United States v. Shaun K. O'Neil

11 F.3d 292, 1993 U.S. App. LEXIS 32612, 1993 WL 505825
CourtCourt of Appeals for the First Circuit
DecidedDecember 15, 1993
Docket93-1325
StatusPublished
Cited by165 cases

This text of 11 F.3d 292 (United States v. Shaun K. O'Neil) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Shaun K. O'Neil, 11 F.3d 292, 1993 U.S. App. LEXIS 32612, 1993 WL 505825 (1st Cir. 1993).

Opinion

SELYA, Circuit Judge.

Concluding, as we do, that several courts of appeals have read the supervised *293 release revocation provision (SRR provision), 18 U.S.C. § 3583(e)(3) (1988 & Supp. Ill 1991), in too crabbed a manner, we hold today that this statute permits a district court, in resentencing a person who has violated the conditions of his or her original term of supervised release, to impose a new term of supervised release in conjunction with an additional prison term, subject to certain restrictions limned in the statute itself. Because we are staking out a position at variance with the majority view, we write at some length to explain our rationale.

I. BACKGROUND OF THE CASE

After having broken into a post office and stolen mail in violation of 18 U.S.C. §§ 1708, 2115 (1988), defendant-appellant Shaun K. O’Neil pleaded guilty to a class D felony. On November 9, 1990, the district court sentenced him to serve twenty-one months in prison (the top of the applicable guideline sentencing range), followed by three years of supervised release (the maximum allowed by statute). We affirmed the sentence. See United States v. O’Neil, 936 F.2d 599 (1st Cir.1991).

Soon after his release from the penitentiary, appellant committed several significant violations of the supervised release conditions, e.g., stealing a firearm while intoxicated. Dubbing appellant a “walking juvenile crime wave” who posed “a serious danger to the public,” the district judge revoked the original term of supervised release and sentenced appellant to an additional twenty-four months in prison, to be followed by a new three-year supervised release term. O’Neil appeals, asking that we vacate his sentence and remand for resentencing. His principal allegation is that the reimposition of supervised release exceeds the district court’s statutory authority.

II. THE STATUTE

Passed as part of the Sentencing Reform Act of 1984, 18 U.S.C. §§ 3551-3559, 3561-3566, 3571-3574, 3581-3586, & 28 U.S.C. §§ 991-98 (1988 & Supps.), the supervised release alteration statute, 18 U.S.C. § 3583(e), of which the SRR provision is a part, authorizes a court to alter a term of supervised release in a number of ways. A court may:

(1) terminate a term of supervised release and discharge the person released at any time after the expiration of one year of supervised release ...;
(2) extend a term of supervised release if less than the maximum authorized term was previously imposed, and may modify, reduce, or enlarge the conditions of supervised release, at any time prior to the expiration or termination of the term of supervised release ...;
(3) revoke a term of supervised release, and require the person to serve in prison all or part of the term of supervised release without credit for time previously served on postrelease supervision, if it finds by a preponderance of the evidence that the person violated a condition of supervised release, pursuant to the provisions of the Federal Rules of Criminal Procedure that are applicable to probation revocation and to the provisions of applicable policy statements issued by the Sentencing Commission, except that a person whose term is revoked under this paragraph may not be required to serve more than 3 years in prison if the offense for which the person was convicted was a Class B felony, or more than 2 years in prison if the offense was a Class C or D felony; or
(4) order the person to remain at his place of residence during nonworking hours....

18 U.S.C. § 3583(e) (emphasis supplied). The present controversy centers on the third of these four options. ■

The alteration statute empowers a resen-tencing court, in certain circumstances, to elongate a previously imposed term of supervised release, 18 U.S.C. § 3583(e)(2), or, in other circumstances, to revoke supervision and impose imprisonment in lieu of supervision, id. at § 3583(e)(3). What is unclear, and what has confounded the courts, is whether an intermediate resentencing option exists: Does the statute allow a court to *294 revoke supervision and, in effect, restructure the defendant’s sentence by imposing a combination of imprisonment plus further supervision?

Although this court has never addressed the question, a minimum of six circuits have read the statute to foreclose the reimposition of a term of supervised release following revocation and imprisonment. See United States v. Truss, 4 F.3d 437, 438 (6th Cir.1993); United States v. McGee, 981 F.2d 271, 274-76 (7th Cir.1992); United States v. Koehler, 973 Fid 132, 134-36 (2d Cir.1992); United States v. Cooper, 962 F.2d 339, 340-42 (4th Cir.1992); United States v. Holmes, 954 F.2d 270, 271-73 (5th Cir.1992); United States v. Behnezhad, 907 F.2d 896, 898-99 (9th Cir.1990); see also United States v. Gozlon-Peretz, 894 F.2d 1402, 1405 n. 5 (dictum), amended, 910 F.2d 1152 (3d Cir.1990), aff'd on other grounds, 498 U.S. 395, 111 S.Ct. 840, 112 L.Ed.2d 919 (1991). The Tenth Circuit came to the same conclusion belatedly, after reversing its field. See United States v. Rockwell, 984 F.2d 1112, 1117 (10th Cir.) (overruling United States v. Boling, 947 F.2d 1461 (10th Cir.1991)), cert. denied, — U.S. -, 113 S.Ct. 2945, 124 L.Ed.2d 693 (1993). The Eleventh Circuit has sent mixed signals. In United States v. Tatum, 998 F.2d 893, 894-95 (11th Cir.1993) (per curiam), the court embraced the majority view. A second panel, two weeks later, bowed to Tatum on stare decisis grounds; but, in a sharp departure from customary practice, all three judges expressed their profound disagreement with Tatum’s holding. See United States v. Williams, 2 F.3d 363, 365 (11th Cir.1993). Thus, nine circuits in all read the SRR provision narrowly. On the other side of the ledger, the Eighth Circuit stands as a waif in the wilderness. See United States v. Schrader, 973 F.2d 623, 624-25 (8th Cir.1992) (holding that section 3583(e)(3) permits the reimposition of a term of supervised release following revocation and imprisonment); see also United States v. Levi,

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Bluebook (online)
11 F.3d 292, 1993 U.S. App. LEXIS 32612, 1993 WL 505825, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-shaun-k-oneil-ca1-1993.