United States v. Siddiqui

501 F. App'x 56
Procedural entryThis page is a short order in United States v. Siddiqui. Read the opinion of the Court — 699 F.3d 690
Court of Appeals for the Second Circuit·Decided November 15, 2012·No. 10-3916-cr·Unpublished

Opinion

SUMMARY ORDER

Appellant Aafia Siddiqui appeals from a judgment of the United States District Court for the Southern District of New York (Berman, J.), convicting her after a jury trial of numerous offenses and sentencing her principally to 86 years’ imprisonment. In an accompanying published opinion, we address five issues that Siddi-qui raises on appeal. We address the remaining issues herein. We assume the parties’ familiarity with the underlying facts, the procedural history, and the issues presented for review.

Siddiqui contends that reversal is warranted because the district court admitted testimonial hearsay in violation of Crawford v. Washington, 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004), and that the error was not harmless beyond a reasonable doubt. Her argument follows several steps. She claims that the testimony of two United States Army officers that they were informed by certain Afghan officials that Siddiqui was in possession of incendiary documents at the time of her arrest violated Cranford. Siddiqui argues that without this testimony, the government could not establish that Siddiqui possessed the documents when she was arrested. And according to Siddiqui, because the “real relevance” of the documents is that Siddiqui possessed them in close proximity (in time) to the shooting incident, the documents would have been excluded under Federal Rule of Evidence 403 but for the officers’ testimony.

Siddiqui’s Crawford challenge stumbles at its first step. The Confrontation Clause bars only testimonial hearsay used to establish the truth of the matter asserted. See United States v. Paulino, 445 F.3d 211, 216-17 (2d Cir.2006). A testimonial statement is “a solemn declaration or affirmation made for the purpose of establishing or proving some fact.” Michigan v. Bryant, — U.S. -, 131 S.Ct. 1143, 1153, 179 L.Ed.2d 93 (2011) (internal quotation marks and brackets omitted). Typical testimonial statements include affidavits, depositions, and grand jury testimony. See Crawford, 541 U.S. at 51-52, 124 S.Ct. 1354. The outer bounds of what constitutes a testimonial statement remain unclear. But “the critical factor in identifying a Confrontation Clause concern is the declarant’s awareness or expectation *59 that his or her statements may later be used at trial.” United States v. Farhane, 634 F.3d 127, 163 (2d Cir.2011) (internal quotation marks omitted).

Here, we have little doubt that the Afghan officials had no expectation or awareness that their statements regarding what documents were found on Siddiqui when she was arrested would later be used at a trial. When these statements were made, Siddiqui had not yet fired upon the American interview team. The United States’ interest in Siddiqui was primarily military in nature. This is underscored by the fact that the statements were conveyed to American military personnel, not domestic law enforcement officers. As such, there was no Crawford violation. See Bryant, 131 S.Ct. at 1154.

We note also that the government did not offer these statements to prove the truth of the matter asserted, but rather to show their effect on the listeners-in other words, to explain the United States’ interest in interviewing Siddiqui. The district court gave a limiting instruction to this effect. Even if, as Siddiqui appears to contend, allowing the testimony was impermissible under hearsay rules, such an error would be harmless because (1) there was other evidence that strongly suggested the documents were in Siddiqui’s possession at the time of her arrest; and (2) as explained in the accompanying published opinion, admission of the documents was harmless.

Next, in an argument that she herself characterizes as advancing a “novel theor[y],” Siddiqui Reply Br. 3, Siddiqui contends that the district court committed reversible error in failing to give an instruction to the jury requiring them to be unanimous as to the specific identity of Siddiqui’s intended victims for the attempted murder counts. We disagree.

The statutes at issue here prohibit the attempted killing of “a national of the United States,” 18 U.S.C. § 2332, and “any officer or employee of the United States while such officer or employee is engaged in or on the account of the performance of official duties,” 18 U.S.C. § 1114. Because the statutes do not specify the elements of “attempt to kill,” the elements are those required for attempted murder at common law, which include an intent to kill. See Braxton v. United States, 500 U.S. 344, 351 n. *, 111 S.Ct. 1854, 114 L.Ed.2d 385 (1991).

Federal juries must be unanimous as to each element of an offense. Richardson v. United States, 526 U.S. 813, 817, 119 S.Ct. 1707, 143 L.Ed.2d 985 (1999). However, “a federal jury need not always decide unanimously which of several possible sets of underlying brute facts make up a particular element.” Id. “[F]or example, [where] an element of robbery is force or the threat of force, some jurors might conclude that the defendant used a knife to create the threat; others might conclude he used a gun. But that disagreement-a disagreement about means-would not matter as long as all 12 jurors unanimously concluded that the Government had proved the necessary related element, namely, that the defendant had threatened force.” Id. Courts have not developed a bright line test for distinguishing between an element of a crime and a “brute fact.” Instead, they look to the statutory language, tradition, and fairness concerns, such as the likelihood that treating a fact as a means rather than an element would allow “wide disagreement among the jurors about just what the defendant did, or did not, do” and the risk that the jury may convict on bad reputation alone. Id. at 819, 119 S.Ct. 1707.

Here, the relevant statutory language-prohibiting the attempted killing of “a na *60 tional” and “any officer or employee”— suggests that Congress did not intend that the government had to prove that the defendant had a particular individual in mind as an element of the crime. Cf. United States v. Talbert, 501 F.3d 449, 451 (5th Cir.2007); United States v. Verrecchia, 196 F.3d 294, 299 (1st Cir.1999). Viewing the identity of the intended victim as a “brute fact” rather than as an element does not implicate fairness concerns.

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