United States v. Stewart

• Court: Court of Appeals for the Tenth Circuit
• Decided: June 2, 2000
• Docket: 99-3159
• Status: Unpublished

Opinion

F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS JUN 2 2000 TENTH CIRCUIT PATRICK FISHER Clerk

UNITED STATES OF AMERICA,

Plaintiff-Appellee, v. No. 99-3159 and No. 99-3270 (D.C. No. 98-40097-01-SAC) SHAWN E. STEWART, (Kansas)

Defendant-Appellant.

ORDER AND JUDGMENT*

Before KELLY, Circuit Judge, HENRY, Circuit Judge, and McWILLIAMS, Senior Circuit Judge.

On October 14, 1998, Shawn E. Stewart (“Stewart”) was charged in six counts of a

12-count indictment filed in the United States District Court for the District of Kansas

with violations of the Hobbs Act, in violation of 18 U.S.C. § 1951 and in six additional

counts he was charged with carrying and using a firearm during the Hobbs Act violations,

in violation of 18 U.S.C. § 924(c)(1). On December 8, 1998, Stewart’s retained counsel

filed a motion to suppress certain statements made by Stewart to investigating officers.

* This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. The court generally disfavors the citation of orders and judgments; nevertheless, an order and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3. On January 15, 1999, hearing was held on Stewart’s motion to suppress, and on January

28, 1999, the district court, in a detailed memorandum and order, denied the motion to

suppress. United States v. Stewart, 51 F.Supp.2d 1136 (D.Kan. 1999). On February 2,

1999, Stewart, still represented by retained counsel, filed a petition with the district court

to enter a plea of guilty pursuant to a plea agreement with the government. The petition

itself was a detailed one. After hearing, the district court accepted Stewart’s plea of

guilty to eight counts of the 12-count indictment.

On March 23, 1999, Stewart, with new counsel, filed a motion to vacate and set

aside his pleas of guilty and to reopen the hearing on his motion to suppress and allow

him to present additional evidence. Hearing on that motion was held on April 14 and 20,

1999. On May 7, 1999, the district court denied that motion, in part, and granted it, in

part. During the two hearings on this matter, the district court allowed Stewart’s newly

retained counsel to present additional evidence in connection with the motion to suppress,

and, the motion, “ reconsidered de novo,” was then denied. At the same time, the district

court denied Stewart’s motion to vacate and set aside his pleas of guilty. United States v.

Stewart, 51 F.Supp.2d 1147 (D. Kan. 1999). On May 19, 1999, Stewart filed his first

notice of appeal. Our appeal No. 99-3159. On August 11, 1999, Stewart was sentenced

and a second notice of appeal was filed on August 18, 1999. Our appeal No. 99-3270.

By our order, the two appeals were consolidated. On appeal, Stewart argues that the

district court erred in denying his motion to suppress and his motion to vacate and set

-2- aside his pleas of guilty. Finding no reversible error, we affirm.

Stewart’s pleas of guilty were entered pursuant to Fed. R. Crim. P. 11(a)(2),

counsel reserving Stewart’s right to seek appellate review of the district court’s denial of

his motion to suppress. Before considering the suppression matter, some background

facts are in order. On September 4, 1998 there was an armed robbery of the Sonic drive-

in in Topeka, Kansas. Shortly thereafter Stewart was arrested near his mother’s residence

in Topeka while hiding in some weeds and was taken to the Sonic where he was

identified by witnesses who were in the restaurant at the time of the robbery. He was then

taken to the Topeka Police Department headquarters where, at about 12:10 p.m., he was

questioned by Detective Low of the Topeka Police Department. At that time Stewart

declined to talk about the Sonic robbery. Miranda warnings had been given but that

interview ended in a few minutes. Detective Low nonetheless returned in about twenty

minutes and attempted to further question Stewart about the Sonic robbery. On this

occasion Stewart made certain non-inculpatory statements and then again stated he did

not want to talk about the Sonic robbery. Stewart was then taken to the Shawnee County

jail.

