictment charging
the defendant with concealing property of a bankrupt corporation of which he
was president due to the lack of specificity regarding the exact property alleged
to have been concealed). Such a stringent pleading standard was motivated by
several considerations, including as a check on the severity of penalties in early
American history, when most crimes were capital offenses. Wharton’s Criminal
Procedure § 5:1.
The introduction of Rule 7(c) marked a significant shift towards
simplifying criminal indictments. By requiring “a plain, concise, and definite
written statement of the essential facts constituting the offense charged,” Rule
7(c) moved away from the lengthy and technical common law pleading
standard. Fed. R. Crim. P. 7(c) (1946) (using the same language as the current
rule). This more relaxed approach is exemplified by the form indictments 5
5 These forms have since been abrogated. Fed. R. Crim. P. 7(c) 1944
advisory committee’s note. 20 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 21
accompanied by the Federal Rules of Criminal Procedure when adopted,
designed to illustrate the requirements of Rule 7(c). See Fed. R. Crim. P. 7(c)
1944 advisory committee’s note (noting that “[t]his rule introduces a simple
form of indictment”); Fed. R. Crim. P. 58 (1946). For example, the form
indictment for first-degree murder under 18 U.S.C. § 1111 read as follows: “On
or about the ______ day of ______, 19___, in the _______ District of _______, and
on lands acquired for the use of the United States and under the exclusive
jurisdiction of the United States, John Doe with premeditation shot and
murdered John Roe.” Fed. R. Crim. P. 58, Appendix of Forms, Form 2 (1946).
The Supreme Court has only reaffirmed the more lenient criminal
pleading standard. “[A]n indictment is sufficient if it, first, contains the
elements of the offense charged and fairly informs a defendant of the charge
against which he must defend, and, second, enables him to plead an acquittal
or conviction in bar of future prosecutions for the same offense.” Hamling v.
United States, 418 U.S. 87, 117 (1974). “It is generally sufficient that an
indictment set forth the offense in the words of the statute itself . . . .” Id.
Following the Supreme Court, our court has also recognized the more
lenient pleading standard that followed the enactment of Rule 7: “Therefore,
where the indictment quotes the language of a statute and includes the date,
place, and nature of illegal activity, it need not go further and allege in detail
the factual proof that will be relied upon to support the charges.” United States
21 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 22
v. Powell, 767 F.3d 1026, 1030 (10th Cir. 2014) (quoting United States v.
Redcorn, 528 F.3d 727, 733 (10th Cir. 2008)).
More specificity is required, however, when a statute’s text does not itself
“fully, directly, and expressly, without any uncertainty or ambiguity, set forth
all the elements necessary to constitute the offence intended to be punished.”
Hamling, 418 U.S. at 117 (quoting United States v. Carll, 105 U.S. 611, 612
(1882)). In those circumstances, the language of the statute “must be
accompanied with such a statement of the facts and circumstances as will
inform the accused of the specific offence, coming under the general description
[of the statute], with which [the defendant] is charged.” Id. at 117–18 (quoting
United States v. Hess, 124 U.S. 483, 487 (1888)).
“Most [circuits courts] that have addressed [the issue of factual
sufficiency] appear to approve the practice of tracking the statute as long as
the words used expressly set out all of the elements necessary to constitute the
offense.” United States v. Kay, 359 F.3d 738, 756 (5th Cir. 2004) (collecting
cases). “The cases in which an indictment that parrots the statute is held to be
insufficient turn on a determination that the factual information that is not
alleged in the indictment goes to the very core of criminality under the statute.”
Id. at 756–57.
“The Supreme Court took this approach in Russell v. United States, in
which it found indictments defective because the allegations under 2 U.S.C.
22 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 23
§ 192, which prohibits witnesses before congressional committees from
‘refus[ing] to answer any question pertinent to the question under inquiry,’
failed to identify the ‘question under inquiry.’” Id. at 757 (quoting Russell, 369
U.S. at 752 n.2). “The Court ruled that the ‘core of criminality’ under the
statute was the pertinency to the subject under inquiry of the question a
witness refused to answer.” Id. (quoting Russell, 369 U.S. at 764). “The Court
stated: ‘Where guilt depends so crucially upon such a specific identification of
fact, our cases have uniformly held that an indictment must do more than
simply repeat the language of the criminal statute.’” Id. (quoting Russell, 369
U.S. at 771). “The Court concluded that the indictments failed this test
because, even though they did list the questions that the defendants had
refused to answer, they failed totally to specify the topic under inquiry, which
was the key to the legality or illegality of the defendants’ acts.” Id. (quoting
Russell, 369 U.S. at 765–68). “In short, the defendants faced trial with the
‘chief issue undefined.’” Id. (quoting Russell, 369 U.S. at 766).
