United States v. Steven Trapp

257 F.3d 1053, 2001 Cal. Daily Op. Serv. 6165, 2001 Daily Journal DAR 7601, 2001 U.S. App. LEXIS 16503, 2001 WL 822830
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 23, 2001
Docket00-10231
StatusPublished
Cited by15 cases

This text of 257 F.3d 1053 (United States v. Steven Trapp) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Steven Trapp, 257 F.3d 1053, 2001 Cal. Daily Op. Serv. 6165, 2001 Daily Journal DAR 7601, 2001 U.S. App. LEXIS 16503, 2001 WL 822830 (9th Cir. 2001).

Opinion

WALLACE, Circuit Judge:

Trapp appeals from the sentence imposed following his guilty plea pursuant to a plea agreement. The issues before us are whether the government breached the plea agreement and if so, whether the sentence should be vacated. The district court had jurisdiction pursuant to 18 U.S.C. § 3231. We have jurisdiction over this timely filed appeal pursuant to 28 U.S.C. § 1291, and we affirm.

I

On July 17, 1997, Trapp pleaded guilty to conspiracy to commit securities fraud in violation of 18 U.S.C. § 371. Under the plea agreement, the government agreed to “recommend that [Trapp] be permitted to serve his sentence in home detention, as permitted under § 5Bl.l(a)(2)” of the Sentencing Guidelines. Section 5Bl.l(a)(2) states that a sentence of probation is authorized if the applicable guideline range is in Zone B of the Sentencing Table. U.S.S.G. § 5Bl.l(a)(2). Where the applicable guideline range is in Zone C or D of the Sentencing Table, the guidelines do not authorize a sentence of probation. U.S.S.G. § 5B1.1 app. n. 2.

The government entered the plea agreement with Trapp before the United States Probation Office (Probation Office) prepared its Presentence Report (Report). The agreement was predicated upon the parties’ assumption that Trapp’s adjusted offense level would be 10 and his criminal history would be Category I, giving him a guideline range of 6-12 months and placing him in Zone B of the Sentencing Table. U.S.S.G. ch. 5 pt. A. But the parties recognized that this could change and acknowledged the agreement’s contingent *1055 nature by agreeing that it was “based upon information concerning ... this defendant as it is now known, and could change based upon investigation by the United States Probation Office.” (Emphasis added). Further, Trapp agreed that he “would not have the right to withdraw his plea of guilty” in the event that the Probation Office considered “factors unknown or unforeseen by the parties ... in determining the ... Guideline range.”

Later, when the Report was complete, it was determined that Trapp’s adjusted offense level was 9 and his criminal history was Category III. These calculations gave Trapp a guideline range of 8-14 months, placing him in Zone C of the Sentencing Table. U.S.S.G. ch. 5 pt. A. The report concluded that a fortiori Trapp was ineligible for home detention under section 5Bl.l(a)(2), and it recommended a split sentence of four months in custody and four months in home detention.

At sentencing on March 3, 2000, the government concurred with the Report’s recommendation, which was the lowest possible sentence authorized by the guidelines. The government did not recommend home detention pursuant to section 5B1.1(a)(2). Trapp’s counsel requested a one-level downward departure, which would have placed Trapp in Zone B, thereby permitting a sentence of home detention pursuant to section 5Bl.l(a)(2). Trapp’s counsel argued that the plea agreement “indicated that the government had no objection to [Trapp] serving his sentence on [sic] home confinement” and that “had he been eligible but for the criminal history category, they wouldn’t have been seeking, based simply upon his involvement in the facts of this case, a prison sentence.” However, he acknowledged that “of course, [the government’s recommendation of home detention] was predicated upon [Trapp] being eligible for that ... and there’s no binding nature to that recommendation, and therefore the government is certainly within their right to agree with the recommendation of the presentence investigation report.”

The government opposed Trapp’s request for a downward departure, arguing that it was not warranted because (1) “the original plea agreement ... was quite generous to [Trapp],” and (2) it was “very troubled” by pending charges against him in Kansas. The government stated that “on balance we think that the recommendation is an appropriate one given the whole picture.” The district court denied Trapp’s motion for a downward departure and sentenced him to four months in custody and four months in home confinement, followed by a two-year term of supervised release.

Later that same day, Trapp filed a Motion for Withdrawal of Plea or, in the Alternative, Motion for Resentencing, arguing for the first time that the government breached the plea agreement by not recommending home confinement at sentencing. In support of his motion, Trapp argued that the government was obliged to recommend a term of home detention regardless of whether it was authorized under the Guidelines. The government responded that it gladly would have made the recommendation, and refrained only because Trapp’s unanticipated criminal history category rendered him ineligible for home detention under section 5Bl.l(a)(2). It argued that it was not obligated under the agreement to recommend a sentence both parties agreed was unauthorized by the guidelines. The district court denied Trapp’s motion on the basis that the government did not breach the plea agreement.

II

On appeal, Trapp contends that the district court erred in denying his Motion for *1056 Withdrawal or, in the Alternative, Motion for Resentencing. He argues that the government breached the plea agreement by affirmatively recommending a term of imprisonment when it was bound by the agreement to present a united front to the district court in support of a term of home detention. As a result, he contends that he is entitled to specific performance of the plea agreement.

The government replies that the agreement to recommend home detention was conditioned upon Trapp’s eligibility under section 5Bl.l(a)(2). Because Trapp’s criminal history category ultimately located him in Zone C of the Sentencing Table, rendering him ineligible to be sentenced under section 5Bl.l(a)(2), the government contends that its obligation to recommend home detention was obviated.

Our standards for reviewing a claim that the government has breached a plea agreement have been inconsistent. See United States v. Mondragon, 228 F.3d 978, 980 (9th Cir.2000) (comparing United States v. Schuman, 127 F.3d 815, 817 (9th Cir.1997)—de novo standard—with United States v. Salemo, 81 F.3d 1453, 1460 (9th Cir.1996)—clearly erroneous standard); United States v. Johnson, 187 F.3d 1129, 1134 (9th Cir.1999) (same). We cannot as a panel, nor need we determine which standard governs because we conclude that under either standard the outcome is the same: the government did not breach the plea agreement.

A.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Samal v. United States
W.D. Washington, 2022
Vanata v. Shinn
D. Arizona, 2021
(HC) Borys v. Paramo
E.D. California, 2021
United States v. Dean
169 F. Supp. 3d 1097 (D. Oregon, 2016)
United States v. Raul Anchondo
588 F. App'x 598 (Ninth Circuit, 2014)
United States v. Derrick Norwood
446 F. App'x 1 (Ninth Circuit, 2011)
United States v. Ellis
641 F.3d 411 (Ninth Circuit, 2011)
United States v. Chandler
232 F. App'x 703 (Ninth Circuit, 2007)
Wheeler v. Yarbrough
352 F. Supp. 2d 1085 (C.D. California, 2005)
United States v. Naraghi
71 F. App'x 690 (Ninth Circuit, 2003)
United States v. Raul Franco-Lopez
312 F.3d 984 (Ninth Circuit, 2002)
United States v. Franco-Lopez
312 F.3d 983 (Ninth Circuit, 2002)
United States v. Truong Quang Quach
302 F.3d 1096 (Ninth Circuit, 2002)
United States v. Tran
30 F. App'x 715 (Ninth Circuit, 2002)

Cite This Page — Counsel Stack

Bluebook (online)
257 F.3d 1053, 2001 Cal. Daily Op. Serv. 6165, 2001 Daily Journal DAR 7601, 2001 U.S. App. LEXIS 16503, 2001 WL 822830, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-steven-trapp-ca9-2001.