United States v. Shiflett

258 F. App'x 560
CourtCourt of Appeals for the Fourth Circuit
DecidedDecember 20, 2007
Docket06-5062
StatusUnpublished

This text of 258 F. App'x 560 (United States v. Shiflett) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Shiflett, 258 F. App'x 560 (4th Cir. 2007).

Opinion

PER CURIAM:

Russell Shiflett appeals from his conviction and sixty-month sentence after pleading guilty to conspiracy to distribute and possess with intent to distribute 500 grams or more of cocaine, in violation of 21 U.S.C. § 846 (2000). On appeal, Shiflett’s counsel filed a brief pursuant to Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967), asserting that there are no meritorious issues on appeal, but asking the court to review whether the district court erred in declining to apply the safety valve provisions pursuant to U.S. Sentencing Guidelines Manual (“USSG”) § 5C1.2 and 18 U.S.C.A. § 3553(f) (West 2000 & Supp.2007). Shiflett has also filed a pro se supplemental brief, in which he makes a series of claims regarding ineffective assistance of counsel and the adequacy of his Rule 11 hearing. Because our review of the record discloses no reversible error, we affirm.

Shiflett’s first issue on appeal is whether the district court erred in failing to apply the safety valve provision and thereby exempt him from the statutory mandatory minimum sentence of sixty months’ imprisonment pursuant to 21 U.S.C. § 841(b)(1)(B) (2000). To qualify for sentencing under the safety valve provision, a defendant must meet all five criteria set out in 18 U.S.C. § 3553(f), and incorporated into USSG § 5C1.2 (a). The fifth requirement of the safety valve is that, before sentencing, “the defendant has truthfully provided to the Government all information and evidence the defendant has concerning the offense or offenses that were part of the same course of conduct or of a common scheme or plan....” USSG § 5C1.2 (a)(5). A defendant must make an affirmative effort to disclose to the Government everything he knows concerning the offense before he may be eligible for sentencing under the safety valve provi *562 sion. United States v. Ivester, 75 F.3d 182, 184-85 (4th Cir.1996). The district court’s determination of whether a defendant satisfied the safety valve requirements is a question of fact reviewed for clear error. United States v. Wilson, 114 F.3d 429, 432 (4th Cir.1997).

The district court denied application of the safety valve on the ground that Shiflett had not been forthcoming about his dealings with the other individuals involved in the drug conspiracy. Shiflett contends that his omissions were the result of imprecise questioning and his “lack of understanding.” However, as Shiflett concedes, the details of the debriefing sessions are not contained in the record and therefore cannot be reviewed on appeal. Furthermore, while Shiflett asserts that his lack of disclosure was the result of confusion, he has failed to present any evidence to counter the Government’s contention that he was evasive in his answers. See Ivester, 75 F.3d at 184-85. Therefore, we find the district court did not err in determining Shiflett failed to qualify for application of the safety valve.

In his pro se supplemental brief, Shiflett raises a number of claims relating to his counsel’s performance. Allegations of ineffective assistance of counsel should be raised in a 28 U.S.C. § 2255 (2000) motion rather than on direct appeal unless the record conclusively demonstrates ineffective assistance. United States v. King, 119 F.3d 290, 295 (4th Cir.1997) (internal citations and quotations omitted). Such a claim cannot be fairly adjudicated on direct appeal when the appellant has not raised the issue before the district court and there is no statement from counsel on the record. United States v. DeFusco, 949 F.2d 114, 120-21 (4th Cir.1991). We find there is no evidence in the record to support Shiflett’s allegations. Therefore, we find Shiflett’s claims must be raised in a § 2255 motion rather than on direct appeal.

Shiflett also raises a number of claims regarding the adequacy of his Rule 11 hearing. Because Shiflett did not move in the district court to withdraw his guilty plea, we review any challenges to the Rule 11 hearing for plain error. See United States v. Martinez, 277 F.3d 517, 524 (4th Cir.2002).

Shiflett alleges that the plea agreement led him to believe that the safety valve would be applied in his case and that the trial court failed to disabuse him of this notion during the Rule 11 hearing. However, the plea agreement stated that “Defendant can argue for a two-level reduction of his sentence pursuant to USSG § 5C1.2,” and that the Government was free to oppose such a reduction. Furthermore, the district court informed Shiflett of the mandatory minimum sentence of five years while noting that he could argue for a two-level reduction under the safety valve provision, which would also permit him to be sentenced below the mandatory minimum. Accordingly, Shiflett’s claim is meritless.

Shiflett next claims that his plea was not knowing and voluntary because he was not properly notified of his rights and was under the influence of medication following surgery. For medication to render a defendant incompetent, his mental faculties must have been so impaired that he was “incapable of full understanding and appreciation of the charges against him, of comprehending his constitutional rights, and of realizing the consequences of his plea.” United States v. Truglio, 493 F.2d 574, 578-79 (4th Cir.1974) (internal quotation and citation omitted). When a district court is informed that a defendant is under the influence of medication, the court has a duty to make further inquiry into the defendant’s competence to plead guilty. *563 United States v. Damon, 191 F.3d 561, 564 (4th Cir.1999). When a defendant’s answers raise a “red flag” regarding his mental state, the court must expand its inquiry to ensure that the plea is being made knowingly and voluntarily. Id. at 565.

Shiflett did not assert he was under the influence of medication at the time of the hearing; rather, he stated he had taken pain medication on the day before the hearing. In any event, the district court did inquire as to Shiflett’s status, as he stated only that he was a “little sore” and felt he was able to continue with the hearing. In contrast to Damon,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
258 F. App'x 560, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-shiflett-ca4-2007.