Lastly, for the defendant to be prejudiced, they must establish that they
lacked “notice of the crime of which [they] stood accused . . . .” Edwards, 782
F.3d at 562 (quoting Gama–Bastidas, 222 F.3d at 786).
We next examine whether the mere repetition of the unlawful “sexual
activity” element was constitutionally sufficient to provide Sweet with
23 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 24
adequate factual notice of the Government’s lewd molestation theory of
liability. Compare 18 U.S.C. § 2422(b) (“to engage in . . . any sexual activity for
which any person can be charged with a criminal offense”) with Superseding
Indictment, R.I at 72 (“to engage in any sexual activity for which any person
could be charged with an offense”). This issue is one of first impression for our
circuit, and we observe that no circuit court has held that an indictment under
18 U.S.C. § 2422(b) is required to outline the specific unlawful sexual activity
at issue or reference the statute that criminalizes such behavior.
To start, the parties identify only two instances where our court has
deemed an indictment insufficient on its face. The first, decided in 1946, did
not refer to the newly enacted Rule 7 and found the charge against a defendant
who failed to perform his duties under a selective service statute insufficiently
specific because it did not provide any detail as to what duties (or how many of
them) the defendant failed to perform. Lowenburg v. United States, 156 F.2d
22, 22–24 (10th Cir. 1946). The second case, from 1973, did analyze Rule 7 and
reversed convictions for mail fraud because the indictment set forth “little more
than the statutory language,” with only bald references to a “scheme and
artifice to defraud” that did not provide “any fair indication of the nature or
character” of the fraudulent scheme. United States v. Curtis, 506 F.2d 985,
989–92 (10th Cir. 1974). However, neither of these cases convinces us that our
precedent requires reversal here.
24 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 25
Considering the more relaxed criminal pleading requirements of modern
criminal procedure, we hold the Government was not required to list in the
indictment every unlawful “sexual activity” to be proven at trial when charging
a violation of 18 U.S.C. § 2422(b). The core of criminality for an 18 U.S.C.
§ 2422(b) offense is “not the performance of the sexual acts themselves” but
rather “persuasion and the attempt to persuade.” United States v. Isabella, 918
F.3d 816, 831 (10th Cir. 2019) (quoting United States v. Faust, 795 F.3d 1243,
1249 (10th Cir. 2015)). This is further evidenced by the fact that Sweet was
also charged with attempted enticement, which does not require any unlawful
sexual activity to actually occur. When, as here, there are many instances of
unlawful sexual activity that a defendant is on notice of, see United States v.
Lopez, 4 F.4th 706, 721 (9th Cir. 2021) (“The breadth of Section 2422(b)’s
language is intentional . . . .”), some of which were also included as separate
counts in the superseding indictment, it suffices to merely cite “the language
of a statute and . . . the date, place, and nature of illegal activity,” Powell, 767
F.3d at 1030. To require more would return us to the stringent common law
pleading standards of another era, which were decisively abandoned with the
enactment of the Federal Rules of Criminal Procedure.
In addition, Sweet fails to establish prejudice. Despite Sweet’s surprise
when M.L.C. testified about the lewd molestation and the Government’s
concession at trial that no notice of this accusation had been provided to
25 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 26
Sweet, 6 the jury was not required to unanimously agree on a specific theory of
unlawful sexual activity. United States v. Powell, 226 F.3d 1181, 1196 (10th
Cir. 2000) (“Elements . . . must be found unanimously by the jury. On the other
hand, the jury need not agree unanimously on the means by which an element
is proven.” (citation omitted)). Rather, they simply needed to agree that the
element of unlawful sexual activity had been satisfied. See, e.g., United States
v. Jockisch, 857 F.3d 1122, 1126–33 (11th Cir. 2017) (holding that the jury need
not unanimously agree on the specific unlawful sexual activity the defendant
was attempting to entice a minor to engage in under 18 U.S.C § 2422(b),
provided there is unanimous agreement that the activity would violate at least
one applicable statute).