While in the Shawnee County jail, a Detective Brown of the Lawrence Police

Department interviewed Stewart on September 4, 1998, about 3:50 p.m., concerning a

recent robbery of Shark’s Surf Shop in Lawrence, Kansas. Detective Brown read Stewart

his Miranda rights. Stewart, however, would not discuss the robbery of Shark’s Surf

-3- Shop. At about this point Stewart asked Detective Brown if he was there “to talk about a

bank robbery” in Lawrence, which comment alerted Detective Brown. The interview

ended when Stewart said “he was done talking.” The following evening, September 5,

1998, at about 8:20, Detective Brown accompanied by F.B.I. Special Agent Phillip

Andrews appeared at the Shawnee County jail to interview Stewart. While being escorted

to an interview room from his cell by a jail attendant, Stewart told the attendant that he

did not want to talk to anyone and wanted a lawyer. Upon seeing Detective Brown,

Stewart told him that he did not want to talk and seemed “angry.” Andrews then

identified himself and showed Stewart his F.B.I. badge, whereupon Stewart began asking

questions about the bank robbery in Lawrence, and Andrews, at the suppression hearing,

testified that he told Stewart that he could not talk to him until he was “advised of his

rights.” Stewart was then advised of his Miranda rights and at that time Stewart signed a

written waiver of his rights. During the ensuing interview, Stewart gave, inter alia, a

detailed verbal confession to the robberies at Sonic, Shark’s Surf Shop in Lawrence and

Wendy’s in Topeka. This interview ended about 2:00 a.m. September 6, 1998.

On September 6, 1998, at about 3:28 p.m., Detective Brown returned to the

Shawnee County jail to further interview Stewart, who was again advised of his Miranda

rights, which he waived and indicated he would speak about the several robberies in

question. Stewart then gave the officers a written statement, in his own handwriting.

At the hearing on Stewart’s motion to suppress, the government called five

-4- witnesses, including two guards at the Shawnee County jail who had escorted Stewart to

and from the interview room. Each testified that Stewart was adamantly adverse to do

any talking. Other government witnesses were Detective Low of the Topeka Police

Department, Detective Brown of the Lawrence Police Department and Phillip Andrews,

Special Agent for the F.B.I. Their testimony paralleled the foregoing recitation of the

background facts. There was testimony elicited from these witnesses relating to the fact

that very shortly after Stewart’s arrest, his mother was taken to a hospital on an

emergency basis. At the conclusion of the government’s presentation of evidence,

counsel for Stewart announced that there would be no witnesses on behalf of Stewart. It

was on this state of the record that the district court, after taking the matter under

advisement, on January 28, 1999, denied the motion to suppress.

In denying the motion to suppress, the district court, in a very detailed

memorandum and order, held, in essence, that though Stewart had initially indicated he

didn’t want to do any “talking” and perhaps, though it was uncertain, had indicated he

wanted a lawyer appointed to represent him, Stewart later changed his mind, particularly

after Special Agent Andrews began participating in the interviewing, and had voluntarily

waived his right to remain silent, and, after signing a written waiver, made verbal

confessions which the following day were reduced in Stewart’s own handwritten

confession. The district court did suppress whatever statements were made by Stewart in

his second interview with Detective Low, which statements were in reality exculpatory,

-5- though perhaps incriminating. Otherwise, as indicated, the motion to suppress was

denied. The district court also found that “under the totality of the circumstances,”

Stewart’s statements to Detective Brown and Special Agent Andrews were voluntary.

“We review de novo the question of whether a waiver of counsel is voluntary,

knowing and intelligent.” United States v. Taylor, 113 F.3d 1136, 1140 (10th Cir. 1997).

However, though our standard of review of a district court’s denial of a motion to

suppress be de novo, a district court’s findings on “subsidiary factual questions” are

subject to review under a clearly erroneous standard. In this regard, in United States v.

