United States v. Shaw

CourtDistrict Court, District of Columbia
DecidedMay 24, 2023
DocketCriminal No. 2022-0001
StatusPublished

This text of United States v. Shaw (United States v. Shaw) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Shaw, (D.D.C. 2023).

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

UNITED STATES OF AMERICA

v. Criminal Action No. 22-1 (JEB)

DANIEL SHAW,

Defendant.

MEMORANDUM OPINION

Earlier this year after a guilty plea, this Court sentenced Defendant Daniel Shaw to a two-

year term of probation for a misdemeanor conviction arising from his participation in the January

6, 2021, insurrection at the United States Capitol. The Government now asks the Court to

impose a condition restricting Shaw from accessing or possessing firearms during that period of

probation. Although courts have struggled to determine when and how the Government may

restrict the possession of firearms after the Supreme Court radically redrew the landscape in New

York State Rifle & Pistol Ass’n, Inc. v. Bruen, 142 S. Ct. 2111 (2022), the question presented

here is far simpler. Because this Court finds a gun restriction both warranted under 18 U.S.C.

§ 3563 and consistent with the Second Amendment, it will grant the Motion and impose such

condition.

I. Background

Shaw was among the rioters who entered the U.S. Capitol on January 6th and interrupted

Congress’s certification of the 2020 electoral-vote count. See ECF No. 29 (Statement of

Offense). On November 17, 2022, he pled guilty to one misdemeanor count of Parading,

Demonstrating, or Picketing in a Capitol Building, in violation of 40 U.S.C. § 5104(e)(2)(G).

1 See ECF No. 28 (Plea Agreement). In its presentence report, the Probation Office recommended

a sentence of probation subject to a set of standard conditions, which included a requirement that

Shaw refrain from possessing or accessing firearms or other dangerous weapons. See ECF No.

35 (Presentence Report) at 14. The Court subsequently sentenced Shaw to 10 days’

incarceration as part of a sentence of 24 months’ probation. See ECF No. 40 (Judgment) at 3–4.

Shaw objected to the firearms restriction at sentencing, and, after hearing brief oral argument, the

Court directed the Government to file a motion if it sought to impose that condition. See ECF

No. 42 (Motion to Amend Judgment) at 2 (describing oral-argument colloquy); Minute Order of

Mar. 23, 2023. That Government Motion, which Shaw opposed, is now ripe. See ECF No. 43

(Gov’t Motion to Modify).

II. Legal Standard

District courts have broad discretion to oversee a defendant’s probation. See United

States v. Feinberg, 631 F.2d 388, 391 (5th Cir. 1980) (citations omitted); see also Burns v. United

States, 287 U.S. 216, 221–22 (1932) (discussing Court’s discretion under prior version of

relevant probation statute). In particular, district courts are “afforded wide discretion when

imposing” probation terms and conditions. United States v. Legg, 713 F.3d 1129, 1131 (D.C.

Cir. 2013); accord United States v. Accardi, 669 F.3d 340, 346 (D.C. Cir. 2012); United States v.

Sullivan, 451 F.3d 884, 895 (D.C. Cir. 2006). While its discretion in supervising a probationer is

cabined by the constitutional and statutory frameworks that the Court analyzes below, “fairness

of the proceedings” is the primary concern. United States v. Davis, 748 F. App’x 449, 452 (3d

Cir. 2018) (citing United States v. Evers, 534 F.2d 1186, 1188 (5th Cir. 1976)).

2 III. Analysis

Shaw offers two arguments as to why the Court should not impose the standard probation

condition restricting his possession of firearms: the first is statutory, the second constitutional.

The Court considers each in turn.

A. Statutory Challenge

The parties first dispute whether or not a firearms restriction is warranted under 18

U.S.C. § 3563, the statute governing probation conditions. That statute lists mandatory

conditions that a court “shall” impose as part of a probation sentence, id., § 3563(a), as well as

discretionary conditions that a court “may” impose as well. Id., § 3563(b). It authorizes courts

to impose such discretionary conditions “to the extent that such conditions are reasonably related

to” the 18 U.S.C. § 3553(a)(1) and (a)(2) sentencing factors and “involve only such deprivations

of liberty or property as are reasonably necessary” to serve the § 3553(a)(2) factors. See 18

U.S.C. § 3563(b). Those sentencing factors require consideration of:

(1) the nature and circumstances of the offense and the history and characteristics of the defendant; [and] (2) the need for the sentence imposed— (A) to reflect the seriousness of the offense, to promote respect for the law, and to provide just punishment for the offense; (B) to afford adequate deterrence to criminal conduct; (C) to protect the public from further crimes of the defendant; and (D) to provide the defendant with needed educational or vocational training, medical care, or other correctional treatment in the most effective manner.

To determine whether a deprivation is reasonably necessary to serve those interests, our

Circuit has instructed that district courts must “weigh the consequences for the defendant’s

liberty against any likely achievement of the statutory purposes.” United States v. Russell, 45

3 F.4th 436, 441 (D.C. Cir. 2022) (quoting United States v. Malenya, 736 F.3d 554, 559 (D.C. Cir.

2013)). In the supervised-release context, that means something akin to a “narrow tailoring

requirement.” Malenya, 736 F.3d at 559–60 (quoting United States v. Holm, 326 F.3d 872, 877

(7th Cir. 2003)); see also United States v. Perazza–Mercado, 553 F.3d 65, 73 (1st Cir. 2009);

United States v. Voelker, 489 F.3d 139, 144–45 (3d Cir. 2007).

Under the discretionary condition at issue here, 18 U.S.C. § 3563(b)(8), a district court

may require that a probationer “refrain from possessing a firearm, destructive device, or other

dangerous weapon.” Such a restriction would require Shaw to temporarily transfer any firearms

in his possession to someone else, who could return them to Defendant at the conclusion of his

probationary period. See Gov’t Mot. to Modify at 2.

The Court first considers the extent to which a § 3563(b)(8) firearms restriction here

would serve the § 3553(a) factors, and it then reviews whether promoting those sentencing goals

is worth the intrusion on Shaw’s liberty.

§ 3553(a) Factors

The § 3553(a) factors here strongly favor imposing a firearms restriction during Shaw’s

probation term for several reasons. See also, e.g., United States v. Juv. No. 1 (LWQ), 38 F.3d

470, 472–73 (9th Cir. 1994) (explaining how firearms restriction served § 3553 factors). First,

the Court concludes that such a restriction appropriately reflects the seriousness of the offense as

per § 3553(a)(1) and (a)(2)(A). Shaw’s conviction derives from his participation in the January

6th insurrection at the United States Capitol.

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