Sufficient evidence was presented at trial to sustain this element based
on the Government’s multiple theories of liability. This includes the other six
counts of the superseding indictment relating to the production, receipt,
distribution, and possession of child pornography that depicted M.L.C., as
prohibited by 18 U.S.C. § 2251. The Government detailed these additional
counts in its pretrial brief and proposed jury instructions, and they were
supported by digital evidence presented at trial, culminating in Sweet’s
conviction beyond a reasonable doubt. Further, the Government’s theory of
6 Also, neither the record nor the parties mention whether this accusation was presented to the grand jury. 26 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 27
unlawful sexual activity based on a forcible rape involving a firearm was
corroborated by M.L.C.’s testimony. Contrary to Sweet’s assertions, lewd
molestation was not the only means that could satisfy the unlawful sexual
activity element. The plain language of 18 U.S.C. § 2422(b), as clarified by 18
U.S.C. § 2427, includes the production of child pornography. 18 U.S.C. § 2427
(“In this chapter, the term ‘sexual activity for which any person can be charged
with a criminal offense’ does not require interpersonal physical contact, and
includes the production of child pornography, as defined in section 2256(8).”).
Lastly, defense counsel argued in closing that the lewd molestation
theory of enticement was the weakest means asserted by the Government.
Indeed, the alleged act of lewd molestation lacked the use of any facility of
interstate commerce, as M.L.C. testified this conduct occurred in person
without the use of interstate communications or items. Therefore, Sweet
cannot meet his burden to show prejudice because it is almost certain the jury
did not rely solely on the lewd molestation theory as the means to satisfy this
element of the crime.
In conclusion, Sweet fails to establish the superseding indictment was
facially insufficient as to Count One.
27 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 28
B
Next, Sweet contends we should order a new trial on all counts because
the Government committed misconduct by making improper comments during
closing arguments. He classifies the Government’s remarks into two
categories: (1) those condemning him for exercising his Sixth Amendment
rights under the United States Constitution and (2) those that misrepresent
the evidence and attack his character. We address each category of comments
in turn.
“Prosecutorial misconduct violates a defendant’s due process rights if it
infects a trial with unfairness and denies the defendant the right to a fair trial.”
United States v. Currie, 911 F.3d 1047, 1055 (10th Cir. 2018). “Prosecutorial
misconduct can cause constitutional error in two ways.” Id. at 1055 n.6. “First,
it can prejudice a specific constitutional right, amounting to a denial of the
right.” Id. “Second, ‘absent infringement of a specific constitutional right, a
prosecutor’s misconduct may in some instances render a . . . trial so
fundamentally unfair as to deny [a defendant] due process.’” Id. (quoting
Underwood v. Royal, 894 F.3d 1154, 1167 (10th Cir. 2018)). Sweet asserts both
28 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 29
types of errors occurred here: the former with the first category of comments,
and the latter with the second category.
Improper comments made during closing arguments may constitute such
misconduct. United States v. Kepler, 74 F.4th 1292, 1315 (10th Cir. 2023).
Although “the [g]overnment is entitled to a reasonable amount of latitude in
drawing inferences from the evidence during closing arguments,” this latitude
is not limitless. 7 Id. at 1316 (quoting United States v. Hammers, 942 F.3d 1001,
1016 (10th Cir. 2019)).
Neither Sweet himself nor his counsel lodged objections to the
Government’s comments at trial, so “we review for plain error.” United States
v. Anaya, 727 F.3d 1043, 1053 (10th Cir. 2013). “Under plain error review,
reversal is warranted only when [1] the prosecutor’s statement is plainly
improper and [2] the defendant demonstrates that the improper statement
affected his or her substantial rights.” United States v. Shamo, 36 F.4th 1067,
1082 (10th Cir. 2022) (quoting United States v. Christy, 916 F.3d 814, 826–27
7 The government cannot, for example, (1) comment on a defendant’s
failure to take the stand, (2) refer to matters not in evidence, (3) encourage the jury to let sympathy for the victim influence its decision, (4) vouch for the credibility of a government witness, (5) give its personal views on the case, (6) distort the record by misstating evidence, (7) misstate the law, (8) make derisive comments about opposing counsel in front of the jury, (9) appeal to the jury’s passion and prejudice, (10) imply a jury has a civic duty to convict, or (11) otherwise invite the jury to base its decision on irrelevant considerations. United States v. Christy, 916 F.3d 814, 824–26 (10th Cir. 2019) (collecting cases); United States v. Kepler, 74 F.4th 1292, 1316 (10th Cir. 2023). 29 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 30
(10th Cir. 2019)). If these conditions are satisfied, we may exercise our
discretion to correct the error, provided it “seriously affects the fairness,
integrity, or public reputation of judicial proceedings.” United States v. Dazey,