Glover, 104 F.3d 1570 (10th Cir. 1997) we spoke as follows:

When a defendant challenges the use of her statements on the ground that they were involuntary, it is the duty of this court “to examine the entire record and make an independent determination of the ultimate issue of voluntariness.” Davis v. North Carolina, 384 U.S. 737, 741-42, 86 S.Ct. 1761, 1764, 16 L.Ed.2d, 895 (1996). Nevertheless, the district court’s rulings regarding “subsidiary factual questions, such as whether the police intimidated or threatened a suspect or whether a suspect was particularly susceptible to police coercion, are subject to review under the clearly erroneous standard.” United States v. Chalan, 812 F.2d 1302, 1307-08 (10th Cir. 1987).

Id. at 1579.

In our view, the district court’s resolution of “subsidiary factual questions” is not

clearly erroneous. The district court gave this matter careful consideration. The record

would indicate that Stewart, though he initially was disinclined to “talk,” eventually, after

several Miranda warnings, decided to “talk” to Special Agent Andrews. In this regard, he

-6- signed several waivers of his Miranda rights and verbally “confessed” which confession

he later wrote in his own handwriting. The district court did not err in denying Stewart’s

motion to suppress his statements to Detective Brown and Special Agent Andrews. In

support of our resolution of this issue, see Michigan v. Mosley, 423 U.S. 96 (1975) and

United States v. Glover, 104 F.3d 1570 (10th Cir. 1997).

At the hearing on Stewart’s motion to vacate and set aside his pleas of guilty and

to reopen the hearing on his motion to suppress, counsel called four witnesses: Carlson, a

corrections specialist at the Shawnee County jail, David McCoy, Stewart’s step-father,

Patricia Ann Davis, Stewart’s mother, and Stewart. At this hearing, emphasis was placed

on the fact that in the early morning hours of September 5, 1999, Stewart’s mother had

been taken to a hospital on an emergency basis and in this connection Stewart testified

that Brown and Andrews, in questioning him, had improperly advised him in one form or

another, that if he “cooperated” they would let him communicate with his mother. Also,

Stewart testified that he really didn’t understand his plea agreement with the government,

and particularly the sentence he would receive. In this regard, the record before us does

not include the sentence imposed. It would appear that in fact Stewart was later

sentenced to imprisonment for 378 months. United States v. Stewart, No. 98-40097-01-

SAC, 1999 W.L. 706156 (D. Kan. Aug. 18, 1999).

At the hearing on the motion to vacate and reconsider, the government called two

witnesses, Detective Brown and Steven Rosel, Stewart’s initial attorney. Their testimony

-7- contradicted the testimony previously given by Stewart concerning the hospitalization of

his mother and his conversations with them. On this state of the record, the district court

granted Stewart’s request that his motion to suppress be reconsidered, whereupon the

district court “reconsidered de novo” the motion to suppress and denied it. At the same

time the district court denied Stewart’s request to withdraw his pleas of guilty. The

district court’s memorandum and order consisted of some 40 pages and carefully

considered all of the contentions raised by Stewart’s newly retained counsel. In so doing,

the district court necessarily assessed the credibility of the various witnesses, which, of

course, was its prerogative. Courts of Appeal do not assess witness credibility. United

States v. McKissic, 204 F.3d 1282, 1289 (10th Cir. 2000), Manning v. United States, 146

F.3d 808, 813 (10th Cir. 1998), Fed. R. Civ. P. 52(a).

Our standard of review of a district court order denying a motion to withdraw a

plea of guilty is abuse of discretion. Our study of the record convinces us that in this

regard the district court did not abuse its discretion. United States v. Carr, 80 F.3d 413,

419 (10th Cir. 1996), United States v. Gordon, 4 F.3d 1567, 1572 (10th Cir. 1993). The

district court addressed all of the “factors” enumerated in Carr which should be

considered in determining whether the defendant has met the burden of establishing that

there is a fair and just reason for allowing him to withdraw his plea of guilty. In our

view, a fair reading of the district court’s lengthy order denying Stewart’s motion to

withdraw his pleas of guilty clearly indicates that the district court did not abuse its

-8- discretion.

Judgment affirmed.

Entered for the Court,

Robert H. McWilliams Senior Circuit Judge

-9-