United States v. Schultz

656 F. Supp. 1218
CourtDistrict Court, E.D. Michigan
DecidedJune 10, 1987
DocketCrim. 86-80236-01
StatusPublished
Cited by3 cases

This text of 656 F. Supp. 1218 (United States v. Schultz) is published on Counsel Stack Legal Research, covering District Court, E.D. Michigan primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Schultz, 656 F. Supp. 1218 (E.D. Mich. 1987).

Opinion

MEMORANDUM OPINION AND ORDER DENYING DEFENDANT’S MOTION FOR NEW TRIAL OR, IN THE ALTERNATIVE, EVIDENTIARY HEARING

WOODS, District Judge.

This matter is before the Court on defendant's Motion for New Trial or, in the *1219 Alternative, for Evidentiary Hearing. Defendant was convicted on February 10, 1987, on all three counts of an indictment alleging a conspiracy to possess with intent to distribute and to distribute cocaine, use of a telephone to facilitate the commission of the conspiracy, and interstate travel with the intent to promote and facilitate the promotion of a business enterprise involving cocaine.

Defendant alleges that one of the jurors ingested controlled substances so as to “materially and substantially impair [his] ability to intelligently understand and comprehend the evidence and legal instructions in this case and prevented an intelligent deliberation thereon, and did render him unfit to perform his duties as a juror.” Defendant’s motion at 2, 114.

How a Court deals with a serious allegation as this has implications going far beyond the individual case. On the one hand there are compelling reasons for protecting the secrecy and preserving the finality of jury deliberations, and thus excluding testimony by jurors about the process. As one commentator has noted:

There are, however, valid and powerful reasons which support the exclusionary principle. The Supreme Court long ago singled out two reasons as being most important. First, the exclusionary principle is necessary to prevent jurors from being ‘harassed and beset by the defeated party in an effort to secure ... evidence of facts which might establish misconduct sufficient to set aside a verdict.’ Second, the exclusionary principle is necessary to prevent ‘what was intended to be private deliberation’ from being made subject to constant public scrutiny, ‘to the destruction of all frankness and freedom of discussion and conference.’
To these may be added a third and fourth reason: Third, allowing unrestricted attacks by jurors upon their verdicts would so undermine the finality of verdicts as to threaten the system itself; judges ‘would become Penelopes, forever engaged in unraveling the webs they wove.’ It is one thing to permit review on the basis of the record, by post-trial motion and appeal; it is quite another to extend review to the deliberative processes of the jury. Such extension would amount to a whole new dimension of scrutiny which would correspondingly reduce the measure of finality which verdicts and judgments now achieve.
Fourth, allowing unrestricted attacks by jurors upon their verdicts invites tampering with the process which would be difficult to detect. A single juror who reluctantly joined in a verdict is likely to be sympathetic to the overtures of defeated parties, and to be persuadable to the view, that his own consent rested upon false or impermissible considerations; the truth will be hard to ascertain. In the process, the trier itself will be tried, all at the behest of a dissatisfied party aided by the second thoughts of a vaguely uncomfortable juror.

Mueller, Jurors’ Impeachment of Verdicts and Indictments in Federal Court Under Rule 606(b), 57 Neb.L.Rev. 920, 923-24 (1978) (footnotes omitted) [hereinafter Mueller]; see also, e.g., Government of Virgin Islands v. Gereau, 523 F.2d 140 (3d Cir.1975) (upheld trial court’s finding that jurors’ affidavits that their verdict was reached involuntarily because of external pressures were themselves the product of fear and intimidation), cert. denied, 424 U.S. 917, 96 S.Ct. 1119, 47 L.Ed.2d 323 (1976) ; United States v. Homer, 411 F.Supp. 972, 978-79 (W.D.Pa.) (if testimony allowed that jurors mistakenly thought that an unanimous verdict was not required, resulting harassment will have a chilling effect on persons called to serve on juries; court had already received concerned inquiries from other jurors asking why such questioning was permitted), aff'd 545 F.2d 864 (3d Cir.1976), cert. denied, 431 U.S. 954, 97 S.Ct. 2673, 53 L.Ed.2d 270 (1977) .

On the other hand, “[to] the defendant who finds himself convicted in the face of patent jury misbehavior, the jurors who were his comfort become his nemesis.” Note, Judgment by Your Peers? The Impeachment of Jury Verdicts and the Case of the Insane Juror, 21 N.Y.L.F. 57 (1975) [hereinafter Note, Judgment by Your *1220 Peers ]. To a society which values the jury system and rule by law, it is almost inevitable, in order to avoid the kind of nightmares described so graphically in Alice in Wonderland or by Kafka, that defendants would be found to have a due process right to a “sane and competent jury” — as indeed they have been. See Sullivan v. Fogg, 613 F.2d 465, 467 (2d Cir.1980) (quoting United States v. Dioquardi, 492 F.2d 70, 78 (2d Cir.), cert. denied, 419 U.S. 873, 95 S.Ct. 134, 42 L.Ed.2d 112 (1974)).

There is no easy way to avoid the dilemma. To grant an evidentiary hearing is to open the door to all of the evils which have already been identified. Particularly when the request for a hearing comes after a verdict has been rendered, as here, the inquiry would not be directed to the present capacity of the juror but toward his capacity as of some time ago — almost two months in this case. In addition, since there has been a verdict rendered, the stakes are crystal clear, thus presenting motives for attempting to influence testimony, and for ex post facto revisions of impressions and memories in light of one’s position about the outcome in the case. In this case, for instance, the 13 other jurors might well have to be questioned. If so, these jurors would become vulnerable to pressures from both sides. In addition, defendant’s reliance on an expert and his chiding of the Government for not producing an expert of its own makes it virtually certain that the proceeding would become the kind of battle of experts which is not always illuminating, particularly because of the speculative nature of the issue. Inevitable publicity would, unavoidably, raise questions and concerns in the minds of other jurors — past, present, and future.

Thus, all of the concerns discussed above with regard to the sanctity and finality of jury deliberations counsel against readily granting a post-verdict evidentiary hearing, or summarily granting a new trial.

Where, as here, two powerful and valid policy imperatives are inherently in conflict a court must make a careful case-by-case determination of what is required in the given case. See Note, Judgment by Your Peers at 83.

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Bluebook (online)
656 F. Supp. 1218, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-schultz-mied-1987.