United States v. Sherwood

38 F.R.D. 14
CourtDistrict Court, D. Connecticut
DecidedJuly 24, 1964
DocketCr. No. 10692
StatusPublished
Cited by13 cases

This text of 38 F.R.D. 14 (United States v. Sherwood) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Sherwood, 38 F.R.D. 14 (D. Conn. 1964).

Opinion

CLARIE, District Judge:

The defendants, Robert Maurice Sherwood, Milton Berman, and Arthur I. Korn, have each moved, pursuant to Rule 12, Fed.R.Crim.P., that the Sixth Amendment to the Constitution and Rule 48 of the Federal Rules require that all remaining ten counts of this indictment be dismissed as to them as a matter of law. The hearing on the present motion was limited by the Court to the issues involving post-indictment delay. In addition to considering all the pleadings and the Clerk of the Court’s file record in this matter, the Court reviewed the transcripts relating to the return of the indictment in open court, the affidavits and counter-affidavits of the parties containing admissions1 and certain facts upon which all agreed,2 together with their respective memoranda of law,

[16]*16After a careful review of all the papers, the Court finds that each of said three named defendants, Robert Maurice Sherwood, Milton Berman, and Arthur I. Korn, has been denied his constitutional right to a speedy trial. The Court further finds that there was unnecessary delay on the part of the Government in bringing said named defendants to trial as required by Rule 48(b), Fed.R.Crim. P., and the Court hereby dismisses all remaining counts of said indictment, insofar as they relate to each of said three named defendants and none other.

On July 2, 1962, a criminal indictment containing eleven counts was returned against Robert Maurice Sherwood, Milton Berman, Arthur I. Korn, and John Christopher Doyle. At that time, the indictment was ordered impounded by the Court on motion of the Assistant United States Attorney, but no reason therefor appeared in the record.3 No bond was requested or set and no summons or bench warrant was ordered. No further action was taken in the matter, until April 22, 1963, at which time a representative of the United States Attorney’s office moved the court, that the indictment be unsealed on Wednesday, April 24, 1963, at 9:00 A.M.,4 and this motion was granted. When the latter date arrived, the Court announced that because of circumstances disclosed by the Assistant United States Attorney (other than those in open court and on the record), a temporary continuance of the order re-impounding the indictment would be effected and the indictment would remain impounded until further order of the Court.5 On August 6, 1963, upon motion of the Government, the impounding order was finally revoked, the indictment was unsealed, and an order that a summons might issue was filed.6 Thus, thirteen (13) months and four (4) days elapsed between the time the indictment was returned by the grand jury and impounded by the Court and the time of its unsealing and being filed as a public record.

The indictment, originally in eleven counts,7 accused all of the defendants of violating the Securities Act of 1933; two counts alleged fraud,8 one count conspiracy,9 three counts of violating securities registration requirements,10 and five counts of stock price manipulation.11 All concerned the defendants’ dealing in the common capital stock of Canadian Javelin, Ltd., a Canadian corporation, engaged in developing mining properties in the Province of Newfoundland. The defendant Sherwood was alleged to be engaged in Javelin’s corporate stock promotion, defendant Berman participated as a stock salesman, and defendant Korn as a broker-dealer.

Each count of the indictment returned on July 2, 1962, set forth material allegations, which occurred within the five-year criminal statute of limitations, 18 U.S. C.A. § 3282.

“As to delay from the time of the commission of the offense to the commencement of the criminal proceedings, that is controlled by the Statute of Limitations, * * Hoopengarner v. United States, 270 F.2d 465, 469 (6th Cir. 1959). “Questioning for delay alone the validity of an indictment returned [17]*17within the statutory period would result only in confusion and uncertainty in the prosecution of crime.” United States v. Tane, 29 F.R.D. 131, 132 (E.D.N.Y.1962), aff’d., 329 F.2d 848 (2d Cir. 1964).

The defendants predicate their claim for dismissal on the Sixth Amendment to the Constitution and Rule 48(b) of the Federal Rules of Criminal Procedure. The Sixth Amendment provides in part:

“In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, * *
Rule 48(b) states in part:
* * * if there is unnecessary delay in bringing a defendant to trial, the court may dismiss the indictment * * * ”

The general legal issue becomes a simple one, namely, what constitutes the “right to a speedy trial” in a federal criminal matter and what amounts to such “unnecessary delay”, as would warrant a dismissal of the indictment. However, when the law is applied to the varied circumstances in particular eases, the lines which separate necessary and unnecessary delay, legal and illegal action, become obscure and shadowed.

“The right of a speedy trial is necessarily relative. It is consistent with delays and depends upon circumstances. It secures rights to a defendant. It does not preclude the rights of public justice.” Beavers v. Haubert, 198 U.S. 77, 87, 25 S.Ct. 573, 576, 49 L.Ed. 950 (1905).
“ * * * (A)lthough a defendant has a right to a speedy trial (Sixth Amendment, as incorporated into Rule 48(b)), all that is required is that the pace of government proceedings be reasonable under all of the circumstances.” United States v. Kaufman, 311 F.2d 695, 698 (2d Cir. 1963).

The Government contends that not only was the progress of the prosecution reasonable under all the circumstances, but that the defendants, Sherwood, Berman, and Korn, have waived any right to claim prejudice due to delay, since none of them has made any move to request a speedy trial since their arrest, to the present date.

“The federal decisions, however, clearly establish that the right to a speedy trial is the defendant’s personal right and is deemed waived if not promptly asserted.” United States v. Lustman, 258 F.2d 475, 478 (2d Cir. 1958).
“ * * * (I)t is not the law that the mere lapse of such period of time between commission of a crime and trial of an indictment therefor establishes denial of a speedy trial within the intendment of the sixth constitutional amendment. The amendment guarantees the legal right to an accused to demand and to be accorded a trial as soon as the orderly conduct of the business of the court will permit and one complaining of delay must affirmatively demand his right of trial.” Bayless v. United States, 147 F.2d 169, 170 (8th Cir.

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Cite This Page — Counsel Stack

Bluebook (online)
38 F.R.D. 14, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-sherwood-ctd-1964.