United States v. Smith

577 F. Supp. 1232, 15 Fed. R. Serv. 644, 1983 U.S. Dist. LEXIS 11492
CourtDistrict Court, S.D. Ohio
DecidedNovember 21, 1983
DocketCr-3-82-28
StatusPublished
Cited by3 cases

This text of 577 F. Supp. 1232 (United States v. Smith) is published on Counsel Stack Legal Research, covering District Court, S.D. Ohio primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Smith, 577 F. Supp. 1232, 15 Fed. R. Serv. 644, 1983 U.S. Dist. LEXIS 11492 (S.D. Ohio 1983).

Opinion

DECISION AND ENTRY SUSTAINING DEFENDANT’S MOTION TO DISMISS INDICTMENT; INDICTMENT DISMISSED; TERMINATION ENTRY

RICE, District Judge.

The pending motion by Defendant Maurice Smith to dismiss the indictment in this case presents important and difficult questions concerning the rights of defendants at trial and the proper scope of police investigative methods in our criminal justice system. For the following reasons, the Court sustains Defendant’s motion, and will dismiss the indictment against him.

On June 22, 1982, an indictment was returned in federal court charging Defendant with four counts of unlawfully acquiring and possessing federal food stamps, in violation of 7 U.S.C. § 2024(b)(1). Trial before a duly empaneled jury commenced on September 7, 1982, and when the jury was unable to reach a verdict on September 15, 1982, this Court declared a hung jury. Defendant’s principal defense at trial had been that he was entrapped by the actions of an undercover City of Dayton policeman, one D.R. Hopper. At least two of Defendant’s witnesses at trial, William Looney and Crystal Hidgon, contradicted certain testimony of Hopper. On September 15, 1982, Defendant moved to dismiss the indictment (even before the jury had completed its deliberations), due to prosecutorial misconduct. Defendant’s allegations of misconduct were premised on various police officers having contacted and interviewed Looney, Higdon, and other persons, after their testimony but while the federal court trial was still ongoing.

Meanwhile, Defendant was indicted in state court on a charge of bribery of a police officer. As herein, Defendant moved in that court to dismiss the indictment for prosecutorial misconduct, since he had intended to call Looney and Higdon, among others, at the state trial which was scheduled to be held subsequent to the federal litigation. Judge John M. Meagher sustained the motion, holding that Defendant’s due process rights had been violated, since the police actions had sufficiently intimidated and harassed Looney and Higdon so that they would refuse to testify freely (or to testify at all) at the state trial. State of Ohio v. Smith, No. 82-CR-1130 (Common Pleas Ct. Montgomery Co., Ohio Jan. 27, 1983). Judge Meagher’s decision was recently affirmed on appeal. No. 8228 (Ct. App. Montgomery Co., Ohio Oct. 25, 1983). *1234 Both Looney and Higdon testified at a hearing held on the motion to dismiss before Judge Meagher.

This Court held evidentiary hearings on the motion to dismiss in April and June of this year. Crystal Higdon, while subpoenaed, did not appear to testify at the hearing. Oral argument was heard on Defendant’s motion on October 14, 1983.

Before addressing the substance of Defendant’s motion, the Court will examine a threshold issue, whether Crystal Higdon’s testimony at the state court hearing can be considered by this Court in disposing of Defendant’s motion to dismiss the indictment. Having concluded that her testimony can be used, the Court will consider whether the allegations of police misconduct and prejudice to the Defendant warrant dismissal of the indictment in this case.

I. USE OF CRYSTAL HIGDON’S TESTIMONY

Depositions or transcripts of prior testimony can be read in criminal hearings or trials, if the witness is “unavailable” as defined by the Federal Rules of Evidence. Fed.R.Crim.P. 15(e). Fed.R.Evid. 804(a)(5), in turn, states that a witness can be considered “unavailable” if the witness

is absent from the hearing and the proponent of his statement has been unable to procure his attendance ... by process or other reasonable means.

For the purpose of this case, if the witness is found to be unavailable, then the former testimony could be considered in a present proceeding under the hearsay exception found at Fed.R.Evid. 804(b)(5). 1

This Court spent considerable time with counsel discussing whether Crystal Higdon was, in fact, unavailable, within the meaning of Fed.R.Evid. 804(a)(5), to testify at the federal court hearing. See Tr. 574-619. The Court now holds that Defendant’s counsel has indeed “been unable to procure [Ms. Higdon’s] attendance ... by process or other reasonable means.”

In an analogous factual context, the Supreme Court has stated that unavailability is measured by the “reasonable, good faith” efforts of counsel to obtain a witness to testify. Ohio v. Roberts, 448 U.S. 56, 74, 100 S.Ct. 2531, 2543, 65 L.Ed.2d 597 (1980) (interpreting confrontation clause of the Sixth Amendment). Defendant’s counsel in this case made “reasonable, good faith” efforts to procure the presence and testimony of Crystal Higdon for the federal court hearing. Counsel for Defendant attempted to serve a subpoena on Ms. Higdon for this Court’s hearing, and apparently succeeded, but she did not appear. Counsel later encountered Ms. Higdon by accident, and repeated his efforts to obtain her presence. She did not respond to those entreaties, and counsel has been unable to obtain her telephone number or to call her. Tr. 579-80. Based on her actions, and his conversations with her and her mother, counsel concluded that Ms. Higdon had refused to come to this Court due to her fear of harassment by the police and adverse publicity in this case. This Court suggested that both counsel take a deposition of Ms. Higdon, which would seemingly obviate her concern. Tr. 595. Over a period of several weeks, counsel attempted to follow this suggestion, arranged a deposition, and served Ms. Higdon personally with a subpoena. Tr. 600. Despite these efforts, she refused to be deposed, and later wrote a letter to Defendant’s counsel, indicating that she would refuse to testify due to the publicity surrounding the case and her fear of harassment by the police. Tr. 603-04.

These facts sufficiently indicate that Defendant’s counsel has exhausted “other reasonable means” in attempting to secure Crystal Higdon’s live testimony for this Court. Cf. Ohio v. Roberts, 448 U.S. at 75-76, 100 S.Ct. at 2543-44. Accordingly, Fed.R.Crim.P. 15(e) permits this Court to review her transcribed testimony in state *1235 court in disposing of Defendant’s motion to dismiss the indictment. 2

II. DISMISSAL OF INDICTMENT

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Cite This Page — Counsel Stack

Bluebook (online)
577 F. Supp. 1232, 15 Fed. R. Serv. 644, 1983 U.S. Dist. LEXIS 11492, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-smith-ohsd-1983.