United States v. Sparks

26 M.J. 676, 1988 WL 58348
CourtU S Air Force Court of Military Review
DecidedMay 23, 1988
DocketACM 26433
StatusPublished
Cited by2 cases

This text of 26 M.J. 676 (United States v. Sparks) is published on Counsel Stack Legal Research, covering U S Air Force Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Sparks, 26 M.J. 676, 1988 WL 58348 (usafctmilrev 1988).

Opinion

[677]*677DECISION

BLOMMERS, Judge:

The appellant stands convicted of use of cocaine after the discovery of its metabolite, benzoylecgonine, during urinalysis testing. The sentence, as adjudged by members and approved by the convening authority, is a bad conduct discharge and reduction to airman basic (E-l). The appellant now contends that his detailed trial defense counsel was statutorily barred from acting as his counsel.

The Charge and its Specification were preferred against the appellant on 21 April 1987. Through completion of the Article 82 Investigation the appellant was represented by Captain W., an area defense counsel assigned to Nellis Air Force Base, the situs of this trial proceeding. The charges were referred to trial on 27 May 1987. Captain H. was detailed as Government Representative during the Article 32 hearing (R.C.M. 405(d)(3)(A)) and performed all duties normally associated with that position. He also appears to have been detailed as trial counsel for some period of time thereafter, since he served the charges on the appellant on 28 May 1987 in that capacity (R.C.M. 602), and on 1 June indorsed a defense request for delay of the trial originally scheduled to commence on 3 June. In late June or early July 1987, Captain H. was transferred from the base legal office and became one of the base’s area defense counsel. Shortly thereafter he was detailed to represent the appellant, and did so throughout the trial. During the initial session of the trial Captain H. brought his prior involvement in the case to the attention of the military judge. As to how it came about, Captain H. stated:

And knowing that I, at the end of June or the early part of July, would be the area defense counsel, I knew that I would no longer, most probably, be detailed as trial counsel any further to the case.
I did not at that time understand — as I feel my perception is now — that I would be barred from defending Sergeant Sparks.
With two urinalysis cases back to back that Captain [W.] was to be defending, I offered my services that I might take either one of those cases. She suggested the case of — I’m not exactly sure how it was that Sergeant Sparks’ case was suggested. He had in fact requested independent defense counsel, ... [a counsel] from the Circuit, and that request was turned down because of his unavailability, ....
That being the case, late, late in the week of, I believe, June 27 through July 3, ... I was approached by Sergeant Sparks who indicated to me that yes, he would be willing to use my services as his defense counsel.

That is the extent of the record as to the formation of the attorney-client relationship between Captain H. and the appellant and the severance of that relationship with Captain W.1

Article 27(a)(2), U.C.M.J., 10 U.S.C. § 827(a)(2), provides:

No person who has acted as investigating officer, military judge, or court member in any case may act later as trial counsel, assistant trial counsel, or, unless expressly requested by the accused, as defense counsel or assistant or associate defense counsel in the same case. No person who has acted for the prosecution may act later in the same case for the defense, nor may any person who has acted for the defense act later in the same case for the prosecution.

[678]*678See also R.C.M. 502(d)(4); ABA Standards for Criminal Justice, The Defense Function, Std. 4-3.5, and Commentary at 4.44-4.45 (2d Ed. 1982 Supp., Vol. I). Further, once an attorney-client relationship has been formed, an attorney is bound by his professional duty not to divulge information protected by the attorney-client privilege under the law, or use such information to the disadvantage of his client, be the client a government, a private entity or individual person. ABA Code of Professional Responsibility, EC 4-5 and DR 4-101. In general, these standards are applicable to Air Force military justice proceedings. Air Force Regulation 111-1, Military Justice Guide, para. 1-9 (1 August 1984). Elaborating upon the above codal provision, paragraph 61 f(4) of the Manual for Courts-Martial, 1969 (Rev.), stated in part:

If it appears that any member of the defense has previously acted in the same case for the prosecution, he will be excused forthwith. If a member of the defense is the accuser or has participated in the case as an investigating officer, military judge, or court member, he will be excused unless the accused expressly requests his services.

Under these provisions, it appears that a counsel who has formed an attorney-client relationship with the government would be statutorily barred per se from subsequently serving as defense counsel in the same case, whereas one whose participation did not require formation of an attorney-client relationship, albeit technically acting for the government, would be barred from subsequently serving as defense counsel unless “the accused expressly requests his services.” This analysis comports with that of the Court of Military Appeals in United States v. Catt, 1 M.J. 41 (C.M.A. 1975), the seminal case interpreting the meaning of these provisions. In Catt, a member of the defense team had previously assisted in the preparation of the pretrial advice to the convening authority in the same case. His assistance extended only to summarizing the testimony of several witnesses given at the Article 32 Investigation. The Court found that this involvement did not establish an attorney-client relationship between the counsel and the prosecution which gave him special knowledge about the prosecution’s case. His prior involvement was certainly less than the Article 32 investigator (who has a statutory duty to make a recommendation for or against trial on the charges), therefore he was not prohibited from serving as a defense counsel if requested by the accused. The accused having made such a request, removal of this counsel by the military judge was reversible error. However, neither appellate counsel’s nor our research has disclosed a military case which dealt with the precise issue we are facing in this case: the continued representation of the appellant by a counsel who had clearly formed an attorney-client relationship for the prosecution. Cf. United States v. Williams, 21 U.S.C.M.A. 459, 54 C.M.R. 233 (1972); United States v. Coleman, 19 U.S.C.M.A. 524, 42 C.M.R. 126 (1970); United States v. Green, 5 U.S.C.M. A. 610, 18 C.M.R. 234 (1955) (general prejudice found where counsel appointed to represent the accused subsequently assisted the prosecution).

Interestingly, the clearly prohibitive language contained in the 1969 Manual, that a defense counsel who has previously acted “for the prosecution ... will be excused forthwith,” has not been carried over in the 1984 Manual, either directly or by reference. However, the new Manual’s drafters indicate that there are both waivable and non-waivable disqualifications. R.C.M. 901(d)(3) provides: “If it appears that any counsel may be disqualified, the military judge shall decide the matter and take appropriate action.” The Discussion section under Rule 901(d) states in part:

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Related

United States v. Starks
36 M.J. 1160 (U.S. Army Court of Military Review, 1993)
United States v. Sparks
29 M.J. 52 (United States Court of Military Appeals, 1989)

Cite This Page — Counsel Stack

Bluebook (online)
26 M.J. 676, 1988 WL 58348, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-sparks-usafctmilrev-1988.