United States v. Shaw

District Court, District of Columbia·Decided May 24, 2023·No. Criminal No. 2022-0001·Published

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

UNITED STATES OF AMERICA v. Criminal Action No. 22-1 (JEB)

DANIEL SHAW, Defendant.

MEMORANDUM OPINION

Earlier this year after a guilty plea, this Court sentenced Defendant Daniel Shaw to a two-

year term of probation for a misdemeanor conviction arising from his participation in the January 6, 2021, insurrection at the United States Capitol. The Government now asks the Court to impose a condition restricting Shaw from accessing or possessing firearms during that period of probation. Although courts have struggled to determine when and how the Government may restrict the possession of firearms after the Supreme Court radically redrew the landscape in New York State Rifle & Pistol Ass’n, Inc. v. Bruen, 142 S. Ct. 2111 (2022), the question presented here is far simpler. Because this Court finds a gun restriction both warranted under 18 U.S.C. § 3563 and consistent with the Second Amendment, it will grant the Motion and impose such condition. I. Background Shaw was among the rioters who entered the U.S. Capitol on January 6th and interrupted Congress’s certification of the 2020 electoral-vote count. See ECF No. 29 (Statement of Offense). On November 17, 2022, he pled guilty to one misdemeanor count of Parading, Demonstrating, or Picketing in a Capitol Building, in violation of 40 U.S.C. § 5104(e)(2)(G).

See ECF No. 28 (Plea Agreement). In its presentence report, the Probation Office recommended a sentence of probation subject to a set of standard conditions, which included a requirement that Shaw refrain from possessing or accessing firearms or other dangerous weapons. See ECF No. 35 (Presentence Report) at 14. The Court subsequently sentenced Shaw to 10 days’ incarceration as part of a sentence of 24 months’ probation. See ECF No. 40 (Judgment) at 3–4. Shaw objected to the firearms restriction at sentencing, and, after hearing brief oral argument, the Court directed the Government to file a motion if it sought to impose that condition. See ECF No. 42 (Motion to Amend Judgment) at 2 (describing oral-argument colloquy); Minute Order of Mar. 23, 2023. That Government Motion, which Shaw opposed, is now ripe. See ECF No. 43 (Gov’t Motion to Modify). II. Legal Standard District courts have broad discretion to oversee a defendant’s probation. See United States v. Feinberg, 631 F.2d 388, 391 (5th Cir. 1980) (citations omitted); see also Burns v. United States, 287 U.S. 216, 221–22 (1932) (discussing Court’s discretion under prior version of relevant probation statute). In particular, district courts are “afforded wide discretion when imposing” probation terms and conditions. United States v. Legg, 713 F.3d 1129, 1131 (D.C. Cir. 2013); accord United States v. Accardi, 669 F.3d 340, 346 (D.C. Cir. 2012); United States v. Sullivan, 451 F.3d 884, 895 (D.C. Cir. 2006). While its discretion in supervising a probationer is cabined by the constitutional and statutory frameworks that the Court analyzes below, “fairness of the proceedings” is the primary concern. United States v. Davis, 748 F. App’x 449, 452 (3d Cir. 2018) (citing United States v. Evers, 534 F.2d 1186, 1188 (5th Cir. 1976)).

III. Analysis Shaw offers two arguments as to why the Court should not impose the standard probation condition restricting his possession of firearms: the first is statutory, the second constitutional. The Court considers each in turn.

A. Statutory Challenge The parties first dispute whether or not a firearms restriction is warranted under 18 U.S.C. § 3563, the statute governing probation conditions. That statute lists mandatory conditions that a court “shall” impose as part of a probation sentence, id., § 3563(a), as well as discretionary conditions that a court “may” impose as well. Id., § 3563(b). It authorizes courts to impose such discretionary conditions “to the extent that such conditions are reasonably related to” the 18 U.S.C. § 3553(a)(1) and (a)(2) sentencing factors and “involve only such deprivations of liberty or property as are reasonably necessary” to serve the § 3553(a)(2) factors. See 18 U.S.C. § 3563(b). Those sentencing factors require consideration of:

(1) the nature and circumstances of the offense and the history and characteristics of the defendant; [and]

(2) the need for the sentence imposed—

(A) to reflect the seriousness of the offense, to promote respect for the law, and to provide just punishment for the offense;

(B) to afford adequate deterrence to criminal conduct;

(C) to protect the public from further crimes of the defendant; and

(D) to provide the defendant with needed educational or vocational training, medical care, or other correctional treatment in the most effective manner.

To determine whether a deprivation is reasonably necessary to serve those interests, our Circuit has instructed that district courts must “weigh the consequences for the defendant’s liberty against any likely achievement of the statutory purposes.” United States v. Russell, 45

F.4th 436, 441 (D.C. Cir. 2022) (quoting United States v. Malenya, 736 F.3d 554, 559 (D.C. Cir. 2013)). In the supervised-release context, that means something akin to a “narrow tailoring requirement.” Malenya, 736 F.3d at 559–60 (quoting United States v. Holm, 326 F.3d 872, 877 (7th Cir. 2003)); see also United States v. Perazza–Mercado, 553 F.3d 65, 73 (1st Cir. 2009); United States v. Voelker, 489 F.3d 139, 144–45 (3d Cir. 2007).

Under the discretionary condition at issue here, 18 U.S.C. § 3563(b)(8), a district court may require that a probationer “refrain from possessing a firearm, destructive device, or other dangerous weapon.” Such a restriction would require Shaw to temporarily transfer any firearms in his possession to someone else, who could return them to Defendant at the conclusion of his probationary period. See Gov’t Mot. to Modify at 2.

The Court first considers the extent to which a § 3563(b)(8) firearms restriction here would serve the § 3553(a) factors, and it then reviews whether promoting those sentencing goals is worth the intrusion on Shaw’s liberty.

§ 3553(a) Factors

The § 3553(a) factors here strongly favor imposing a firearms restriction during Shaw’s probation term for several reasons. See also, e.g., United States v. Juv. No. 1 (LWQ), 38 F.3d 470, 472–73 (9th Cir. 1994) (explaining how firearms restriction served § 3553 factors). First, the Court concludes that such a restriction appropriately reflects the seriousness of the offense as per § 3553(a)(1) and (a)(2)(A). Shaw’s conviction derives from his participation in the January 6th insurrection at the United States Capitol. He was part of a violent mob that sought to stop the peaceful transfer of power by force. The nature of that event puts Shaw’s offense very far from the types of negligent infractions that some circuits have held do not warrant a firearms restriction. See United States v. Voda, 994 F.2d 149, 153–54 (5th Cir. 1993) (negligent

discharge of pollutant did not warrant firearms restriction); see also United States v. Warren, 186 F.3d 358, 367 (3d Cir. 1999) (explaining that in Voda “[t]he district court had given no reason on the record for imposing the condition”); but see United States v. Jensen, 132 F.3d 41, 1997 WL 787384, at *1 (9th Cir. 1997) (“Although [probationer] has no history of offenses involving firearms or violent conduct, and no criminal history whatsoever beyond his felony conviction for tax fraud, the prohibition on his possessing firearms nonetheless reasonably serves the sentencing goals of punishment and deterrence.”). The Court accordingly concludes that, while Shaw’s role in the mob was minor, the fact of his participation in an insurrection whose aim was to impair the peaceful transfer of power suggests that a firearms restriction during his probationary period is appropriate.

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