403 F.3d 1147, 1174 (10th Cir. 2005).
“To be plain, an error must be ‘clear’ or ‘obvious,’ meaning it is contrary
to well-settled law.” Currie, 911 F.3d at 1057 (quoting United States v. Taylor,
514 F.3d 1092, 1100 (10th Cir. 2008)). “We ordinarily consider an error ‘clear
or obvious’ ‘only when the Supreme Court or our court has addressed the
issue.’” United States v. Herrera, 51 F.4th 1226, 1248 (10th Cir. 2022) (quoting
United States v. Leal, 32 F.4th 888, 897–98 (10th Cir. 2022)). An error affects
substantial rights if “there is a reasonable probability that, but for the error
claimed, the result of the proceeding would have been different.” United States
v. Bustamante-Conchas, 850 F.3d 1130, 1138 (10th Cir. 2017) (en banc)
(quoting United States v. Algarate-Valencia, 550 F.3d 1238, 1242 (10th Cir.
2008)).
Sweet contends that the first category of remarks included accusations
from the Government during its rebuttal argument that he victimized M.L.C.
by cross-examining her. These remarks, he argues, unjustly criticized him for
exercising his Sixth Amendment rights to represent himself and confront the
witnesses against him. Recall that during trial, Sweet’s defense was conducted
30 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 31
in a hybrid capacity with both his appointed counsel and Sweet himself
defending the case. Sweet personally conducted the cross-examination of
M.L.C. when she appeared as a government witness and her direct
examination when she was called as a defense witness. M.L.C. was the only
witness who Sweet personally examined. Appointed counsel first chaired the
defense during both sides’ closing arguments; he made objections to the
Government’s closing and delivered Sweet’s closing argument.
We now turn to the relevant comments made in closing arguments. For
context, Sweet’s appointed counsel in closing stated:
The testimony from M.L.C. was that she has an addiction to pornography. Isn’t it possible that she just wanted to create some pornography? Okay.
And I’m sure the United States is going to get up here and say, oh, [Defense Counsel] is a terrible person, he’s victim blaming. Well, you should never be afraid to speak the truth. The truth is, she said she has an addiction to pornography. When Mr. Sweet met her, she was already broadcasting pornography into the ether. It happened while he was dating her. She continued to broadcast the images.
R.I at 970–71.
In rebuttal, the Government remarked:
[The defense] chose to cross-examine the victim in this case and further victimize her. [Defense Counsel] says that, now, I’m sure the government is going to say that I’m victim blaming. No, [Defense Counsel], you didn’t have to do that. Your client during his cross-examination did an ample job of blaming a 15-year-old girl at the time, 16 and 17, still troubled with absolutely zero chance other than her own wits, which she seems to be performing
31 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 32
marvelously under, you did just a perfect good job of blaming her for everything.
Id. at 977 (emphasis added).
To understand the potential impropriety of the Government’s comments,
it is essential to consider a criminal defendant’s rights. Two bedrock
constitutional guarantees enshrined by the Sixth Amendment include a
criminal defendant’s right to (1) represent themselves, Faretta v. California,
422 U.S. 806, 818, 836 (1975), and (2) face and cross-examine all witnesses
testifying against them, Coy v. Iowa, 487 U.S. 1012, 1016–17 (1988). Although
Sweet does not cite binding precedent specifically addressing similar
comments, he references the general principle that “[w]hen a defendant
exercises constitutional . . . rights in the course of criminal proceedings, the
government may not punish [them] for such exercise without violating due
process guaranteed by the federal Constitution.” United States v. Raymer, 941
F.2d 1031, 1040 (10th Cir. 1991). This principle makes clear that just as the
government cannot “comment[] on a defendant’s failure to take the stand,” as
is their right under the Fifth Amendment, Christy, 916 F.3d at 824 (citing
Griffin v. California, 380 U.S. 609, 611–12 (1965)), it is likewise inappropriate
to suggest that a defendant exercising their Sixth Amendment right to cross-
examine a government witness is somehow nefarious, see Whittenburg v.
Werner Enters. Inc., 561 F.3d 1122, 1130 (10th Cir. 2009) (“To imply or argue
32 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 33
that the mere act of defending oneself . . . is reprehensible serves no proper
purpose, and for time out of mind it has been the basis for appellate courts
ordering new trials.”). Generally, such comments lack any rational connection
to assisting the jury in evaluating the merits of the case. And they put the
defendant in a precarious position of either pursuing their rights and facing
government criticism or relinquishing their rights to avoid it.
