United States v. Simmons

48 M.J. 193, 1998 CAAF LEXIS 47, 1998 WL 384254
CourtCourt of Appeals for the Armed Forces
DecidedJuly 9, 1998
DocketNo. 96-1257; Crim.App. No. 31429
StatusPublished
Cited by4 cases

This text of 48 M.J. 193 (United States v. Simmons) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Simmons, 48 M.J. 193, 1998 CAAF LEXIS 47, 1998 WL 384254 (Ark. 1998).

Opinion

Opinion of the Court

CRAWFORD, Judge:

Pursuant to his pleas, appellant was convicted of assault (4 specifications), aggravated assault, and kidnapping, in violation of Articles 128 and 134, Uniform Code of Military Justice, 10 USC §§ 928 and 934, respectively. The convening authority approved the sentence of a bad-conduct discharge, 3 years’ confinement, and total forfeitures. The Court of Criminal Appeals affirmed the findings and the sentence. 44 MJ 819 (1996).

We granted review of the following issue:

WHETHER THE MILITARY JUDGE ERRONEOUSLY REFUSED TO INSTRUCT THE COURT MEMBERS ON THE MITIGATING FACTOR OF APPELLANT’S HAVING BEEN A VICTIM [194]*194OF PHYSICAL AND EMOTIONAL ABUSE AS A CHILD, IN DETERMINING AN APPROPRIATE SENTENCE, TO THE SUBSTANTIAL PREJUDICE OF APPELLANT.

We also specified the following issue:

WHETHER THE MILITARY JUDGE ERRED TO THE SUBSTANTIAL PREJUDICE OF APPELLANT BY PREVENTING COURT MEMBERS FROM CONSIDERING SENTENCING EVIDENCE OF A STATE COURT CONVICTION AND SENTENCE FOR SOME OF THE SAME OFFENSES FOR WHICH APPELLANT WAS THEN BEING TRIED.

We hold that the judge did not err when she refused to instruct the members that they could consider the abuse of appellant as a child in mitigation of appellant’s sentence. We also hold that, if the judge erred when she prevented the members from considering appellant’s sentence in state court, the error was harmless.

FACTS — Granted Issue

On January 17-18,1994, appellant committed very abusive acts against his wife, including kicking her, choking her, trying to force her to take a codeine tablet, and not allowing her to leave the apartment. She finally left by jumping from a second floor balcony. A neighbor heard her screaming and called the police. California authorities took appellant into custody, and he later pled guilty to spousal abuse in California state court. He was sentenced to the time served, 18 days, and was placed on 2 years’ probation.

During the sentencing phase of appellant’s court-martial, the defense counsel asked appellant’s wife whether appellant had been abused as a child. The prosecutor objected and the judge sustained the objection. Then the defense counsel asked appellant’s wife whether, during the assault, appellant told her that he had been abused as a child. The following colloquy took place:

Q. ... during that time did he ever verbalize to you the pain that he went through when he was a child? I’m not asking you to say that excused his actions, I’m just asking whether he mentioned that.
A. Well, we had talked about the pain and the abuse that he had been through. MJ: Excuse me, excuse me, on the 18th of January ... ?
WIT: Uhmmm ... I don’t know.
MJ: Counsel, move on to a new area.

Later, appellant’s wife testified that she believed appellant had some sort of disorder. She clarified this response:

Well, because I know he grew up with abuse. And I know he grew up confused. And I know he grew up unhappy. And there’s a large amount of people, you know, that when they’re abused, they grow up and they repeat that cycle, unless they get the help they need to put an end to it, to change themselves. And they want— they have to have that want to change within themselves. And I hope [appellant] has it. I hope he really wants to change his life. But I know he had seen this happen in his house growing up. Many of the things he did to me he saw, or were done to him.

In addition to this testimony, Dr. Cashen, a psychologist who had been counseling both appellant and his wife, testified that it is more difficult to treat people who have been abused. Dr. Cashen also agreed that the “long term effects on perpetrators” require extensive treatment.

The court below found the judge’s failure to instruct the members that they could consider appellant’s abuse in determining his sentence did not result in substantial harm. 44 MJ at 825.

When the parties discussed instructions on sentencing, defense counsel proposed that the military judge instruct the members that “Airman Basie Simmons was emotionally and physically abused during his childhood.”

Trial counsel objected and asserted that such an instruction would constitute a finding of fact that such abuse had occurred. When the defense counsel indicated appellant’s wife had testified about the abuse, the judge replied, “And she didn’t know. She could not recall. I will not give that instruction.” The trial counsel reminded the judge that Dr. Cashen’s testimony mentioned child abuse. [195]*195The judge responded that her notes did not reflect that appellant told the doctor he was abused. The judge did state that defense counsel could argue the point. However, she refused to instruct the members that any abuse appellant might have suffered could be a mitigating factor for sentence determination.

DISCUSSION — Granted Issue

In United States v. Damatta-Olivera, 37 MJ 474, 478 (1993), this Court held that,

[wjhile counsel may request specific instructions from the military judge, the judge has substantial discretionary power in deciding on the instructions to give____ The test to determine if denial of a requested instruction constitutes error is whether (1) the charge is correct; (2) “it is not substantially covered in the main charge”; and (3) “it is on such a vital point in the case that the failure to give it deprived defendant of a defense or seriously impaired its effective presentation.”

(Quoting United States v. Winborn, 14 USCMA 277, 282, 34 CMR 57, 62 (1963) (citation omitted)).

The judge did not err in this ease in failing to give the requested instruction because there was no direct evidence that appellant was “emotionally or physically abused during his childhood.” The testimony implied that appellant suffered some pain as a child. There was also evidence that perpetrators who are abused as children require extensive treatment. Because there was a dispute about whether appellant was abused as a child, it would have been preferable for the judge to have modified the requested instruction and instructed the members that they could consider the matter in mitigation if appellant was abused.

FACTS — Specified Issue

Early in the proceedings, at an Article 39(a)1 session, the parties and judge discussed appellant’s civilian conviction and sentence. The judge believed appellant’s sentence in civilian court had no “relevance whatsoever.” She ruled that she was “not going to allow the members to see what the sentence was.” Just prior to appellant’s sentencing, the following colloquy took place at another Article 39(a) session:

TC: There is one issue I wanted to adr dress before breaking. I wanted to just do a verbal motion in limine with regard to the state conviction. The conviction is obviously in evidence at this point, but there’s no evidence what the underlying facts were for that conviction, whether it related to this offense or another offense or anything else.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Miller
56 M.J. 764 (Air Force Court of Criminal Appeals, 2002)
United States v. Bailey
55 M.J. 38 (Court of Appeals for the Armed Forces, 2001)
United States v. Young
50 M.J. 717 (Army Court of Criminal Appeals, 1999)
United States v. Lanier
50 M.J. 772 (Army Court of Criminal Appeals, 1999)

Cite This Page — Counsel Stack

Bluebook (online)
48 M.J. 193, 1998 CAAF LEXIS 47, 1998 WL 384254, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-simmons-armfor-1998.