United States v. Stockman

43 M.J. 856, 1996 CCA LEXIS 78, 1996 WL 98039
CourtNavy-Marine Corps Court of Criminal Appeals
DecidedFebruary 23, 1996
DocketNMCM 93 00657
StatusPublished
Cited by1 cases

This text of 43 M.J. 856 (United States v. Stockman) is published on Counsel Stack Legal Research, covering Navy-Marine Corps Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Stockman, 43 M.J. 856, 1996 CCA LEXIS 78, 1996 WL 98039 (N.M. 1996).

Opinion

McLAUGHLIN, Senior Judge.

Contrary to his pleas, the appellant was convicted by a general court-martial, with officer members, of attempting to illegally bring firearms into the United States, conspiring to bring firearms into the United States, and failure to notify proper authority and turn over captured or abandoned enemy property, in violation of Articles 80, 81, and 103, Uniform Code of Military Justice [UCMJ], 10 U.S.C. §§ 880, 881, 903. The sentence was that he be dismissed from the naval service. The offenses occurred in the Kingdom of Saudi Arabia where the appellant, a Marine Reservist, was serving on active duty as part of Operations Desert Shield and Desert Storm. The appellant has assigned nine errors in the case.1 It is im[857]*857portant to note, and will be repeated for analysis of Assignment of Error III and IV, that this is the court-martial of noncommissioned Warrant Officer (W-1) Henry F. Stockman, USMCR, who was commissioned after the court-martial proceedings (but before convening authority’s action) to the rank of Chief Warrant Officer (W-2) Henry F. Stockman, USMCR. We find Assignment of Error III to have merit and will take appropriate corrective action in our decretal paragraph. Our action will moot Assignment of Error IV. We also find no merit in the remaining assignments of error. Our rationale is briefly discussed below.

The first assignment of error is without merit for two reasons. First, the appellant did not object at trial to the military judge’s explanation of the meaning of “beyond reasonable doubt” and he has failed on appeal to show that plain error was commits ted. United States v. Robinson, 38 M.J. 30 (C.M.A.1993). Second, the military judge’s explanation of “beyond reasonable doubt” is remarkably similar to another explanation of the term which the United States Supreme Court recently found to be adequate. Victor v. Nebraska, — U.S.-, 114 S.Ct. 1239, 127 L.Ed.2d 583 (1994).

The second assignment of error is without merit because we find that the military judge did not abuse his discretion when he denied the appellant’s motion for the military judge to recuse himself. Our finding is based on the fact that the military judge acquired knowledge — albeit, little knowledge — of the factual situation presented in the appellant’s case when he tried Lance Corporal Gobble, the appellant’s co-conspirator, who pled guilty at a judge-alone trial (i.e., the military judge acquired his knowledge in his judicial capacity during the trial of a co-accused). Under these circumstances, United States v. Oakley, 33 M.J. 27, 32-35 (C.M.A.1991) is dispositive.

In his third assignment of error, the appellant alleges that his sentence to a dismissal was unlawful. He contends that he held the rank of a noncommissioned warrant officer, pay grade W-1, at the time of trial and, consequently, the only authorized punitive separation from the naval service was a dishonorable discharge. Rule for Courts-Martial [R.C.M.] 1003(b)(9)(B).2 He asserts that the sole legal remedy available for his unlawful sentence is for this court to disapprove the dismissal. We disagree.

For the purpose of punitive separation as a sentence at court-martial, the service community is divided into three groups according to their status, i.e., enlisted persons; warrant officers who are not commissioned; and commissioned officers, commissioned warrant officers, cadets, and midshipmen. The only punitive separation that may be adjudged a warrant officer who is not commissioned is a dishonorable discharge, and then only by a general court-martial. The only punitive separation that may be adjudged a chief warrant officer (i.e., a commissioned warrant officer) is dismissal, also only by general courts martial. R.C.M. 1003(b)(9)(A) and (B).

The Government concurs with the appellant’s contention that he was a warrant officer who was not commissioned at the time of trial. Not surprisingly, however, the Government and the appellant part company regarding the appropriate remedy. The Government suggests that we can affirm the dismissal for three reasons. First, after trial, the appellant was promoted to chief warrant officer, pay grade W-2, a commissioned officer grade. Second, a dismissal and dishonorable discharge are equivalent punishments. Third, this Court should carry out the members’ intent to punitively separate the appellant from the naval service.

[858]*858This is the courbmartial of Warrant Officer Stockman and not Chief Warrant Officer Stockman. Although this is an unusual situation, we have case law that has tackled the problem before. The case law regarding erroneous punishments adjudged to the three groups defined by their status is set forth in United States v. Carbo, 35 M.J. 783, 786 (A.C.M.R.1992), aff'd on reh’g, 37 M.J. 522 (A.C.M.R.), petition denied, 38 M.J. 452 (C.M.A.1993). As has been stated, a chief warrant officer holds the status of a commissioned officer. In Carlo, and the cases cited therein, we find that “the status of the appellant at the time of triad is critical.” Id. (emphasis added). The initial, and most critical, issue for our factual and legal analysis of the highly unusual set of circumstances surrounding this case concerns the appellant’s status at the time of trial

Our review of the record indicates that the appellant was serving in the grade of warrant officer until the last day of his court-martial, 24 January 1992. During an R.C.M. 802 conference, the trial counsel informed the military judge that the Government believed that the appellant had been promoted and commissioned to the grade of chief warrant officer, pay grade W-2, in October 1991. During a subsequent Article 39(a), UCMJ, session, the military judge reviewed two documents submitted by the Government concerning the appellant’s promotion, advised the appellant that he could wear the grade insignia of a chief (commissioned) warrant officer-2 for the duration of the court-martial, informed the members at the beginning of the presentencing stage of the court-martial that the appellant was a chief warrant officer, and instructed the members that the only authorized punitive discharge for the appellant was a dismissal. Record at 253-55, 263-64, 317-18, App. Ex. XXIII, XXIV.3

Although the appellant’s civilian defense counsel agreed at trial that the appellant was effectively promoted, he also stated on the record that the appellant had not taken an oath and was not yet commissioned. Record at 262. Moreover, throughout the post-trial and appellate processes, the appellant has steadfastly maintained that he was not commissioned and promoted to the grade of chief warrant officer in October 1991. After careful inspection of the record of trial, the appellant’s extensive post-trial submissions to the convening authority and his pleadings before this Court, and the Government’s pleadings which include a considered concession on the point, we concluded that a hearing under United States v. DuBay, 17 C.M.A. 147, 37 C.M.R. 411, 1967 WL 4276 (1967) was necessary. That hearing was held on 7 June 1995. See Carlo, 35 M.J. at 787 (holding contested issue raised on appeal as to accused’s status as warrant officer or chief warrant officer at time of trial not resolvable by affidavit).

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Bluebook (online)
43 M.J. 856, 1996 CCA LEXIS 78, 1996 WL 98039, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-stockman-nmcca-1996.