“When read in isolation, the prosecutor’s statement could potentially
support [Sweet’s] position.” United States v. Fleming, 667 F.3d 1098, 1105
(10th Cir. 2011). This is because to state or suggest that a criminal defendant
is re-victimizing a witness by personally cross-examining that witness
improperly suggests to the jury that they should penalize the defendant for
exercising such rights. However, “when evaluating whether a statement is
improper, we must view the statement in context.” Id. In context, the
Government’s statement was in response to defense counsel’s suggestion that
the Government would accuse Sweet of victim blaming. “We have repeatedly
recognized that considerable latitude is given [to] the prosecutor in closing
argument in replying to an argument raised by defense counsel’s closing
statement.” Id. (quoting United States v. Janus Indus., 48 F.3d 1548, 1558
(10th Cir. 1995)). By raising the topic of victim blaming and her potential
culpability in the charged offenses, defense counsel invited the prosecutor to
33 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 34
fairly comment about it during rebuttal argument. Thus, the Government’s
comments here were not plainly improper.
The next group of comments at issue are those Sweet describes as
attacking his character, painting him out to be someone with a propensity for,
and previous history of, abusing children. Specifically, the Government relayed
to the jury that:
The defendant knowingly received and distributed that child porn of the victim. Whenever the defendant doesn’t have physical access to kids, he keeps digital trophies of his crimes. It’s not enough for him to rape a kid, he has to personalize it. He even sends them to his friends – his friend like they’re a Hallmark greeting card.
R.I at 959. Sweet asserts that this was no stray remark and that the
Government advanced the idea that Sweet was a predator who behaved in the
way that predators as a class behave, using information about M.L.C.’s
background to make that point. The Government further said to the jury
during closing:
Predators choose the weakest of the herd. Predators choose people whose parents are drug addicts, whose parents abandon them, whose parents are, to the very day they get involved with someone like this, more than happy to sign off and say, hey, go get married, we understand, we’ve got meth addictions, we’re in prison.
Predators choose people that are alienated. Predators choose people who don’t have a lot of friends. Predators choose people who are very confined. Predators choose people who are unhappy in their home. And then they pounce, which is exactly what happened here.
34 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 35
Id. at 975–76. Sweet takes issue with these comments because he proclaims
there was no evidence presented at trial to indicate that he had previously
committed any crimes against or possessed photos of other minors other than
M.L.C. The Government disputes this position.
To be sure, a prosecutor’s statement that distorts the record by
misstating the evidence or referring to matters not in evidence is improper.
Christy, 916 F.3d at 824–25. However, Sweet fails to point us to a Supreme
Court or Tenth Circuit case that has “found a due process violation in similar
circumstances.” Herrera, 51 F.4th at 1248. As such, these comments were not
plainly improper.
Not only does Sweet fail to establish any error or that any arguments
were plainly improper, he also cannot establish that the prosecutor’s comments
affected his substantial rights. An error affects a defendant’s substantial rights
if “there is a reasonable probability that, but for the error claimed, the result
of the proceeding would have been different.” Bustamante-Conchas, 850 F.3d
at 1138 (quoting Algarate-Valencia, 550 F.3d at 1242). We “must weigh any
35 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 36
improper comments against the strength of the evidence against the
defendant.” Christy, 916 F.3d at 824, 830.
It is unlikely that the Government’s closing arguments influenced the
trial’s outcome because it presented overwhelming evidence to prove Sweet’s
guilt. M.L.C. testified at length as to her relationship with Sweet, including
the various sexual activities they engaged in, and the Government presented
digital evidence of the child pornography to corroborate M.L.C.’s testimony. As
such, reversal is not warranted because of prosecutorial misconduct.
C
Lastly, Sweet argues the cumulative prejudice from the above-alleged
errors requires reversal on at least Count One. “A cumulative-error analysis
merely aggregates all the errors that individually have been found to be
harmless, and therefore not reversible, and it analyzes whether their
cumulative effect on the outcome of the trial is such that collectively they can
no longer be determined to be harmless.” United States v. Lopez-Medina, 596
F.3d 716, 740–41 (10th Cir. 2010) (quoting Hooper v. Mullin, 314 F.3d 1162,
1178 (10th Cir. 2002)). “Where, as here, a defendant ‘has failed to establish the
existence of multiple non-reversible errors (i.e., harmless errors and plain
errors failing to necessitate reversal)[,] . . . [the defendant] cannot benefit from
the cumulative error doctrine.’” Id. at 741 (quoting United States v. Barrett,
36 Appellate Case: 23-5049 Document: 010111076819 Date Filed: 07/09/2024 Page: 37
496 F.3d 1079, 1121 (10th Cir. 2007)). Consequently, because Sweet fails to
establish any error, there is no need to aggregate or apply the cumulative error
doctrine.
AFFIRMED.
Related
Cite This Page — Counsel Stack
107 F.4th 944, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-sweet-ca10-2024.