United States v. Smith

8 C.M.A. 178, 8 USCMA 178, 23 C.M.R. 402, 1957 CMA LEXIS 431, 1957 WL 4506
CourtUnited States Court of Military Appeals
DecidedJuly 26, 1957
DocketNo. 9484
StatusPublished
Cited by16 cases

This text of 8 C.M.A. 178 (United States v. Smith) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Smith, 8 C.M.A. 178, 8 USCMA 178, 23 C.M.R. 402, 1957 CMA LEXIS 431, 1957 WL 4506 (cma 1957).

Opinions

Opinion of the Court

George W. Latimer, Judge:

After a trial by general court-martial, the accused was convicted of the commission of three offenses proscribed by the Uniform Code of Military Justice. He had been ultimately charged with violation of Articles 95, 128, and 122, 10 USC §§ 895, 928, and 922, respectively. The various specifications under those Articles alleged escape from lawful confinement, aggravated assault (to which specification and charge the accused pleaded guilty), and robbery. The sentence imposed was confinement at hard labor for two years, total forfeitures of pay and allowance, and a bad-conduct discharge. The convening authority affirmed the proceedings, but the board of review disapproved both the findings and the sentence. Its decision is bottomed on the fact that the convening authority, in his referral of the charges to trial by general court-martial, directed trial counsel to amend the specification stating larceny to one alleging robbery. Up to that point, the specification had not alleged that the accused had taken the property by force and violence. In compliance with the convening authority’s directive, trial counsel made the necessary changes and then served accused with a copy of the charges. The board of review concluded that, by his actions in the case, the convening authority became an accuser and, therefore, was disqualified to appoint a court-martial to hear any of the charges.

The Judge Advocate General of the Navy thereafter certified this question to us for answer:

“As a matter of law, was the convening authority an accuser under the circumstances of this case?”

Absent the signing of a charge sheet, whether a convening authority is an accuser in a given case is one of fact. Paragraph 5a (4), Manual for Courts-Martial, United States, 1951. Therefore, we look to the facts in this record to ascertain the status of the officer who ordered the accused tried for the crime of robbery. We narrow the question to that particular offense, for it is beyond cavil that the functionary here involved could not have been an accuser as to the offenses pleaded originally.

The accused was a prisoner at the time the offenses charged against him are alleged to have been committed. On the day of this occurrence, he and two fellow-prisoners were assigned to a work party under the supervision of a prison guard. During a rest period, the guard, who was armed with a police stick and a .45 caliber pistol, proposed to give the prisoners a demonstration of the alacrity with which he could draw the latter weapon. He handed the accused his club with directions to place it against his back simulating the use of a pistol. When the guard turned his back, the accused decided to end the demonstration, for he seized the occasion to forcibly apply the club to the guard’s head. The guard became a reluctant victim, and a surprising number of blows were required to render him hors de combat, but in the end, the prisoners obtained his pistol and made their escape. They were apprehended shortly thereafter, and the pistol was found in the possession of the accused.

In due time, the guard signed and swore to charges against the accused. The charge which concerns us alleged larceny, and the specification thereunder stated that the offender did “steal a U. S. Government .45 caliber revolver, serial number 1548139, of a value of about $53.00, the property of the U. S. Government.” An Article 32 investigation followed and, after completion of the hearing, the investigating officer’s report to the accused’s commanding officer was prepared and forwarded. It recommended a trial by general court-[181]*181martial on the charges and specifications set forth in the original charge sheet. The commanding officer concurred in the recommendation, and the record was forwarded to the convening authority for his action. In accordance with the Code, the legal officer for the Sixth Naval District reviewed the record and advised the convening authority that, in his judgment, the accused should be tried for committing the crime of robbery, the offense best supported by the record. The convening authority followed the advice of his legal adviser and forwarded instruction to trial counsel to make the necessary changes in the specification. It is this order which poses the important question in this case.

Article 1(11), Uniform Code of Military Justice, 10 USC § 801, defines an accuser as the person who signs or swears to charges, the person who directs that another nominally sign and swear to charges, or any other person who has an interest other than an official interest in the prosecution of the accused. We can dispose of the first ground expeditiously, for it is not contended with reference to that part of the tripartite accuser definition that the convening authority signed or swore to the charges.

Likewise, the disqualification set out in the second part of the codal definition of an accuser need not detain us long. That disability occurs when the charges are signed nominally by a third person upon the convening authority’s direction. We suppose that implicit in that disqualification is the theory that one cannot escape his personal interest in a charge by directing another person to formalize the pleadings. We will later dispose of the personal interest element of the disqualification and, minus that ingredient, the remaining argument misses the point. The only charges actually sworn to in this instance were the original ones, and the guard was the true accuser. He was the man offended against and the victim of the assault. He had a personal interest in the prosecution, and he was the person most familiar with the facts and circumstances surrounding the crime. However, it was not his function to know the Article under which the offense should have been laid, and it was not his oversight that the original charge was larceny and not robbery. He should have been directed to sign the amended charge sheet, and, if that had been done, no question could have been raised that he did so nominally. While trial counsel was the addressee of the directions to amend, he should not have sworn to the charges, for he had no independent knowledge of their accuracy and truthfulness. In addition, he had been ordered to try the case, and it is best that he not step out of character by appearing as an accuser. While the convening authority directed the amendment, he did not issue instructions requiring any individual to sign the charges, nominally or otherwise, but neither did he direct that they not be signed. In the final analysis, the failure in this case to have the charges sworn to must be charged to trial counsel for, after amending the charges, the proper procedure would have been for him to have the original accuser sign the amended charge sheet. But trial counsel’s failure to carry out all the legal requirements necessary to perfect the record does not justify a conclusion that the convening authority should be disqualified under a theory that he ordered the charges to be amended and, therefore, had the regular proceedings been carried out, any person signing the charges would have been his alter ego. We have already shown the true accuser could not have been found to occupy that status.

We, therefore, move on to the third ground to consider whether the convening authority had an interest other than an official interest in this prosecution. If he did, under our previous holdings he was disqualified to convene the court. United States v Gordon, 1 USCMA-255, 2 CMR 161. See United States v Haimson, 5 USCMA 208, 17 CMR 208; United States v Blau, 5 USCMA 232, 17 CMR 232.

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Cite This Page — Counsel Stack

Bluebook (online)
8 C.M.A. 178, 8 USCMA 178, 23 C.M.R. 402, 1957 CMA LEXIS 431, 1957 WL 4506, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-smith-cma-1957.