United States v. Simpson

443 F. App'x 625
CourtCourt of Appeals for the Second Circuit
DecidedOctober 28, 2011
Docket10-2186-cr
StatusUnpublished
Cited by1 cases

This text of 443 F. App'x 625 (United States v. Simpson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Simpson, 443 F. App'x 625 (2d Cir. 2011).

Opinion

SUMMARY ORDER

Defendant-appellant David Z. Simpson (“Simpson”) challenges his conviction by a jury on four counts of drug importation and distribution, claiming that his right to the effective assistance of counsel was violated by his attorney’s failure to impeach a government witness. Simpson also challenges his sentence on grounds of procedural and substantive unreasonableness.

*627 Background

Simpson was arrested on December 18, 2007, at John F. Kennedy International Airport (“JFK”). Earlier that day, a Border Patrol Officer had arrested a co-conspirator, Linette Santana, upon her arrival from Trinidad carrying a suitcase with a false bottom containing a white, powdery substance. 1 Santana agreed to participate in a controlled delivery and was sent back out to the lobby, where Simpson approached her. The two were observed speaking to one another and making calls on their cellular phones before heading to the parking lot, where they were arrested as they placed the suitcase into the trunk of a silver sedan belonging to Simpson’s wife. Upon arrest, Simpson was immediately taken for questioning. 2 As agent Christopher Lau later testified at trial, Simpson said that he had come to the airport to pick up Santana as a favor for a friend, called “Q,” and that he had brought Santana to the airport the previous week at Q’s request. In addition, Lau testified, Simpson stated that “Ms. Santana had inquired if she was to be paid and he [Simpson] indicated she would be pa[i]d in a couple of days.” Trial Transcript 245.

In addition to Lau, the government’s trial witnesses included Michelle Year-wood, a cooperating witness and co-conspirator who had pleaded guilty to an importation charge after being arrested at JFK in September 2007 with a suitcase containing 2.779 kilograms of cocaine. Yearwood testified that she had worked as a courier for Simpson, carrying cash into the United States from Trinidad. She testified that she had spoken to Simpson on the phone on numerous occasions and that he had freely discussed his involvement in the importation of drugs from Trinidad. Further, she testified that, on one occasion, she personally observed Simpson and another co-conspirator extract from a suitcase several packages of a “white substance,” which she presumed to be cocaine, and empty them into two gallon-sized zip-lock bags. Additional evidence presented by the government included scraps of paper found in Simpson’s pocket that contained the phone numbers of other co-conspirators, parking records from JFK showing that the car registered to Simpson’s wife had entered and left the JFK parking lot 18 times in the six months prior to his arrest, and phone records showing numerous calls to and from Year-wood.

Simpson was convicted on all counts. At sentencing, the government asserted that the Guidelines range for his offenses was 135-168 months, based on Simpson’s criminal history category of I, a base offense level of 30 (resulting from its calculation that Simpson’s conduct involved at least 3.5 kilograms of cocaine), and a three-level enhancement for Simpson’s role as a manager or supervisor of criminal activity involving five or more persons. Simpson argued for a non-Guidelines sentence of 60 months, the statutory minimum. He claimed that the government could tie him to only 2.779 kilograms of cocaine, less than the 3.5 kilograms necessary to raise the offense level from 28 to 30, and that no enhancement for his role should apply. The District Court concluded that the government had shown that Simpson’s conduct involved at least 3.5 kilograms of cocaine, but that it had not shown that *628 Simpson was a manager of criminal activity involving five or more persons. Accordingly, it calculated a Guidelines range of 121-151 months, based on an offense level of 30 and a two-level role enhancement. It then imposed a mid-Guidelines sentence of 135 months, to run concurrently on all counts.

We assume the parties’ familiarity with the remaining factual and procedural background of the case.

Ineffective Assistance of Counsel at Trial

Simpson contends that he was denied the effective assistance of counsel when his attorney failed to challenge Lau’s testimony regarding his post-arrest statements. Though Lau testified that Simpson had told him that he assured Santana that she would be paid “in a couple of days,” Lau’s typed interview notes conceivably could be read to indicate that Simpson, upon Santana’s inquiry about payment, phoned Q and only then relayed Q’s answer to Santana. This, Simpson contends, would fit with the defense theory that he had arrived innocently to collect Santana at Q’s request and that he did not know that she was involved in drug trafficking. He argues that his trial counsel’s failure to impeach Lau with his contemporaneous notes was objectively unreasonable and prejudicial.

To prevail on a claim of ineffective assistance of counsel, a defendant must establish both (1) that defense counsel’s actions or omissions fell below an objective standard of reasonableness and (2) that there exists a reasonable probability that but for counsel’s deficiency, the result of his case would have been different. Strickland v. Washington, 466 U.S. 668, 687-88, 694, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Although we have often expressed a “ ‘baseline aversion to resolving ineffectiveness claims on direct review,’ ” United States v. Morris, 350 F.3d 32, 39 (2d Cir.2003) (quoting United States v. Salameh, 152 F.3d 88, 161 (2d Cir.1998)), we agree with both parties that Simpson’s ineffectiveness claim can be resolved in the present appeal, because the record leaves us with no doubt as to the proper disposition of the claim. See United States v. Cruz, 785 F.2d 399, 404 (2d Cir.1986) (reviewing an ineffectiveness claim on direct appeal because “we are convinced that resolution of the issue is ‘beyond any doubt’ ” (quoting Singleton v. Wulff, 428 U.S. 106, 121, 96 S.Ct. 2868, 49 L.Ed.2d 826 (1976))); see also United States v. Hasan, 586 F.3d 161, 170 (2d Cir.2009) (“When the resolution of the claims is beyond any doubt or to do so would be in the interest of justice, we may choose to entertain these claims on direct appeal.” (internal quotation marks omitted)).

Whether Simpson’s trial counsel’s performance fell below an objective standard of reasonableness is a question that likely would require a more complete record to address. It is difficult to discern on direct appeal whether there might have been a strategic reason for counsel’s failure to cross-examine Lau with respect to Simpson’s post-arrest statements. We need not reach that question, however, because Simpson clearly has failed to make a sufficient showing on the prejudice prong of the Strickland test. See Strickland, 466 U.S. at 697,104 S.Ct.

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Related

Simpson v. United States
693 F. App'x 33 (Second Circuit, 2017)

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Bluebook (online)
443 F. App'x 625, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-simpson-ca2-2011.