United States v. Sims

201 F. Supp. 405, 1962 U.S. Dist. LEXIS 5375
CourtDistrict Court, M.D. Tennessee
DecidedJanuary 16, 1962
DocketCr. No. 13042
StatusPublished
Cited by4 cases

This text of 201 F. Supp. 405 (United States v. Sims) is published on Counsel Stack Legal Research, covering District Court, M.D. Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Sims, 201 F. Supp. 405, 1962 U.S. Dist. LEXIS 5375 (M.D. Tenn. 1962).

Opinion

GRAY, District Judge.

This is a prosecution for conducting a. lottery without registering and paying tax as required by the Internal Revenue Code, Sections 4401, 4411, 4412 and 6011, 26 U.S.C.A. §§ 4401, 4411, 4412, 6011, and in violation of Sections 7203 and 7262, 26 U.S.C.A. §§ 7203, 7262. Trial by jury was waived.

The defendant, who rested without, presenting any evidence, now renews by motion for judgment of acquittal at the-close of all the evidence all questions previously raised in his amended pre-trial motion to suppress evidence and his motion for judgment of acquittal at the close of the government’s case. Counsel have submitted the case on briefs.

The prosecution is based upon evidence-obtained from the defendant’s home September 28, 1960, under a search warrant, issued the previous day. The warrant was issued by the United States Commissioner on the basis of an affidavit, executed by F. C. Smith, a special agent of the Internal Revenue Service, partially on a printed form and partially on two-attached sheets of paper. In the space-provided for the defendant’s name on the-printed form, Agent Smith entered only a street address with a parenthetical' reference to the more detailed description of the premises in the body of the-affidavit. This more detailed description disclosed that the address was that of a dwelling house with a rural type mail' box bearing the name, “S. S. Sims.” In-the course of his account on the attached" sheets, the officer referred to the house-as the “Sims dwelling.”

[407]*407The two attached sheets, together constituting “Attachment #1,” contain the facts the officer relied upon as supporting his belief that lottery paraphernalia could be found in the dwelling. The text of the attachment is set out below.1 The [408]*408pertinent facts to be gleaned from the attachment may be summarized thus:

1. Another special agent asked Agent Smith on August 11, 1960, to assist in watching the defendant’s dwelling.

2. Somebody had classified the dwelling as “a suspected lottery bank” on some basis not disclosed in the affidavit.

3. Agent Smith also had occasion to watch a place known as “Johnson’s Variety Store,” which somebody had classified as “a suspected lottery drop,” again without disclosure of the basis of the classification.

4. The first incident the officer included in his affidavit occurred nearly a month after he was asked to assist in watching the house.

5. The officer observed the movements of from two to four different persons in three different automobiles bearing consecutive license numbers in six incidents — two incidents on each of three different days.

6. These incidents occurred on the morning and afternoon of September 8, the afternoon of September 9, and the morning and afternoon of September 23.

7. Each incident involved the arrival of a single automobile at the dwelling, and in five of the cases the person entering the house carried a bag or sack described, if at all, only as being of brown paper.

8. The agent observed the last two arrivals shortly after having observed the same automobiles parked across the street from the variety store.

9. In the officer’s opinion (based on his “personal experiences, as a special agent”), these incidents formed a “pattern of daily entering and leaving” the premises at hours coinciding “with the usual daily drawings of a lottery.”

10. No registration had been made or wagering tax stamp issued for that address.

If the strongest parts of this evidence-be taken out of context, it might be possible to suppose that the agent had received information that the house was a lottery bank and the variety store a. lottery drop, and that he had investigated and found a consistent pattern of activity that, in his expert opinion, was so clearly that of a numbers operation as. to negate the possibility of coincidence. But, as the government correctly points out in its brief, the affidavit must be read as a whole.

First, the character and source-of the information on which Agent Smith and the officer he was assisting began their investigation were not disclosed. The classification of the house as a suspected lottery bank and of the store as a suspected lottery drop adds nothing to the obvious implication of any search warrant affidavit of this kind that investigation was undertaken because somebody had become suspicious. If the-grounds on which the suspicion was based had been of probative value they should have been stated in the affidavit. If the basis of the suspicion had no probative-value, the suspicion itself has none. International Paper Co. v. United States, 227 F.2d 201, 205 (5th Cir. 1955).

Second, six isolated incidents of persons entering the house, each innocent in itself, scattered over a period of more than two weeks in the course of an investigation lasting seven weeks can hardly be said to have established a “pattern of daily entering and leaving” from which a further inference of criminal activity might have been drawn, even by an expert. The affidavit does not state that the three days on which the incidents occurred were the only three days during which surveillance was made of the house. If this were the actual case, it would be more persuasive that a pattern of daily entering and leaving had been established. In the absence of such a [409]*409rstatement, however, from the dates shown in the affidavit as to the beginning of the surveillance and of its conclusion, the inference must be drawn that these were not the only days on which surveillance was had but the only days on which incidents occurred which were deemed worthy of including in the affidavit. On the trial, the agent testified that he knew the defendant, Sam Sims, Jr., at the outset of the investigation; that the defendant was one of the persons described in the affidavit; further, it was shown that the defendant had previously held a wagering tax stamp but did not have one during the period involved. None of these facts are stated in the affidavit and, of course, subsequent testimony cannot be used to bolster such an affidavit. Baysden v. United States, 271 F.2d 325 (4th Cir. 1959).

Third, the affidavit discloses that the affiant was merely assisting in watching the house, yet there is no affidavit from the officer he was assisting. If the government should fail to produce an important witness available to it in a full adversary proceeding, a presumption would arise that the witness’s testimony would be unfavorable. United States v. Di Re, 332 U.S. 581, 593, 68 S.Ct. 222, 92 L.Ed. 210 (1948). In an ex parte proceeding involving so fundamental a matter as the citizen’s right to be secure in his home against arbitrary incursions of the police, the same principle should have some application, particularly when the government seeks to base probable cause on a mere pattern formed by otherwise innocent activity.

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Bluebook (online)
201 F. Supp. 405, 1962 U.S. Dist. LEXIS 5375, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-sims-tnmd-1962.