United States v. Smart

278 F.3d 1168, 2002 U.S. App. LEXIS 1318, 2002 WL 110412
CourtCourt of Appeals for the Tenth Circuit
DecidedJanuary 29, 2002
Docket00-6458
StatusPublished
Cited by7 cases

This text of 278 F.3d 1168 (United States v. Smart) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Smart, 278 F.3d 1168, 2002 U.S. App. LEXIS 1318, 2002 WL 110412 (10th Cir. 2002).

Opinion

BRORBY, Senior Circuit Judge.

A jury convicted James Robert Smart of bribing a government official in violation of 18 U.S.C. § 666(a)(2). Federal agents developed significant evidence used against Mr. Smart during the trial through the use of wiretaps allowing agents to hear and record Mr. Smart’s telephone conversations. Title III of the Omnibus Crime Control and Safe Streets Act of 1968, as amended, 18 U.S.C. §§ 2510-2522 (1994 & Supp.2000), requires federal agents seeking a wiretap authorization to obtain approval first from the Attorney General, or a designated Assistant Attorney General, and then in turn from a federal judge of competent jurisdiction. United States v. Castillo-Garcia, 117 F.3d 1179, 1184-85 (10th Cir.), cert. denied, 522 U.S. 962, 974, 118 S.Ct. 395, 428, 139 L.Ed.2d 309, 328 (1997). Moreover, agents may only obtain authorization to investigate certain serious offenses enumerated by statute. 18 U.S.C. § 2516. Mr. Smart asserts on appeal that during this wiretap authorization procedure, investigating authorities and two federal judges made references to offenses not enumerated in the statute, thereby rendering the authorization and recordings illegal. Mr. Smart concludes he is entitled to a new trial because the illegally obtained telephone recordings should have been suppressed by the district court. Because we conclude the wiretap authorizations were legal, we affirm the district court’s ruling.

BACKGROUND

In the late 1990s an extensive federal investigation focused on the activities of Brent Eugene VanMeter, an Oklahoma State Department of Health official responsible for the oversight of nursing homes throughout Oklahoma. Using a va *1170 riety of conventional investigation techniques, federal agents came to suspect several illegal schemes designed to make money through defrauding the government and nursing home patients. Hoping to flush out the extent of these illegal activities, investigators sought permission to intercept the suspects’ telephone conversations.

On March 9, 2000, investigators obtained a memorandum from an Assistant Attorney General allowing them to seek a court order authorizing interception of wire communications for thirty days in order to investigate possible violations of seven federal offenses. Five of these offenses are clearly enumerated as subject to investigation by wiretap. 1 18 U.S.C. § 2516(l)(c). However, the United States Code sections involving two of the seven offenses are not specifically mentioned in 18 U.S.C. § 2516. These two offenses are 18 U.S.C. § 371 (conspiracy to violate the laws of the United States) and 42 U.S.C. § 1320a-7b (fraud relating to federal health care programs). 42 U.S.C. § 1320a-7b is clearly not an offense enumerated in 18 U.S.C. § 2516. However, § 2516 does state that a federal judge may authorize interception of wire communications “when such interception may or has provided evidence of ... any conspiracy to commit any offense described in any subparagraph of this paragraph,” thereby arguably extending to 18 U.S.C. § 371. 18 U.S.C. § 2516(l)(p) (emphasis added). 2

The next day, a Department of Justice official submitted an application for authorization to intercept wire communications to a United States district court judge. In two places this application incorrectly characterized all seven of the suspected offenses as enumerated in 18 U.S.C. § 2516(l)(c). 3 Later that day, the district court issued an order authorizing federal agents to proceed with the wiretaps. Using language closely tracking the application, the district court’s findings also incorrectly characterized all seven of the suspected offenses as enumerated in 18 U.S.C. § 2516(l)(e). 4 However, in the por *1171 tion of the order setting out the district court’s directives, authorization to intercept wire communications was limited to only three of the seven offenses. 5 These offenses were 18 U.S.C. § 371 (conspiracy), 18 U.S.C. § 1951 (interference with commerce by threats or violence), and 18 U.S.C. § 1952 (interstate and foreign travel or transportation in aid of racketeering).

For the next thirty days, federal agents proceeded to intercept telephone calls and gather evidence against the targets of their investigation. On April 11, 2000, the Assistant Attorney General gave permission to seek a second wiretap order extending the wiretap authorization an additional thirty days. This memorandum added two additional offenses to the previous seven, referencing a total of nine possible statutory violations. The added offenses were 18 U.S.C. § 1341 (relating to mail fraud) and 18 U.S.C. § 1518 (obstruction of criminal investigation of health care offenses). Section 1341 is enumerated; however, 18 U.S.C. § 1518 is not an enumerated offense subject to wiretap investigation under federal law. 18 U.S.C. § 2516. The Department of Justice then submitted an application for an extension of time on the previous wiretap order. This application also incorrectly characterized all the suspected offenses as enumerated in 18 U.S.C.

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278 F.3d 1168, 2002 U.S. App. LEXIS 1318, 2002 WL 110412, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-smart-ca10-2002.