United States v. Snellen Johnson

735 F.2d 1200, 1984 U.S. App. LEXIS 21101, 15 Fed. R. Serv. 1588
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 26, 1984
Docket83-5012
StatusPublished
Cited by61 cases

This text of 735 F.2d 1200 (United States v. Snellen Johnson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Snellen Johnson, 735 F.2d 1200, 1984 U.S. App. LEXIS 21101, 15 Fed. R. Serv. 1588 (9th Cir. 1984).

Opinion

CHOY, Circuit Judge.

This case revolves around Navsat Systems, Inc. (“Navsat”), a company conceived in 1966 to develop a system for using satellites to navigate ships at sea, and International Resources, Inc. (“IR”), Navsat’s parent company. The Government contended that Johnson, a central figure in the management of Navsat and IR, used those companies in a scheme to defraud several investors of funds aggregating approximately $3.75 million. Johnson, along with Spencer Hooper and C. Roland Long, was charged in a thirty-count indictment for mail fraud (18 U.S.C. § 1341), securities fraud (15 U.S.C. §§ 77q(a), 77x), interstate transportation of property obtained by fraud (18 U.S.C. § 2314), wire fraud (18 U.S.C. § 1343), and aiding and abetting (18 U.S.C. § 2). A jury found Johnson guilty as charged on all counts. Johnson was sentenced to 25 years in prison. He now appeals, and we affirm.

I. The Ex Parte Hearing

During the last few days of Johnson’s trial, the judge granted the prosecutor’s request for an ex parte hearing. After that hearing and out of the presence of the jury, the district judge informed Johnson that he would be remanded to custody without bail from that point on. Thereafter, United States marshals accompanied Johnson wherever he went. The district judge, however, allowed Johnson to dress in street clothes, directed the marshals to sit among the spectators, and told the jury that marshals enter and leave the courtroom as a matter of business. In the meantime, Johnson took an emergency appeal to this court. The jury reached its verdict, however, before we rendered our decision vacating the district court’s order revoking bail, United States v. Johnson, No. 82-1710 (9th Cir. Dec. 20, 1982) (order).

Johnson claims that the district judge’s actions in connection with the ex parte hearing denied him due process at trial and at sentencing.

Johnson asserts generally that the in camera hearing had a “chilling effect” on the trial. He claims that the ex parte nature of the hearing, and the subsequent revocation of bail, hindered his counsel’s ability to make tactical decisions for fear that any misstep would open the door to highly damaging information that his counsel would not be prepared to counter. Johnson, however, can only point to a generalized “bad effect” or “chilling effect” on the trial. He has not specified how the judge’s actions prejudiced his rights at trial or at sentencing. Cf. Baumann v. United States, 692 F.2d 565, 571 (9th Cir.1982) (“Mere conclusory statements” in a 28 U.S.C. § 2255 petition do not justify a hearing, although hearing must be ordered unless petition states no claim for relief). Thus, although the district court’s order revoking bail was erroneous it is not reversible error because we are satisfied that no prejudice occurred. 1 See United States v. Allison, 414 F.2d 407, 414-15 (9th Cir.), cert. denied, 396 U.S. 968, 90 S.Ct. 449, 24 L.Ed.2d 433 (1969).

Johnson also complains that the jury saw him surrounded by U.S. marshals. There was no prejudice, because the trial court took great pains to downplay the role of the marshals. See United States v. Acosta-Garcia, 448 F.2d 395, 396 (9th Cir.1971).

Johnson asserts that the trial judge gave undue weight at sentencing to the information disclosed at the in camera hearing. We have suggested that a trial judge who has received damaging in camera information should refer sentencing to another' judge in such situations. United States v. Lee, 648 F.2d 667, 669 n. 3 (9th Cir.1981). Here, however, the trial judge expressly *1202 denied that he considered that information at all, and the length of the sentence (25 years for 30 felony convictions) does not belie the judge’s assertion. We realize the potential for prejudice, but we must trust judges to rise above impermissible influences. Id. at 669; Farrow v. United States, 580 F.2d 1339, 1350 (9th Cir.1978) (en banc).

II. The Fraud Expert

Johnson complains that the district court allowed Phillip Kitzer to testify for the Government as an expert witness on fraudulent schemes. The federal courts uniformly hold, however, that government agents or similar persons may testify as to the general practices of criminals to establish the defendants’ modus operandi. Such evidence helps the jury to understand complex criminal activities, and alerts it to the possibility that combinations of seemingly innocuous events may indicate criminal behavior. E.g., United States v. Daniels, 723 F.2d 31, 32-33 (8th Cir.1983) (expert testifying on general practices of drug dealers); United States v. Burchfield, 719 F.2d 356, 357-58 (11th Cir.1983) (general practices of people passing counterfeit currency); United States v. Hensel, 699 F.2d 18, 38 (1st Cir.) (general practices of drug smugglers), cert. denied, — U.S. —, 103 S.Ct. 2431, 77 L.Ed.2d 1317, — U.S. —, 104 S.Ct. 91, 78 L.Ed.2d 99, — U.S. —, 104 S.Ct. 94, 78 L.Ed.2d 100 (1983); United States v. Kampiles, 609 F.2d 1233, 1247 (7th Cir.1979) (Soviet intelligence recruiting practices), ce rt. denied, 446 U.S. 954, 100 S.Ct. 2923, 64 L.Ed.2d 812 (1980). The trial judge’s determination that the probative value of Kitzer’s testimony outweighed any prejudicial effect is sound.

Johnson also claims error in that Kitzer’s testimony went beyond the bounds set by the court’s pretrial order. In the two instances where Kitzer’s testimony may have crossed the line, the trial judge ordered the testimony stricken and admonished the jury accordingly.

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Bluebook (online)
735 F.2d 1200, 1984 U.S. App. LEXIS 21101, 15 Fed. R. Serv. 1588, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-snellen-johnson-ca9-1984.