United States v. Swain

8 C.M.A. 387, 8 USCMA 387, 24 C.M.R. 197, 1957 CMA LEXIS 345, 1957 WL 4739
CourtUnited States Court of Military Appeals
DecidedNovember 8, 1957
DocketNo. 9634
StatusPublished
Cited by13 cases

This text of 8 C.M.A. 387 (United States v. Swain) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Swain, 8 C.M.A. 387, 8 USCMA 387, 24 C.M.R. 197, 1957 CMA LEXIS 345, 1957 WL 4739 (cma 1957).

Opinions

Opinion of the Court

HomeR FERGUSON, Judge:

On September 14, 1944, the accused, while assigned to a Quartermaster group stationed at .Chalons, France, absented himself without authority from his unit. At the time he absented himself he had intended to visit Paris and remain away “approximately forty-eight hours.” Almost twelve years later he was apprehended in Paris by French police. At his court-martial he pleaded not guilty of desertion, in violation of Article of War 58, 10 USC (1946 ed) § 1530. He was found guilty as charged, however, and sentenced to be confined at hard labor for twenty-five years, together with a dishonorable discharge and total forfeitures. The convening authority reduced the period of confinement to six years but otherwise approved the sentence. The findings and sentence were subsequently approved by a board of review without opinion. The question presented by this appeal is whether the law officer erred in failing to instruct the court-martial on the lesser included offense of absence without leave.

At trial, the prosecution introduced documentary evidence which proved the inception and termination of the alleged absence. A pretrial statement obtained from the accused was also admitted into evidence. In his statement the accused detailed his activities during the period of his absence. Through the first few years he was able to subsist by eating at Army transient mess halls and by staying in transient barracks. Although frequently stopped by the Military Police he was always able to produce false pass or furlough papers which could be easily purchased at a minimum of cost. His major source of income was derived from purchasing cigarettes at various military installations and then selling them on the French black market. In the four-year period preceding his apprehension he lived with and was supported by his French fianceé who was aware of his status and implored him to turn himself in but he just “could not bring myself to do it.”

At the completion of the prosecution’s presentation the defense introduced two stipulations of testimony which were joined in by the prosecution with the consent of the accused. The first stipulation concerned the testimony of an Air Force officer who had known the accused since childhood and who had seen him on several occasions in Paris prior to his apprehension. If present in court, he would have testified that on each occasion he had urged him to return to military control and the accused had stated “that he did intend to do so.” The second stipulation related to the testimony of the French police officer who had apprehended the accused. He would have testified that at the time the accused was taken into custody he was heard to remark that he was very happy that he had been apprehended and that it had taken “a great load off my mind.”

The accused, testifying in his own behalf, recounted generally his activities during his sojourn in Paris. He had worked part time “for a gentleman well known in the art world in Paris” while also attending art school where he studied “the technique of painting.” As the period of absence lengthened he became confused and felt ashamed for his family and “just kept putting it off [his surrender] from day to day.” Throughout the entire duration of the absence, however, he always used his real name, carried his medical identification card and wore his Army uniform “Until it practically fell off.” He steadfastly maintained several times during trial that he never intended to desert the service of the United States.

At the conclusion of argument by counsel the law officer instructed the court on the elements of the offense of desertion. He further charged the court as follows:

“The court is further advised that with respect to lesser included offenses, it is the responsibility of the Law Officer to determine, in the light of the evidence before the court, [389]*389whether a lesser included offense is in issue and whether an instruction thereon is required.
“A lesser included offense is in issue whenever on all of the evidence, including proper inferences and applicable presumptions, there could be a reasonable doubt that the principal offense charged was committed by the accused but less doubt that the lesser included offense was committed.
“The court is advised that the evidence places before the court only the issue of guilt or innocence of the principal offense charged. Therefore, no instructions will be given as to lesser included offenses.
“The court is further advised that it may not find the accused guilty of any offense unless it has been advised as to the elements thereof. If, however, the court wishes to consider any lesser included offense it must first open and request advice as to whether such offense is lesser included and, if so, for instructions as to the elements thereof.” [Emphasis supplied.]

The law officer concluded by giving the standard instructions that the accused must be presumed to be innocent until proven guilty, that a reasonable doubt as to his guilt should result in acquittal, that if a reasonable doubt as to the degree of guilt exists “the finding must be in a lower degree as to which there is no reasonable doubt,” and that the burden of proof rests upon the Government. There were no objections nor requests by counsel. The court-martial, after deliberating some forty-nine minutes, returned a finding of guilty of desertion.

The accused contends before this Court that the lesser offense of absence without leave was raised by the evidence, and the law officer therefore was under an affirmative duty to so instruct even in the absence of request by counsel. The Government, on the other hand, urges that the law officer did not err by failing to instruct on the lesser offense because the accused’s story that he did not intend to desert was “inherently incredible and totally unworthy of belief.” At the outset there should be laid aside certain things which are not involved in this ease. We are not here concerned with whether the evidence is sufficient as a matter of law to sustain the court-martial’s findings. Neither are we concerned with the weight to be accorded the accused’s testimony. Our determination is simply whether credible evidence exists in the record which would require the law officer to instruct on the lesser offense. We cannot say as a matter of law that such evidence does not exist.

In addition to the accused’s testimony, which was neither contradicted nor rebutted, the prosecution had joined in two stipulations of testimony which constituted evidence indicative of an intent on the part of the accused to return. Furthermore, the law officer, by his instructions, effectively precluded the court from finding the lesser included offense of absence without leave. This, we believe, goes beyond mere comment on the evidence. It amounted to directing a verdict against the accused. Such a practice has no support in any of our cases. Although in United States v Andis, 2 USCMA 364, 8 CMR 164, we adopted the Federal practice which permits a judge to comment on the evidence, we said that such power was subject to the limitations found in paragraph 73c (1), Manual for Courts-Martial, United States, 1951, that such comments “do not extend beyond an accurate, fair, and dispassionate statement of what the evidence shows, both in behalf of the prosecution and the defense.”

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Bluebook (online)
8 C.M.A. 387, 8 USCMA 387, 24 C.M.R. 197, 1957 CMA LEXIS 345, 1957 WL 4739, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-swain-cma-1957.