United States v. Schurrer

156 F.3d 1245, 1998 WL 544308
CourtCourt of Appeals for the Tenth Circuit
DecidedAugust 26, 1998
Docket97-1184
StatusUnpublished

This text of 156 F.3d 1245 (United States v. Schurrer) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Schurrer, 156 F.3d 1245, 1998 WL 544308 (10th Cir. 1998).

Opinion

156 F.3d 1245

82 A.F.T.R.2d 98-5981, 98 CJ C.A.R. 4480

NOTICE: Although citation of unpublished opinions remains unfavored, unpublished opinions may now be cited if the opinion has persuasive value on a material issue, and a copy is attached to the citing document or, if cited in oral argument, copies are furnished to the Court and all parties. See General Order of November 29, 1993, suspending 10th Cir. Rule 36.3 until December 31, 1995, or further order.

UNITED STATES of America, Plaintiff-Appellee,
v.
Suzanne Barbara SCHURRER, Defendant-Appellant.

No. 97-1184.

United States Court of Appeals, Tenth Circuit.

Aug. 26, 1998.

Before PORFILIO, HOLLOWAY, and TACHA, Circuit Judges.

ORDER AND JUDGMENT*

HOLLOWAY

Defendant-appellant, Suzanne Schurrer, appeals her conviction following trial by jury on multiple counts of mail and wire fraud and the filing of two false income tax returns. Specifically, Ms. Schurrer raises the following issues for review: (1) whether the district judge erred in denying Ms. Schurrer's fourth motion to continue trial, (2) whether the judge erred in allowing testimony from a representative of the victim that Ms. Schurrer was suspected of embezzlement, and (3) whether the judge erred in allowing a government witness to testify as an expert in the area of risk management.1 We have jurisdiction under 28 U.S.C. § 1291 and affirm.

* There was evidence at trial tending to show the following facts. Suzanne Schurrer was hired by Katy Industries in 1989 or 1990 to work in the area of risk management and to develop a program for employee benefits. R. Vol. 5 at 502. Katy is a "mini conglomerate" that buys and sells companies, and it specializes in consumer, industrial and machinery manufacturing. R. Vol. 2 at 3. Ms. Schurrer was hired to expand the risk management function of the company and administer employee benefits. R. Vol. 5 at 504. As part of her job duties, Ms. Schurrer examined requests for payment made by other businesses that provided certain services to Katy. Id. at 504-505. When an invoice was submitted to Katy that pertained to the area of risk management or insurance, it was passed to Ms. Schurrer for initial review and approval to confirm that the work had been done. Once Ms. Schurrer approved the request for payment, it was sent to Katy's accounting department for confirmation that a contract was in place and that the obligation is legitimate.2 Once confirmed as properly payable, a check would be issued and forwarded to authorized signers. Id. at 505.

The indictment charged that Ms. Schurrer engaged in a scheme of submission of several false and fraudulent invoices on behalf of an outside business by the name of Am Ins Group, to Katy from about April 15, 1994, to about May 3, 1996. Vol. 1 Tab 1. In explaining these invoices to Katy personnel, Ms. Schurrer represented that Am Ins Group was doing some research work for Katy in the area of insurance. R. Vol. 2 at 115.

The scheme began with an invoice received by Katy in April 1994, purporting to be from Am Ins Group, a New York company,3 and requesting payment in the amount of $79,298. Appellee Addendum (Aple.Add.) at 1. The invoice indicates that the amount due reflects a 10% commission charged by Am Ins Group and it contains a crossed-out request that payment be sent to an employee at Am Ins Group's Chicago office.4 Id. In lieu of this instruction, the invoice contains a hand-written direction: "Sue for hand delivery w/contract." Id. Additionally, the invoice contains "OK 5/4/94 SS," Sue Schurrer's initials. R. Vol. 2 at 95. Katy paid the invoice on May 11, 1994, by check. Aple. Add. at 3, 32. Ms. Schurrer admitted receiving the $79,298 check, R. Vol. 6 at 698; R. Vol. 5 at 644, which was later deposited at NBD Bank on May 13, 1994. R. Vol. 3 at 326-327. An account there had been opened in the name of Am Ins Group. Id.5

In January 1995, Katy again received an invoice purportedly from Am Ins Group requesting payment in the amount of $174,880.80, for services allegedly rendered. Aple. Add. at 4. This invoice similarly contains: "OK 2/7/95 ... SS," indicating that Ms. Schurrer approved its payment. Id.; R. Vol. 2 at 95. Also contained on the invoice is a post-it note, authored by Ms. Schurrer, which states, "Return check to Suz asap for courier pick-up. SS." Id. Katy again issued a check, payable to Am Ins Group, in the requested amount on February 7, 1995, Aple. Add. at 5, and the check was delivered directly to Ms. Schurrer. R. Vol. 3 at 202-03. The check was deposited into an account opened in the name of Am Ins Group at First Bank of Arapahoe County. R. Vol. 3 at 335.

A similar Am Ins Group invoice was again submitted to Katy in April 1995. Aple. Add. at 6. As with the prior invoices, Ms. Schurrer's approval for payment is indicated on the invoice, along with her initials, with instructions to deliver payment directly to her. Id. Katy subsequently issued a check payable to Am Ins Group in the requested amount ($165,780.30) in May 1995, id. at 8, and the check was given to Ms. Schurrer. R. Vol. 3 at 202. This check was deposited into the Am Ins Group account at First Bank of Arapahoe County. R. Vol. 3 at 335.

In May 1995, Katy terminated Ms. Schurrer's employment. R. Vol. 2 at 135-136. This termination, however, was not prompted by Ms. Shurrer's fraudulent activities, which were unknown to Katy at the time. Following her termination, Ms. Schurrer continued a limited business relationship with Katy by entering into a consulting agreement. Under this contract, Ms. Schurrer agreed to assist with Katy's insurance filing system on an "as-needed" basis. Id. at 136-137.

In July 1995, Katy received another invoice purportedly from Am Ins Group. Aple. Add. at 9. The invoice directed payment to be sent to Am Ins Group's lockbox at an address in Greenwood Village, Colorado.6 Ms. Schurrer again approved payment by initialing the $182,843.90 invoice. Aple.App. at 9. Katy paid the invoice in three installments over a three-month period by mailing checks to the designated lockbox. Aple. Add. at 10-15. Each check was deposited into the Am Ins Group account at First Bank of Arapahoe County. R. Vol. 3 at 335. This formed the basis for counts one to three of the indictment against Ms. Schurrer, charging mail fraud.

In March 1996, Ms. Schurrer telephoned Katy and advised that she had received a "past-due" invoice from Am Ins Group requesting final payment in the amount of $397,198, to be paid in two separate, equal installments. Aple. Add. at 51-55. Ms. Schurrer then sent by facsimile a detailed letter, with a copy of the invoice, to Katy explaining the items discussed during the telephone conversation. Id. In the letter, Ms. Schurrer advised that Am Ins Group and Katy had entered into a contract for services in 1991, with a negotiated fee ranging between $250,000 and $1 million, based on projected savings to Katy from Am Ins Group's services. Aple. Add. at 53.

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Cite This Page — Counsel Stack

Bluebook (online)
156 F.3d 1245, 1998 WL 544308, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-schurrer-ca10-1998.