United States v. Scott Katsuki Shimoda

334 F.3d 846, 2003 Cal. Daily Op. Serv. 5605, 2003 Daily Journal DAR 7070, 2003 U.S. App. LEXIS 12927, 2003 WL 21468265
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 26, 2003
Docket02-10188
StatusPublished
Cited by19 cases

This text of 334 F.3d 846 (United States v. Scott Katsuki Shimoda) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Scott Katsuki Shimoda, 334 F.3d 846, 2003 Cal. Daily Op. Serv. 5605, 2003 Daily Journal DAR 7070, 2003 U.S. App. LEXIS 12927, 2003 WL 21468265 (9th Cir. 2003).

Opinion

OPINION

LEAVY, Circuit Judge:

Scott Shimoda appeals the 42-month sentence imposed following his guilty plea conviction for conspiracy to possess and distribute cocaine, in violation of 21 U.S.C. §§ 846 and 841(a)(1). The plea agreement contains a waiver of appeal, but Shimoda argues that his sentence falls within an exception to the waiver. We have jurisdiction pursuant to 28 U.S.C. § 1291. For the reasons stated below, we enforce the waiver of appeal and accordingly dismiss the appeal.

Procedural Background

Shimoda agreed to pick up two packages from the Honolulu post office for a friend. The packages contained cocaine. Shimoda and his friend were arrested shortly thereafter.

*848 Shimoda pleaded guilty to a single count of conspiracy to distribute and a single count of possession with intent to distribute “500 grams or more of a mixture or substance containing a detectable amount of cocaine,” in violation of 21 U.S.C. §§ 841(a)(1), 841(b)(l)(B)(ii), and 846. The penalty under § 841(b)(l)(B)(ii) is a term of imprisonment of not less than five years and not more than 40 years.

Shimoda stipulated that the drug quantity in one parcel was 1,995.3 grams, and in the second parcel was 1,992.4 grams, for a total of 3,987.7 grams. He also agreed that his Base Offense Level was 30 calculated upon “3.5-5 KG of cocaine, see Guideline 3Dl.l(c)(5).”

The plea agreement contained a waiver of the right to appeal which stated in pertinent part:

Defendant knowingly waives the right to appeal, except as indicated in subpara-graph “b” below, any sentence within the maximum provided in the statute(s) of conviction or the manner- in which that sentence was determined on any of the grounds set forth in [18 U.S.C.] Section 3742, or on any ground whatever, in exchange for the concessions made by the prosecution in this plea agreement.
b. If the Court in imposing sentence departs (as that term is used in Part K of the Sentencing Guidelines) upward from the guideline range determined by the Court to be applicable to the Defendant, the Defendant retains the right to appeal the upward departure portion of his sentence and the manner in which that portion was determined under Section 3742 and to challenge that portion of his sentence in a collateral attack,

(emphasis added).

At sentencing, the district court started with a base offense level of 30, based upon the stipulated quantity of drugs (3,987.7 grams) and the defendant’s criminal history category. The court deducted three levels for acceptance of responsibility, deducted two levels for minor participation, and granted the government’s motion for downward departure of three levels based upon Shimoda’s cooperation, thereby permitting the court to sentence below the five-year minimum. The court additionally departed downward one level, resulting in a final offense level of 21, which carried a sentencing range of 41 to 51 months — well below the five-year minimum. The court sentenced Shimoda to 42 months imprisonment, and Shimoda timely appealed.

Standard of Review

Whether an appellant has waived his statutory right to appeal is a matter of law reviewed de novo. United States v. Navarro-Botello, 912 F.2d 318, 320 (9th Cir.1990).

Analysis

Shimoda waived the right to appeal “any sentence within the maximum provided in the statute(s) of conviction.” Shimoda’s conviction, with the stipulated drug quantity, 3,987.7 grams, exposed him to a statutory maximum term of 40 years in prison. 21 U.S.C. § 841(b)(1)(B). Shimoda makes two arguments on appeal. First, he contends that the “maximum provided in the statute(s) of conviction” includes the federal sentencing guidelines, as well as the statutory maximum term. Second, he contends that the district court should have calculated his sentencing based on the “500 grams” stated in the indictment (even though the indictment alleged “500 grams or more”). As a result, Shimoda argues that the district court exposed him to a greater sentence, which violates Apprendi v. New Jersey, 530 U.S. 466, 490, 120 S.Ct. *849 2348, 147 L.Ed.2d 435 (2000). Neither of Shimoda’s arguments have merit.

Shimoda argues that the federal sentencing guidelines are “statutes of conviction” because the guidelines were created by federal statute and the courts are under a statutory mandate under 18 U.S.C. § 3553(b) to apply the sentencing guidelines. He cites United States v. R.L.C., 503 U.S. 291, 112 S.Ct. 1329, 117 L.Ed.2d 559 (1992) in support of his proposition. However, we reject this argument because R.L.C. involved an analysis of a provision in the Juvenile Delinquency Act, 18 U.S.C. § 5037(c)(1)(B), which limited the length of detention of a juvenile to “the maximum term of imprisonment that would be authorized if the juvenile had been tried and convicted as an adult.” See R.L.C., 503 U.S. at 294, 112 S.Ct. 1329. R.L.C. does not support the proposition that a maximum sentence in federal criminal cases is that prescribed by the federal sentencing guidelines, and no court has so held.

Shimoda also cites a Second Circuit case, United States v. Guevara, 277 F.3d 111 (2d Cir.2001) for his proposition. In Guevara, the defendant was charged with conspiring to distribute and possess “one kilogram and more of mixtures and substances containing a detectable amount of heroin,” in violation of 21 U.S.C. § 846. At trial, however, the court instructed the jury that they need only find that the co-conspirators agreed to distribute or possess any quantity of narcotics. At sentencing, the judge found by a preponderance of the evidence that one kilogram of heroin was involved in the conspiracy, triggering a mandatory minimum term of 240 months under § 841(b)(1)(A).

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334 F.3d 846, 2003 Cal. Daily Op. Serv. 5605, 2003 Daily Journal DAR 7070, 2003 U.S. App. LEXIS 12927, 2003 WL 21468265, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-scott-katsuki-shimoda-ca9-2003.