United States v. Sheffer

896 F.2d 842
CourtCourt of Appeals for the Fourth Circuit
DecidedFebruary 20, 1990
DocketNos. 89-5573-89-5575, 89-5578
StatusPublished
Cited by134 cases

This text of 896 F.2d 842 (United States v. Sheffer) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Sheffer, 896 F.2d 842 (4th Cir. 1990).

Opinion

ERVIN, Chief Judge:

Defendants David Sheffer, George Shef-fer, and Clotilda Rains appeal their sentences following their pleas of guilty to charges of conspiracy to possess with intent to distribute and distribution of 1000 kilograms or more of marijuana. Ralph Rains appeals his conviction for the same offense after a jury trial, and his sentence. Specifically, all of the defendants contend that the ex post facto clause of the Constitution bars the application of the Sentencing Reform Act Guidelines (“Guidelines”) to an ongoing conspiracy begun before November 1, 1987, and terminated after that date. David and Clotilda1 also appeal their individual sentences under the Guidelines. For the reasons discussed below, we affirm the sentences and Ralph’s conviction.

I.

On August 31, 1988, the four appellants, along with David’s wife, Donna Sheffer, George’s wife, Patti Sheffer, their aunt Patricia Hamilton, and Clotilda’s friend, Rebecca Ann White, were indicted by a federal grand jury in Baltimore, Maryland. They were charged with conspiracy to possess with intent to distribute and distribution of 1,000 kilograms or more of marijuana in violation of 21 U.S.C. § 841(a)(1) (1981).

On December 12, 1988, David, George, Patti Sheffer and Clotilda tendered pleas of guilty to the conspiracy charge. The indictment was dismissed as to Patricia Hamilton. The next day, the trial of Ralph [844]*844commenced with the other members of the family testifying for the Government. The jury returned a verdict of guilty, convicting Ralph.

In March 1989, the district court rejected the defendants’ attacks on the Sentencing Guidelines and sentenced the defendants as follows: David, 96 months; George, 63 months; Clotilda, 78 months; Ralph, 78 months; Rebecca Ann White, 30 months; Donna Sheffer, 3 months; Patti Jane Shef-fer, 1 month. Thereafter, David, George, Clotilda, and Ralph filed this appeal.

II.

Appellate review of a sentence imposed under the Guidelines is limited to a determination of whether it is either “in violation of law ... or as a result of an incorrect application of the sentencing guidelines.” 18 U.S.C. § 3742(e). During sentencing, the district court’s findings of fact should be based upon a preponderance of the evidence. United States v. Urrego-Linares, 879 F.2d 1234, 1239 (4th Cir.), cert. denied, — U.S. -, 110 S.Ct. 346, 107 L.Ed.2d 334 (1989); United States v. Vinson, 886 F.2d 740, 741 (4th Cir.1989). The court of appeals should “give due regard to the opportunity of the district court to judge the credibility of the witnesses, and [must] accept the findings of fact of the district court unless they are clearly erroneous.” 18 U.S.C. § 3742(d).

III.

The defendants argue that the Sentencing Guidelines promulgated pursuant to the Sentencing Reform Act of 1984 and effective November 1, 1987, should not apply to this case in which the conspiracy commenced prior to November 1, 1987, and continued after that date.2 They maintain that application of the Guidelines to a conspiracy beginning before the Act’s effective date violates the ex post facto clause of the United States Constitution. Cf. Miller v. Florida, 482 U.S. 423, 430, 107 S.Ct. 2446, 2451, 96 L.Ed.2d 351 (1987) (A law violates the ex post facto clause if it changes the legal consequences of the defendant’s acts completed before its effective date and it disadvantages the offender affected by it.).

Conspiracy is an ongoing crime, and “once a criminal conspiracy is established, it is presumed to continue until its termination is affirmatively shown.” United States v. Portsmouth Paving Corp., 694 F.2d 312, 318 (4th Cir.1982). According to Professors Lafave and Scott:

The problem of determining the date of the offense for ex post facto purposes may also be present when the offense is of a continuing nature, as with an ongoing conspiracy_ If the conduct ... continues after the enactment or amendment of the statute in question, this statute may be applied without violating the ex post facto prohibition. Thus, a statute increasing the penalty with respect to a conspiracy may be applied to a conspiracy which commenced prior to but was carried on and continued beyond the effective date of the new act.

W. Lafave & A. Scott, Criminal Law 94 (1972).

In United States v. Vinson, 886 F.2d 740 (4th Cir.1989), the defendant was sentenced under the Guidelines for conspiracy to possess cocaine with intent to distribute and conspiracy to distribute thirty kilograms of cocaine from about April 1, 1987, through about January 18, 1988. In that case, the conspiracy began before the Guidelines became effective but continued until after November 1, 1987. Even though not directly addressing the ex post facto issue, the court did affirm the sentence for conspiracy under these facts.

The Eighth Circuit has explicitly held that “since conspiracy is an ongoing act, an increased penalty ‘may be applied to a conspiracy which commenced prior to but was [845]*845carried on and continued beyond the effective date of the Act.’ ” United States v. Lee, 886 F.2d 998, 1003 (8th Cir.1989) (quoting United States v. Corn, 836 F.2d 889, 898 (5th Cir.1988) (Davis, J., concurring in part, dissenting in part; quoting W. Lafave & A. Scott, Criminal Law 94 (1972)); see also United States v. Walker, 885 F.2d 1353 (8th Cir.1989) (per curium).

Likewise, the Fifth Circuit has held: Conspiracy is a continuing offense. Assuming that the [sentencing] guidelines prescribe a sentence for the [defendant’s] drug conspiracy greater than the previous norm, the Ex Post Facto clause, which bars an increase in the punishment for an offense after it has been committed, is not violated by applying an increased penalty to [the] conspiracy that continued after the effective date of the increased penalty.

United States v. White, 869 F.2d 822, 826 (5th Cir.), cert. denied, — U.S. -, 109 S.Ct. 3172, 104 L.Ed.2d 1033 (1989).

We agree with our sister circuits that the application of the Guidelines to an ongoing conspiracy does not in any way violate the ex post facto clause.

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896 F.2d 842, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-sheffer-ca4-1990.