United States v. Steven J. Della Rose

403 F.3d 891, 66 Fed. R. Serv. 1170, 2005 U.S. App. LEXIS 5696, 2005 WL 797292
CourtCourt of Appeals for the Seventh Circuit
DecidedApril 8, 2005
Docket03-4230
StatusPublished
Cited by39 cases

This text of 403 F.3d 891 (United States v. Steven J. Della Rose) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Steven J. Della Rose, 403 F.3d 891, 66 Fed. R. Serv. 1170, 2005 U.S. App. LEXIS 5696, 2005 WL 797292 (7th Cir. 2005).

Opinion

ILANA DIAMOND ROVNER, Circuit Judge.

A grand jury charged Chicago attorney Steven J. Della Rose with conspiracy to commit mail fraud and producing a false identification document in or affecting interstate commerce, alleging that Della Rose had arranged for an associate to obtain false identification in the name of Della Rose’s client and use that identification to fraudulently cash a settlement check made payable to that client and turn the proceeds over to Della Rose. A petit jury subsequently convicted Della Rose on these charges, although the district judge later granted him a judgment of acquittal on the false identification card charge. The judge ordered Della Rose to serve a prison term of 41 months. Della Rose appeals, contending among other things that the district judge erred in excluding so-called “reverse 404(b)” evidence that Della Rose’s associate had previously trafficked in phony identifications, which evidence was offered in part to show that it was the associate, rather than Della Rose, who was the likely perpetrator of the scheme. Fed.R.Evid. 404(b); see United States v. Wilson, 307 F.3d 596, 601 (7th Cir.2002). Because the core of this evidence was hearsay not subject to any exception that would render it admissible, we conclude that the district judge did not abuse his discretion in excluding this evidence. Finding no other error sufficient to warrant a new trial, we affirm Della Rose’s conviction. However, we direct a limited remand of his sentence so that the district court may determine whether it would have sentenced Della Rose differently had it realized that the Sentencing Guidelines are advisory rather than mandatory. See United States v. Booker, — U.S. -, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005).

I.

In July 1994, James George retained Della Rose to represent him in connection with a workers’ compensation claim against the Chicago Housing Authority (“CHA”). George was employed by the CHA as a janitor. In June 1994, George injured his shoulder, back, and hip as he was removing trash from a CHA high-rise building. Initially, George attempted to continue working but found that he could not handle the more physically demanding aspects of his job. A series of medical examinations and x-rays ultimately would reveal that George had a torn rotator cuff. After one to two weeks of rest and therapy, doctors told George that he could return to work so long as he'did not do any heavy lifting. But George’s supervisor told George that unless he returned to unrestricted duty, he faced termination. At that point, George retained Della Rose (with whom he had no prior relationship) to pursue compensation for his workplace injury. At Della Rose’s request, George signed both a retainer agreement and a worker’s compensation claim form. In the meantime, the CHA put George on disability leave and George began to receive weekly disability checks amounting to 70 percent of his standard pay at the CHA.

George, it turns out, had a number of problems beyond his injury at the CHA. Since the early 1970s, George had been using cocaine in both its powder and crack forms; he had also experimented with heroin and marijuana as well as various other controlled substances. By the late 1980s, *895 George was addicted to both drugs and alcohol, and his alcohol abuse caused him to suffer occasional blackouts and memory loss. He also suffered from mental difficulties that included a history of suicide attempts. By 1989, his problems were causing him to miss so much work that Illinois Bell, where he had worked for more than 19 years, fired him for job abandonment.

After spending 13 months in a Veterans Administration hospital, George was discharged when he tested positive for morphine. George went to live with his mother and began to work for Motorola. Eventually, he lost his job with that company because of his tardiness.

It was in 1991 that George was hired by the CHA. During his employment with the CHA, his personal difficulties persisted. In or about 1993, he telephoned one of his therapists and announced that he was thinking about blowing up a CHA apartment building; he then locked himself inside of a CHA building, drank a pint of whiskey and swallowed a handful of sleeping pills in an effort to kill himself, and passed out. Tipped off to his bomb threat, police arrived and took him away in handcuffs. He was subsequently taken to a hospital psychiatric unit.

Similar episodes occurred in the years after George was injured and he retained Della Rose to pursue the workers’ compensation claim. George’s drug and alcohol abuse continued, and by his own account it was severe. He was in and out of hospitals for psychiatric treatment, entertained thoughts of both suicide and homicide, and suffered from auditory and possibly visual hallucinations. By 1998, George was in arrears in payments on his house and car and lost both to creditors. A friend took him in until he could find somewhere else to live.

On or about April 17, 1998, George telephoned Della Rose’s office to let him know that he had found an apartment in Hammond, Indiana; he left his new contact information with Della Rose’s secretary. Soon thereafter, George learned that Della Rose had sent him a letter in care of his mother, advising George that he had been contacted by the CHA and asking George to call him. (George previously had given Della Rose his mother’s contact information for use in case George could not be contacted directly.) On or about April 28, 1998, George spoke with Della Rose by telephone. At that time, Della Rose advised George that his case against the CHA remained pending but that the CHA was dragging its feet and that it likely would be some time before it was resolved.

That same month, the CHA stopped issuing disability payments to George. When George contacted Ben Geach, a claims supervisor at the CHA, to find out why he had not received two of the benefits checks he was expecting, Geach told him that his worker’s compensation suit had been settled. George immediately followed up with Della Rose’s office but was not able to speak with Della Rose at that time.

George would later testify that Della Rose never had a conversation with him in 1998 about settling his case, that he never received a copy of the settlement, and that he never signed the settlement documents. In addition, and more to the point for purposes of this ease, George testified that he did not receive a settlement check, let alone endorse it.

But Della Rose had, in fact, negotiated a settlement of George’s suit. Pursuant to the settlement agreement, George was to be paid a total of $80,000 in compensation for a permanent partial disability. Of that amount, Della Rose was to be paid $16,000, a figure amounting to 20 percent of George’s recovery (the maximum percentage permitted). An arbitrator for the lili- *896 nois Industrial Commission (“IIC”), which handles workers’ compensation claims, approved the settlement on May 1, 1998. Among other signatures, the approved agreement — known in IIC parlance as a settlement contract — bore what purported to be George’s signature. A forensic document examiner would later testify that this was not, in fact, George’s natural signature but rather a series of “drawings” or “attempted drawings.” Tr.

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Bluebook (online)
403 F.3d 891, 66 Fed. R. Serv. 1170, 2005 U.S. App. LEXIS 5696, 2005 WL 797292, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-steven-j-della-rose-ca7-2005.